FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Cotton Stephen

2. Date of Event Requiring Statement (MM/DD/YYYY)
5/9/2018 

3. Issuer Name and Ticker or Trading Symbol

Aqua Metals, Inc. [AQMS]

(Last)        (First)        (Middle)

1010 ATLANTIC AVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
President /

(Street)

ALAMEDA, CA 94501       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   44500   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy)     (1) 5/2/2023   Common Stock   210000   $7.00   D    
Employee Stock Option (right to buy)     (1) 5/2/2023   Common Stock   210000   $5.00   D    
Employee Stock Option (right to buy)     (2) 5/2/2023   Common Stock   420000   $3.00   D    

Explanation of Responses:
(1)  The options vest and become exercisable over a five year period as follows: 5,834 options vest monthly starting June 2, 2018 for twelve months; 70,000 options vest on May 2, 2020 and the remaining 69,992 options vest on May 2, 2021.
(2)  The options vest and become exercisable over a five year period as follows: 11,667 options vest monthly starting June 2, 2018 for twelve months; 140,000 options vest on May 2, 2020 and the remaining 139,996 options vest on May 2, 2021.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Cotton Stephen
1010 ATLANTIC AVE
ALAMEDA, CA 94501


President

Signatures
/s/ Stephen Cotton 5/9/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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