Cape plc TR-1: Standard form notification of major holdings (8865R)
September 26 2017 - 11:42AM
UK Regulatory
TIDMCIU TIDM84JL
RNS Number : 8865R
Cape plc
26 September 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
-----------------------------------------------------------------------------------------------------
1a. Identity of the issuer CAPE PLC
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
--------------------------------------------- ------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
-----------------------------------------------------------------------------------------------------
Non-UK issuer X
-------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
-------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
-------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
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Other (please specify)(iii) :
-------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
Name Bank of America Corporation
City and country of registered Wilmington, DE, United States
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
-----------------------------------------------------------------------------------------------------
Name Merrill Lynch International
--------------------------------------------- ------------------------------------------------------
City and country of registered London, United Kingdom
office (if applicable)
--------------------------------------------- ------------------------------------------------------
5. Date on which the threshold 22(nd) September 2017
was crossed or reached(vi)
:
--------------------------------------------- ------------------------------------------------------
6. Date on which issuer notified 26(th) September 2017
(DD/MM/YYYY):
--------------------------------------------- ------------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
-----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
-------------------- ----------------------- ----------------- -------------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed Below Notifiable Below Notifiable Below Notifiable
or reached Threshold Threshold Threshold 122,425,334
-------------------- ----------------------- ----------------- -------------------- -------------
Position
of previous
notification
(if
applicable) 10.061% 0.164% 10.225%
-------------------- ----------------------- ----------------- -------------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
---------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
---------------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
----------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-------------- ----------------- ---------------------- --------------------------------- ---------------------
JE00B5SJJD95 Below Notifiable Below Notifiable Below Notifiable Below Notifiable
Threshold Threshold Threshold Threshold
---------------- ----------------- ---------------------- --------------------------------- ---------------------
SUBTOTAL Below Notifiable Threshold Below Notifiable Threshold
8. A
---------------- ----------------------------------------- --------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
---------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that rights
instrument Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------- --------------- ---------------------- ----------------------------------- ---------------------
Below Below Below Notifiable Below Notifiable Below Notifiable
Notifiable Notifiable Threshold Threshold Threshold
Threshold Threshold
---------------- --------------- ---------------------- ----------------------------------- ---------------------
SUBTOTAL 8. Below Notifiable Below Notifiable
B 1 Threshold Threshold
---------------------- ----------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
---------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
-------------- ----------------- ------------------ ---------------------- --------------- ---------------------
Below Below Notifiable Below Notifiable Below Notifiable Below Below Notifiable
Notifiable Threshold Threshold Threshold Notifiable Threshold
Threshold Threshold
-------------- ----------------- ------------------ ---------------------- --------------- ---------------------
SUBTOTAL Below Below Notifiable
8.B.2 Notifiable Threshold
Threshold 0.156%
---------------------- --------------- ---------------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
-------------------------------------------------------------------------------------------------- -----------------
Name(xv) % of voting % of voting Total of both
rights if rights through if it equals
it equals financial or is higher
or is higher instruments than the notifiable
than the notifiable if it equals threshold
threshold or is higher
than the notifiable
threshold
-------------------- ----------------------------------- ---------------------- ----------------------------------
Bank of America N/A N/A N/A
Corporation
-------------------- ----------------------------------- ---------------------- ----------------------------------
NB Holdings N/A N/A N/A
Corporation
-------------------- ----------------------------------- ---------------------- ----------------------------------
Merrill Lynch N/A N/A N/A
International
Incorporated
-------------------- ----------------------------------- ---------------------- ----------------------------------
BofAML Jersey N/A N/A N/A
Holdings
Limited
-------------------- ----------------------------------- ---------------------- ----------------------------------
BofAML EMEA N/A N/A N/A
Holdings
1 Limited
-------------------- ----------------------------------- ---------------------- ----------------------------------
BofAML EMEA N/A N/A N/A
Holdings
2 Limited
-------------------- ----------------------------------- ---------------------- ----------------------------------
ML UK Capital N/A N/A N/A
Holdings
Limited
-------------------- ----------------------------------- ---------------------- ----------------------------------
Merrill Lynch N/A N/A N/A
International
-------------------- ----------------------------------- ---------------------- ----------------------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
--------------------------------------- ----------------------------------------------------------------------------
The number and % of voting
rights held
--------------------------------------- ----------------------------------------------------------------------------
The date until which the
voting rights will be held
--------------------------------------- ----------------------------------------------------------------------------
11. Additional information(xvi)
---------------------------------------------------------------------------------------------------------------------
Place of completion United Kingdom
-------------------- ----------------------
Date of completion 26(th) September 2017
-------------------- ----------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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