Current Report Filing (8-k)
October 10 2018 - 6:17AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
October 5, 2018
FOCUS UNIVERSAL INC.
(Exact Name of Registrant as Specified in
its Charter)
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Nevada
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000-55247
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46-3355876
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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20511 East Walnut Drive North
Walnut, CA
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91789
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s Telephone Number, Including
Area Code: (626) 272-3883
Registrant’s Fax Number, Including Area Code: (917) 791-8877
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure
Attached as Exhibit 99.1 hereto and incorporated
by reference are presentation slides that formed the basis of presentations that took place on October 5, 2018 by executives of
Focus Universal Inc. (the "
Company
") in New York City. The presentation addresses the Company’s future business
prospects.
The presentation contains forward-looking statements within
the meaning of the federal securities laws. These forward-looking statements are necessarily based on certain assumptions and are
subject to significant risks and uncertainties. These forward-looking statements are based on management’s expectations as
of October 5, 2018. The Registrant does not undertake any responsibility for the adequacy, accuracy or completeness or to update
any of these statements in the future. Actual future performance and results could differ from that contained in or suggested by
the forward-looking statements.
The information contained in this Item 7.01 and in Exhibit 99.1
referenced herein is being furnished and shall not be deemed "filed" for the purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “
Exchange Act
”) or otherwise. The information in this Item 7.01 shall
not be incorporated by reference into any registration statement or other document to the Securities Act of 1933, as amended, or
into any filing or other document to the Exchange Act, except as otherwise expressly stated in any such filing.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Exchange Act, the Company
has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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FOCUS UNIVERSAL INC.
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Date: October 9, 2018
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By:
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/s/ Desheng Wang
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Name: Desheng Wang
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Title: Chief Executive Officer
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