Amended Statement of Changes in Beneficial Ownership (4/a)

Date : 03/13/2018 @ 1:40PM
Source : Edgar (US Regulatory)
Stock : Eaton Corp., Plc Ordinary Shares (ETN)
Quote : 76.87  -1.07 (-1.37%) @ 11:47AM
Eaton share price Chart

Amended Statement of Changes in Beneficial Ownership (4/a)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Faria Joao V
2. Issuer Name and Ticker or Trading Symbol

Eaton Corp plc [ ETN ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
See Remarks below.
(Last)          (First)          (Middle)

1000 EATON BLVD.
3. Date of Earliest Transaction (MM/DD/YYYY)

2/23/2018
(Street)

CLEVELAND, OH 44122
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

2/27/2018 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares   2/23/2018     M    606   (1) A $0   48752   D    
Ordinary Shares   2/23/2018     F    179   (2) D $82.12   48573   D    
Ordinary Shares   2/23/2018     M    774   (1) A $0   49347   D    
Ordinary Shares   2/23/2018     F    226   (2) D $82.12   49121   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units   $0.0   (3) 2/23/2018     M         606    2/24/2016   (4)   (5) Ordinary Shares   606.0   $0   0   D    
Restricted Stock Units   $0.0   (3) 2/23/2018     M         774    2/23/2017   (6)   (5) Ordinary Shares   774.0   $0   798   D    

Explanation of Responses:
(1)  These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
(2)  These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. The amount was revised to show the proper amount withheld.
(3)  Each restricted stock unit represents a contingent right to receive one common share of the issuer.
(4)  These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
(5)  This field is not applicable.
(6)  These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

Remarks:
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Faria Joao V
1000 EATON BLVD.
CLEVELAND, OH 44122


See Remarks below.

Signatures
/s/ Lizbeth L. Wright, as Attorney-in-Fact 3/13/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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