TIDMMRW

RNS Number : 1165H

Morrison(Wm.)Supermarkets PLC

08 March 2018

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
----------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                     WM Morrison Supermarkets 
  or the underlying issuer                                                 plc 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
-------------------------------------------------  -------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
----------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
-------------------------------------------------------------------------------------  -------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
----------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights 
-------------------------------------------------------------------------------------  -------------- 
 An acquisition or disposal of financial instruments                                          X 
-------------------------------------------------------------------------------------  -------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------------------------------  -------------- 
 Other (please specify)(iii) : 
-------------------------------------------------------------------------------------  -------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                               Morgan Stanley 
 City and country of registered                     Wilmington, Delaware, USA 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
----------------------------------------------------------------------------------------------------- 
 Name 
-------------------------------------------------  -------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
-------------------------------------------------  -------------------------------------------------- 
 5. Date on which the threshold                     05/03/2018 
  was crossed or reached(vi) 
  : 
-------------------------------------------------  -------------------------------------------------- 
 6. Date on which issuer notified                   07/03/2018 
  (DD/MM/YYYY): 
-------------------------------------------------  -------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
----------------------------------------------------------------------------------------------------- 
                               % of voting            % of voting        Total of       Total number 
                              rights attached       rights through       both in %       of voting 
                                 to shares             financial        (8.A + 8.B)      rights of 
                                 (total of            instruments                        issuer(vii) 
                                   8. A)               (total of 
                                                      8.B 1 + 8.B 
                                                          2) 
----------------------  -------------------------  ----------------  ----------------  -------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached             0.01%                      4.19%             4.20%             2,355,838,294 
----------------------  -------------------------  ----------------  ----------------  -------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)            0.00%                      4.36%             4.36% 
----------------------  -------------------------  ----------------  ----------------  -------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type               Number of voting rights(ix)            % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
----------------------- 
                                 Direct            Indirect                 Direct                 Indirect 
                                (Art 9 of          (Art 10 of              (Art 9 of               (Art 10 of 
                                Directive          Directive               Directive               Directive 
                              2004/109/EC)        2004/109/EC)            2004/109/EC)            2004/109/EC) 
                                (DTR5.1)           (DTR5.2.1)               (DTR5.1)               (DTR5.2.1) 
----------------------   ---------------------  --------------  ------------------------------  -------------- 
 GB0006043169                                    220,978                                         0.01% 
-----------------------  ---------------------  --------------  ------------------------------  -------------- 
 
 
 SUBTOTAL 
  8. A                    220,978                                0.01% 
-----------------------  -------------------------------------  ---------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial        Expiration             Exercise/       Number of voting                % of voting 
  instrument               date(x)                Conversion      rights that                     rights 
                                                  Period(xi)      may be acquired 
                                                                  if the instrument 
                                                                  is 
                                                                  exercised/converted. 
-----------------------  ---------------------  --------------  ------------------------------  -------------- 
 Depositary               at any 
  Receipt                  time                  at any time     14,430                          0.001% 
-----------------------  ---------------------  --------------  ------------------------------  -------------- 
 Right of 
  recall over 
  securities              at any 
  lending agreements       time                  at any time     19,767,623                      0.84% 
-----------------------  ---------------------  --------------  ------------------------------  -------------- 
 
                                                 SUBTOTAL 8. 
                                                  B 1            19,782,053                      0.84% 
                                                --------------  ------------------------------  -------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of                 Expiration              Exercise/       Physical           Number       % of voting 
  financial               date(x)                Conversion      or cash             of voting    rights 
  instrument                                     Period          settlement(xii)     rights 
                                                 (xi) 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   16/07/2018               time                              1,435,000    0.06% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   07/08/2018               time                              8,100,000    0.34% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   22/01/2019               time                              22,054,016   0.94% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   18/02/2019               time                              5,626,510    0.24% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   25/02/2019               time                              3,272,302    0.14% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   27/02/2019               time                              665,717      0.03% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   03/04/2019               time                              12,299,435   0.52% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   23/04/2019               time                              688,239      0.03% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   03/07/2019               time                              657,385      0.03% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   16/06/2020               time                              3,105,000    0.13% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   19/10/2020               time                              2,500,000    0.11% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   05/10/2021               time                              216,590      0.01% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   21/12/2021               time                              8,830,093    0.37% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   16/05/2022               time                              9,463,619    0.40% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          at any 
  Swap                   16/02/2023               time                              23,819       0.001% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 Equity                                          At any 
  Swap                   02/03/2023               time                              44,822       0.002% 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
                                                                 SUBTOTAL 
                                                                  8.B.2             78,982,547   3.35% 
                                                                -----------------  -----------  -------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which                          X 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
------------------------------------------------------------------  --------------------- 
       Name(xv)           % of voting          % of voting             Total of both 
                          rights if it        rights through            if it equals 
                          equals or is     financial instruments        or is higher 
                          higher than          if it equals          than the notifiable 
                         the notifiable        or is higher               threshold 
                           threshold        than the notifiable 
                                                 threshold 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Capital Management, 
  LLC 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Domestic Holdings, 
  Inc. 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Capital Services 
  LLC 
---------------------  ----------------  -----------------------  ----------------------- 
 
 Morgan Stanley 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Capital Management, 
  LLC 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Domestic Holdings, 
  Inc. 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  & Co. LLC 
---------------------  ----------------  -----------------------  ----------------------- 
 
 Morgan Stanley 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Capital Management, 
  LLC 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Domestic Holdings, 
  Inc. 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Smith Barney 
  LLC 
---------------------  ----------------  -----------------------  ----------------------- 
 
 Morgan Stanley 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Capital Management, 
  LLC 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Domestic Holdings, 
  Inc. 
---------------------  ----------------  -----------------------  ----------------------- 
 Morgan Stanley 
  Capital Products 
  LLC 
---------------------  ----------------  -----------------------  ----------------------- 
 
 10. In case of proxy voting, please identify: 
----------------------------------------------------------------------------------------- 
 Name of the proxy holder                 N/A 
---------------------------------------  ------------------------------------------------ 
 The number and % of voting               N/A 
  rights held 
---------------------------------------  ------------------------------------------------ 
 The date until which the                 N/A 
  voting rights will be held 
---------------------------------------  ------------------------------------------------ 
 
 11. Additional information(xvi) 
----------------------------------------------------------------------------------------- 
 
 
 
 
 Place of completion   Glasgow 
--------------------  ----------- 
 Date of completion    07/03/2018 
--------------------  ----------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLEAEDPEFEPEFF

(END) Dow Jones Newswires

March 08, 2018 05:12 ET (10:12 GMT)

Morrison (wm) Supermarkets (LSE:MRW)
Historical Stock Chart
From Feb 2024 to Mar 2024 Click Here for more Morrison (wm) Supermarkets Charts.
Morrison (wm) Supermarkets (LSE:MRW)
Historical Stock Chart
From Mar 2023 to Mar 2024 Click Here for more Morrison (wm) Supermarkets Charts.