Statement of Changes in Beneficial Ownership (4)
March 30 2021 - 3:00PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Woodward Steven C |
2. Issuer Name and Ticker or Trading Symbol
KIRKLAND'S, INC
[
KIRK
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
C/O KIRKLAND'S, INC., 5310 MARYLAND WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/26/2021 |
(Street)
BRENTWOOD, TN 37027
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 3/26/2021 | | F | | 3730 (1) | D | $26.00 | 566437 | D | |
Common Stock | 3/29/2021 | | G |
V
| 10000 (2) | D | $0.00 | 556437 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares withheld to satisfy the reporting person's tax withholding obligation with respect to the 15,318 shares of common stock issued upon the vesting of restricted stock units on March 26, 2021. The reporting person retained the remaining shares. |
(2) | This transaction involved a gift of 10,000 shares of common stock from the reporting person to his adult brother, who does not share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his brother, and this report should not be deemed an admission that the reporting person is the beneficial owner of his brother's shares for purposes of Section 16 or for any other purpose. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Woodward Steven C C/O KIRKLAND'S, INC., 5310 MARYLAND WAY BRENTWOOD, TN 37027 | X |
| President and CEO |
|
Signatures
|
Carter R. Todd, attorney in fact for Steven Woodward | | 3/30/2021 |
**Signature of Reporting Person | Date |
Kirklands (NASDAQ:KIRK)
Historical Stock Chart
From Mar 2024 to Apr 2024
Kirklands (NASDAQ:KIRK)
Historical Stock Chart
From Apr 2023 to Apr 2024