UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): April 25, 2018

 

 

First US Bancshares, Inc.
(Exact Name of Registrant as Specified in Charter)

 

 

Delaware

 

0-14549

 

63-0843362

(State or Other Jurisdiction

of Incorporation)

 

(Commission File Number)

 

(IRS Employer

Identification No.)

 

3291 U.S. Highway 280  

Birmingham, A labama 3 5243

(Address of Principal Executive Offices, including Zip Code)

 

Registrant’s telephone number, including area code: ( 205 ) 582 - 1200

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §230.405).                                    Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standard provided pursuant to Section 13(a) of the Exchange Act.                                             ☐

 

 
 

 

Item 5.07.

Submission of Matters to a Vote of Security Holders.

 

The Annual Meeting of Shareholders (the “Annual Meeting”) of First US Bancshares, Inc. (the “Company”) was held on April 25, 2018. Summarized below are descriptions of the matters voted on at the Annual Meeting and the final results of such voting:

 

Proposal 1 – Election of Directors . The shareholders elected each of the director nominees to serve as directors during the ensuing year. The voting for the directors at the Annual Meeting was as follows:

 

Name

Votes For

Withhold Authority

Broker Non-Votes

Andrew C. Bearden, Jr.

3,002,177

122,809

1,146,118

Linda H. Breedlove

2,938,371

186,615

1,146,118

Robert Stephen Briggs

2,920,921

204,065

1,146,118

Sheri S. Cook

2,940,837

184,149

1,146,118

John C. Gordon

2,939,797

185,189

1,146,118

David P. Hale

2,940,032

184,954

1,146,118

William G. Harrison

2,894,274

230,712

1,146,118

James F. House

2,919,125

205,861

1,146,118

J. Lee McPhearson

2,946,606

178,380

1,146,118

Jack W. Meigs

2,956,640

168,346

1,146,118

Aubrey S. Miller

2,919,804

205,182

1,146,118

Donna D. Smith

2,965,444

159,542

1,146,118

Howard M. Whitted

2,944,297

180,689

1,146,118

Bruce N. Wilson

2,951,107

173,879

1,146,118

 

 

Proposal 2 – Ratification of the Appointment of Carr, Riggs & Ingram, LLC as the Company’s Independent Registered Public Accountants for the Year Ending December 31, 2018 . The shareholders ratified the appointment of Carr, Riggs & Ingram, LLC as the Company’s independent registered public accountants for the year ending December 31, 2018. The result of the vote taken at the Annual Meeting was as follows:

 

Votes For

Votes Against

Abstain

4,076,841

145,888

48,375

 

 
 

 

Proposal 3 – Advisory Approval of Executive Compensation . The shareholders adopted a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the Company’s 2018 proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission. The result of the vote taken at the Annual Meeting was as follows:

 

Votes For

Votes Against

Abstain

Broker Non-Votes

2,758,845

256,746

109,395

1,146,118

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated: April 26, 2018

FIRST US BANCSHARES, INC.

   
   
 

By:          /s/ Beverly J. Dozier                                               

Name:     Beverly J. Dozier

                Vice President, Secretary and Assistant Treasurer

 

 

 

 

 

 

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