Current Report Filing (8-k)
October 22 2018 - 5:29PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
October 22, 2018
Titan
Pharmaceuticals, Inc.
(Exact name of registrant as specified in
its charter)
Delaware
(State or other jurisdiction of incorporation)
001-13341
|
94-3171940
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
400 Oyster Point Blvd., Suite 505, South
San Francisco, CA
94080
(Address of principal executive offices
and zip code)
650-244-4990
(Registrant's telephone number including
area code)
(Registrant's former name or former address,
if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of registrant under any of the following provisions:
|
¨
|
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
|
|
¨
|
Soliciting material pursuant to Rule 14a-12(b) under
the Exchange Act (17 CFR 240.14a-12(b))
|
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
|
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 8.01 Other Events.
Over-Allotment Option Exercise
On October 22, 2018, Titan Pharmaceuticals, Inc., a
Delaware corporation (the “Company”) completed the sale of 1,900,000 shares of common stock at a purchase price
of $.24 per share in connection with the final exercise of the over-allotment option by A.G.P./Alliance Global Partners, as
representative of the underwriters of the Company’s previously announced public offering of common stock, convertible
preferred stock and warrants to purchase common stock (the “Offering”).
Shares Outstanding
Following today’s closing of the over-allotment option
and after giving effect to the conversions to date of preferred stock sold in the Offering, there were 64,903,744 shares
of common stock of the Company issued and outstanding.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
TITAN PHARMACEUTICALS, INC.
|
|
|
|
|
|
|
|
|
By:
|
/s/ Sunil Bhonsle
|
|
|
Name:
|
Sunil Bhonsle
|
|
|
Title:
|
Chief Executive Officer and President
|
|
Dated: October 22, 2018
Titan Pharmaceuticals (NASDAQ:TTNP)
Historical Stock Chart
From Mar 2024 to Apr 2024
Titan Pharmaceuticals (NASDAQ:TTNP)
Historical Stock Chart
From Apr 2023 to Apr 2024