FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Bertolini Mark T
2. Issuer Name and Ticker or Trading Symbol

AETNA INC /PA/ [ AET ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chairman and CEO
(Last)          (First)          (Middle)

151 FARMINGTON AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

2/20/2018
(Street)

HARTFORD, CT 06156
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   2/20/2018     M    6610   (1) A   (2) 274987   D  
 
Common Stock   2/20/2018     M    8893   (1) A   (2) 283880   D  
 
Common Stock   2/20/2018     F    7031   (3) D $178.03   276849   D  
 
Common Stock                  119447   I   By CLAT   (5)
Common Stock                  295436   I   By 2016 GRAT   (6)
Common Stock                  158635   I   By 2017 GRAT   (7)
Common Stock                  107576   I   By 2017 GRAT II   (8)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units     (2) 2/20/2018     M         6610      (4)   (4) Common Stock   6610   $0   13220   D  
 
Restricted Stock Units     (2) 2/20/2018     M         8893      (4)   (4) Common Stock   8893   $0   8893   D  
 

Explanation of Responses:
(1)  Represents vesting of previously reported Restricted Stock Units granted under the 2010 Stock Incentive Plan (the "Plan").
(2)  Each Restricted Stock Unit represents a right to receive one share of Aetna Inc. Common Stock net of taxes.
(3)  Represents tax withholding on vesting of previously reported Restricted Stock Units.
(4)  Restricted Stock Units previously granted under the Plan.
(5)  Represents shares held by Charitable Lead Annuity Trust ("CLAT") where Reporting Person is investment advisor.
(6)  Represents shares held by 2016 Grantor Retained Annuity Trust ("GRAT") where Reporting Person is sole trustee.
(7)  Represents shares held by 2017 GRAT where Reporting Person is sole trustee.
(8)  Represents shares held by 2017 GRAT II where Reporting Person is sole trustee.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Bertolini Mark T
151 FARMINGTON AVENUE
HARTFORD, CT 06156


Chairman and CEO

Signatures
Mark T. Bertolini, by Judith H. Jones, Attorney-in-Fact 2/22/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Aetna (NYSE:AET)
Historical Stock Chart
From Feb 2024 to Mar 2024 Click Here for more Aetna Charts.
Aetna (NYSE:AET)
Historical Stock Chart
From Mar 2023 to Mar 2024 Click Here for more Aetna Charts.