Current Report Filing (8-k)
February 15 2018 - 8:32AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): February 9, 2018
ALLIANCE
MMA, INC.
(Exact name of registrant as specified
in its charter)
Delaware
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001-37899
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47-5412331
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(State or Other Jurisdiction of
Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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590 Madison Avenue, 21st Floor
New York, New York 10022
(Address of principal executive offices
and zip code)
Registrant’s telephone number,
including area code: (212) 739-7825
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
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¨
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
þ
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 5.02
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Appointment of Officer.
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On February 15, 2018,
Alliance MMA, Inc. (the “Company”) (NASDAQ: AMMA) announced that it has appointed Ira S. Rainess as the Company’s
President, effective immediately.
Mr. Rainess, age 50,
has served as the Company’s Executive Vice President, Business Affairs since May 2017 and, prior to that, acted as a consultant
to the Company. Mr. Rainess has served as the head of the Sports & Entertainment Law practice at Silverman, Thompson,
Slutkin & White for the past 13 years. A member of the Maryland Bar, he is a graduate of the University of Maryland’s
Robert H. Smith School of Business and the University of Baltimore School of Law.
The terms of Mr. Rainess’s
compensation have not yet been determined. In accordance with Instruction 2 of Item 5.02 of Form 8-K, the Company will amend
this Current Report on Form 8-K within four business days after such information is determined or becomes available.
A copy of the press
release relating to this Item 5.02 is furnished as Exhibit 99.1 to this Current Report on Form 8-K. A copy of the press release
is also available on the Company’s website at
www.alliancemma.com
.
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Item 7.01.
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Regulation FD Disclosure.
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On February 15, 2018,
the Company issued a press release announcing the appointment of Mr. Rainess as President. The press release is attached as Exhibit
99.1.
The information under
this Item 7.01 and in Exhibit 99.1 in this Current Report is being furnished and shall not be deemed “filed” for the
purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section.
The information under this Item 7.01 and in Exhibit 99.1 in this Current Report shall not be incorporated by reference into any
registration statement or other document pursuant to the Securities Act of 1933, as amended.
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Item 9.01.
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Financial Statements
and Exhibits.
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(d) Exhibits
******************
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ALLIANCE MMA, INC.
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By:
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/s/ Robert L. Mazzeo
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Robert L. Mazzeo
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Chief Executive Officer
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Dated: February 15, 2018
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