TIDMIMM TIDMAV.

RNS Number : 9492L

Immupharma PLC

24 April 2018

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
---------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                        Immupharma plc 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
------------------------------------------------  -------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
---------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
-------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
---------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                 X 
-------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments                                         X 
-------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
-------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
---------------------------------------------------------------------------------------------------- 
 Name                                              Aviva plc & its subsidiaries 
------------------------------------------------  -------------------------------------------------- 
 City and country of registered                    London, England 
  office (if applicable) 
------------------------------------------------  -------------------------------------------------- 
 4. Full name of shareholder(s) (if different from 3.)(v) 
---------------------------------------------------------------------------------------------------- 
 Name                                              Registered Holder: 
                                                    Chase (GA Group) Nominees Limited 
                                                    549,731* 
                                                    HSBC Global Custody Nominee 
                                                    (UK) Limited 383,280 * 
                                                    State Street Nominees Limited 
                                                    54,108 * 
                                                    *denotes direct interest 
------------------------------------------------  -------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
------------------------------------------------  -------------------------------------------------- 
 5. Date on which the threshold                    20/04/2018 
  was crossed or reached(vi) 
  : 
------------------------------------------------  -------------------------------------------------- 
 6. Date on which issuer                           24/04/2018 
  notified (DD/MM/YYYY): 
------------------------------------------------  -------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
---------------------------------------------------------------------------------------------------- 
                               % of voting           % of voting         Total of       Total number 
                              rights attached      rights through        both in %       of voting 
                                 to shares            financial         (8.A + 8.B)      rights of 
                                 (total of           instruments                         issuer(vii) 
                                   8. A)              (total of 
                                                     8.B 1 + 8.B 
                                                         2) 
-----------------------  -----------------------  ----------------  -----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached              0.71%                    0.79%             1.50%              139,467,430 
-----------------------  -----------------------  ----------------  -----------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)             2.73%                    1.67%             4.40% 
-----------------------  -----------------------  ----------------  -----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type             Number of voting rights(ix)            % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
--------------------- 
                              Direct            Indirect                  Direct                  Indirect 
                             (Art 9 of          (Art 10 of               (Art 9 of                (Art 10 of 
                             Directive          Directive                Directive                Directive 
                           2004/109/EC)        2004/109/EC)             2004/109/EC)             2004/109/EC) 
                             (DTR5.1)           (DTR5.2.1)                (DTR5.1)                (DTR5.2.1) 
--------------------   -------------------  ----------------  ------------------------------  ---------------- 
 Ordinary 
  Shares 
 
 
  GB0033711010               987,119         Not Disclosable               0.71%               Not Disclosable 
---------------------  -------------------  ----------------  ------------------------------  ---------------- 
 
 
 SUBTOTAL 
  8. A                                987,119                                       0.71% 
---------------------  -------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial      Expiration           Exercise/         Number of voting                % of voting 
  instrument             date(x)              Conversion        rights that                     rights 
                                              Period(xi)        may be acquired 
                                                                if the instrument 
                                                                is 
                                                                exercised/converted. 
---------------------  -------------------  ----------------  ------------------------------  ---------------- 
 RIGHT TO                                                      1,099,845* 
  RECALL LOANED 
  SHARES                N/A                  N/A                * DIRECT INTEREST              0.79% 
---------------------  -------------------  ----------------  ------------------------------  ---------------- 
 
                                             SUBTOTAL 8. 
                                              B 1              1,099,845                       0.79% 
                                            ----------------  ------------------------------  ---------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of               Expiration            Exercise/         Physical           Number       % of voting 
  financial             date(x)              Conversion        or cash             of voting    rights 
  instrument                                 Period            settlement(xii)     rights 
                                             (xi) 
--------------------  --------------------  ----------------  -----------------  -----------  ---------------- 
 
 
                                                               SUBTOTAL 
                                                                8.B.2 
                                                              -----------------  -----------  ---------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which                       X 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
---------------------------------------------------------------  --------------------- 
     Name(xv)          % of voting          % of voting             Total of both 
                       rights if it        rights through            if it equals 
                       equals or is     financial instruments        or is higher 
                       higher than          if it equals          than the notifiable 
                      the notifiable        or is higher               threshold 
                        threshold        than the notifiable 
                                              threshold 
------------------  ----------------  -----------------------  ----------------------- 
 Aviva plc 
------------------  ----------------  -----------------------  ----------------------- 
 Aviva Group 
  Holdings Limited 
------------------  ----------------  -----------------------  ----------------------- 
 Aviva Investors 
  Holdings Limited 
------------------  ----------------  -----------------------  ----------------------- 
 Aviva Investors 
  Global Services 
  Limited 
------------------  ----------------  -----------------------  ----------------------- 
 
 10. In case of proxy voting, please identify: 
-------------------------------------------------------------------------------------- 
 Name of the proxy holder              See Section 4 
------------------------------------  ------------------------------------------------ 
 The number and % of voting 
  rights held 
------------------------------------  ------------------------------------------------ 
 The date until which the 
  voting rights will be held 
------------------------------------  ------------------------------------------------ 
 
 11. Additional information(xvi) 
-------------------------------------------------------------------------------------- 
 This notification is prompted by a 4% to <3% change 
  at Direct Interest Level (Box 8A & 8B). 
-------------------------------------------------------------------------------------- 
 
 
 
 Place of completion   Norwich, England 
--------------------  ----------------- 
 Date of completion    24 April 2018 
--------------------  ----------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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