Current Report Filing (8-k)
June 05 2018 - 4:37PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): May 30, 2018
ALLIANCE
MMA, INC.
(Exact name of registrant as specified
in its charter)
Delaware
|
001-37899
|
47-5412331
|
(State or Other Jurisdiction of
Incorporation)
|
(Commission
File Number)
|
(IRS Employer
Identification No.)
|
590 Madison Avenue, 21st Floor
New York, New York 10022
(Address of principal executive offices
and zip code)
Registrant’s telephone number,
including area code: (212) 739-7825
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
|
¨
|
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
|
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
|
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
|
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
x
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 2.03. Creation of a Direct Financial Obligation or an
Obligation under an Off-Balance Sheet Arrangement of a Registrant.
On May 30, 2018, the Alliance MMA,
Inc. (the “Company”)
borrowed $90,000 from a third-party shareholder pursuant
to a secured promissory note. The note bears interest at 10% annually and matures June 30, 2018. The obligations under the note
are secured by
all the issued and outstanding capital stock of Roundtable Creative, Inc., (d/b/a/ “SuckerPunch Entertainment”)
owned by the Company.
Repayment of the note is subject to acceleration in the event of a breach of
the repayment provisions or if a bankruptcy or similar proceeding for the benefit of our creditors is instituted against the Company.
Under the terms of the note, the note holder has the right to roll-over the note investment into a future financing consummated
in connection with an acquisition transaction. The note investment may be rolled-over into any such future financing on the same
terms as such financing.
******************
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
ALLIANCE MMA, INC.
|
|
|
|
By:
|
/s/ John Price
|
|
|
John Price
|
|
|
Chief Financial Officer
|
|
|
|
Dated: June 5, 2018
|
|
|
SCWorx (NASDAQ:WORX)
Historical Stock Chart
From Mar 2024 to Apr 2024
SCWorx (NASDAQ:WORX)
Historical Stock Chart
From Apr 2023 to Apr 2024