UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended
September 30, 2017
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934
Commission File number:
000-55088
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OROPLATA RESOURCES, INC.
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(Exact name of registrant as specified in its charter)
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Nevada
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33-1227980
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(State or other jurisdiction
of incorporation or organization)
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(I.R.S. Employer
Identification No.)
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930 Tahoe Blvd. Suite 802-16, Incline Village, NV 89451
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(Address of principal executive offices)
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(775) 473-4744
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(Registrant's telephone number)
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(Former name, former address and former fiscal year, if changed since last report)
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Indicate by check mark whether the registrant (1) filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [X] No [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of "large accelerated filer", "accelerated filer" and "smaller reporting company" Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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[ ]
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Accelerated filer
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[ ]
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Non-accelerated filer
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[ ] (Do not check if a small reporting company)
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Smaller reporting company
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[X]
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Emerging growth company
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[X]
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act [X]
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act) Yes [ ] No [X]
State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, as of the last business day of the registrant’s most recently completed second fiscal quarter.
$6,167,861 as of January 12, 2018 based on 67,778,696 shares of common stock and a price of $0.091 per share.
Indicate the number of shares outstanding of each of the registrant’s classes of common stock, as of the latest practicable date.
78,778,696 as of January 12, 2018.
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EXPLANATORY NOTE
The purpose of this Amendment No. 1 to the Annual Report of Oroplata Resources, Inc. (the “Company”) on Form 10-K for the period ended September 30, 2017, filed with the Securities and Exchange Commission on January 16, 2018 (the “Form 10-K”), is to correct a typographical error regarding the aggregate market value for the common equity held by non-affiliates and to furnish Exhibit 101 to the Form 10-K in accordance with Rule 405 of Regulation S-T. Exhibit 101 to this report provides the consolidated financial statements and related notes from the Form 10-K formatted in XBRL (eXtensible Business Reporting Language).
Other than the aforementioned, no other changes have been made to the Form 10-K. This Amendment No. 1 to the Form 10-K speaks as of the original filing date of the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-K.
Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
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Item 15.
Exhibits, Financial Statement Schedules.
The following exhibits are either provided with this Annual Report or are incorporated herein by reference:
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Exhibit
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Description
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Filed Herein
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Incorporated
Date
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By
Form
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Reference
Exhibit
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3.1
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Articles of Incorporation, as amended
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May 22, 2013
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S-1
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3.1
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3.2
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Bylaws
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May 22, 2013
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S-1
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3.2
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31.1
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Certification of Chief Executive Officer as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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January 16, 2018
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10-K
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31.1
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32.1
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Certification of Chief Executive Officer as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
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January 16, 2018
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10-K
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32.1
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101
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INS XBRL Instant Document.
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x
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101
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SCH XBRL Taxonomy Extension Schema Document
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x
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101
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CAL XBRL Taxonomy Extension Calculation Linkbase Document
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x
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101
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LAB XRBL Taxonomy Label Linkbase Document
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x
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101
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PRE XBRL Taxonomy Extension Presentation Linkbase Document
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x
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101
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DEF XBRL Taxonomy Extension Definition Linkbase Document
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x
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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OROPLATA RESOURCES, INC.
(Registrant)
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Date: January 18, 2018
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By:
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/s/ Douglas D Cole
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Douglas D Cole
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Chief Executive Officer,
Chief Financial Officer
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