Current Report Filing (8-k)
May 23 2018 - 4:18PM
Edgar (US Regulatory)
UNITED STATE
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): May 23, 2018 (May 21, 2018)
Kadmon Holdings, Inc.
(Exact name of registrant as specified
in its charter)
Delaware
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001-37841
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27-3576929
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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450
East 29
th
Street
New
York, NY
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10016
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s telephone number,
including area code: (212) 308-6000
N/A
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging
growth company
x
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
x
ITEM 5.02
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Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
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On
May 21, 2018, Charles Darder informed Kadmon Holdings, Inc. (the “Company”) that he will resign from the Company as
Principal Accounting Officer, Controller, to pursue other opportunities. Mr. Darder’s resignation is effective on
June 1, 2018.
Upon
the effectiveness of Mr. Darder’s resignation, Konstantin Poukalov, our Chief Financial Officer, will serve as the Company’s
principal accounting officer in addition to continuing as our principal financial officer.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Kadmon Holdings, Inc.
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Date: May 23,
2018
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/s/ Konstantin Poukalov
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Konstantin Poukalov
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Executive Vice President, Chief Financial Officer
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