TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify
identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 November 2021
(f) In addition to the company in 1(c) above, is YES:
the discloser making
disclosures in respect of any other party to AVAST PLC
the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 1,636,059 0.28% 793,503 0.14%
Cash-settled
(2) derivatives:
636,577 0.11% 1,308,983 0.23%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 2,100 0.00%
TOTAL: 2,272,636 0.39% 2,104,586 0.36%
Convertible Bond
Class of relevant security: US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 376,000 0.06% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 376,000 0.06% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 1 24.6900 USD
USD 0.01 common Purchase 21 24.7916 USD
USD 0.01 common Purchase 25 24.7868 USD
USD 0.01 common Purchase 50 24.7330 USD
USD 0.01 common Purchase 58 24.7284 USD
USD 0.01 common Purchase 85 24.7470 USD
USD 0.01 common Purchase 90 24.7525 USD
USD 0.01 common Purchase 99 24.7845 USD
USD 0.01 common Purchase 100 24.7000 USD
USD 0.01 common Purchase 100 24.7465 USD
USD 0.01 common Purchase 105 24.7761 USD
USD 0.01 common Purchase 105 24.7371 USD
USD 0.01 common Purchase 106 24.7879 USD
USD 0.01 common Purchase 113 24.7508 USD
USD 0.01 common Purchase 116 24.7642 USD
USD 0.01 common Purchase 123 24.7719 USD
USD 0.01 common Purchase 127 24.8000 USD
USD 0.01 common Purchase 131 24.8514 USD
USD 0.01 common Purchase 144 24.7500 USD
USD 0.01 common Purchase 180 24.7325 USD
USD 0.01 common Purchase 201 24.7449 USD
USD 0.01 common Purchase 301 24.7229 USD
USD 0.01 common Purchase 358 24.7324 USD
USD 0.01 common Purchase 369 24.7560 USD
USD 0.01 common Purchase 378 24.7395 USD
USD 0.01 common Purchase 391 24.7200 USD
USD 0.01 common Purchase 422 21.8327 EUR
USD 0.01 common Purchase 500 27.0000 USD
USD 0.01 common Purchase 500 24.7620 USD
USD 0.01 common Purchase 506 24.6389 USD
USD 0.01 common Purchase 600 24.7291 USD
USD 0.01 common Purchase 843 24.8274 USD
USD 0.01 common Purchase 1,054 24.7300 USD
USD 0.01 common Purchase 2,169 24.7521 USD
USD 0.01 common Purchase 2,179 24.7695 USD
USD 0.01 common Purchase 3,341 24.7856 USD
USD 0.01 common Purchase 4,418 24.7496 USD
USD 0.01 common Purchase 10,915 24.7744 USD
USD 0.01 common Purchase 16,756 24.7800 USD
USD 0.01 common Purchase 22,554 24.7733 USD
USD 0.01 common Purchase 27,672 24.7624 USD
USD 0.01 common Purchase 39,116 24.7735 USD
USD 0.01 common Purchase 41,154 24.7482 USD
USD 0.01 common Purchase 81,289 24.7036 USD
USD 0.01 common Sale 1 24.6900 USD
USD 0.01 common Sale 12 24.8200 USD
USD 0.01 common Sale 12 24.8100 USD
USD 0.01 common Sale 21 24.6804 USD
USD 0.01 common Sale 47 24.7400 USD
USD 0.01 common Sale 157 24.6376 USD
USD 0.01 common Sale 300 24.7616 USD
USD 0.01 common Sale 360 24.8600 USD
USD 0.01 common Sale 400 24.7625 USD
USD 0.01 common Sale 422 21.8327 EUR
USD 0.01 common Sale 700 24.7607 USD
USD 0.01 common Sale 700 24.7242 USD
USD 0.01 common Sale 731 24.7800 USD
USD 0.01 common Sale 988 24.7600 USD
USD 0.01 common Sale 1,300 24.7650 USD
USD 0.01 common Sale 1,982 24.6941 USD
USD 0.01 common Sale 2,442 24.7322 USD
USD 0.01 common Sale 3,153 24.7976 USD
USD 0.01 common Sale 3,300 24.7602 USD
USD 0.01 common Sale 3,611 24.7678 USD
USD 0.01 common Sale 4,418 24.7496 USD
USD 0.01 common Sale 5,411 24.7936 USD
USD 0.01 common Sale 12,788 24.7729 USD
USD 0.01 common Sale 17,341 24.7806 USD
USD 0.01 common Sale 25,243 24.7653 USD
USD 0.01 common Sale 36,176 24.7740 USD
USD 0.01 common Sale 48,718 24.7500 USD
USD 0.01 common Sale 91,070 24.7109 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD 0.01 Call Selling 500 27 USD American 21 Jan 8.5000
common Options 2022 USD
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? YES
Date of disclosure: 19 Nov 2021
Large Holdings Regulatory
Contact name: Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211119005371/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2021
(END) Dow Jones Newswires
November 19, 2021 06:14 ET (11:14 GMT)
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