Amended Annual Report (10-k/a)
April 21 2017 - 8:03AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
x
Annual
Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934
For the fiscal year ended: December 31,
2016
o
Transition
Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934
For the transition period from ______ to_______
Commission File No. 001-35927
AIR INDUSTRIES GROUP
(Name of small business issuer in its charter)
Nevada
|
80-0948413
|
(State or other jurisdiction of incorporation or organization)
|
(I.R.S. Employer Identification No.)
|
|
|
360 Motor Parkway, Suite 100, Hauppauge, New York 11788
|
(Address of Principal Executive Offices)
|
|
(631) 881-4920
|
(Registrant’s Telephone Number, Including Area Code)
|
Securities registered pursuant to Section
12(b) of the Act:
Title of Each Class
|
Name of Exchange on which Registered
|
Common Stock, par value $0.001
|
NYSE MKT
|
Securities registered pursuant to Section
12(g) of the Act:
None
Indicate
by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes
o
No
x
Indicate
by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes
o
No
x
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2)
has been subject to such filing requirements for the past 90 days. Yes
x
No
o
Indicate
by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be
contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference
in Part III of this Form 10-K or any amendment to this Form 10-K.
o
Indicate by check mark whether the registrant is a large accelerated
filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large
accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange
Act. (Check one):
Large
Accelerated Filer
o
Non-Accelerated Filer
o
Accelerated Filer
o
Smaller
Reporting Company
x
Emerging growth company
x
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.
o
Indicate
by check mark whether registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes
o
No
x
As of June 30, 2016, the aggregate market value of our common
stock held by non-affiliates was $31,907,973, based on 6,717,468 shares of outstanding common stock held by non-affiliates, and
a price of $4.75 per share, which was the last reported sale price of our common stock on the NYSE MKT on that date.
There were a total of 7,650,165 shares of the registrant’s
common stock outstanding as of March 15, 2017.
DOCUMENTS INCORPORATED BY REFERENCE:
Portions of the registrant’s definitive Proxy Statement
relating to its 2017 Annual Meeting of Stockholders are incorporated by reference into Part III of this Annual Report on Form
10-K where indicated. Such Proxy Statement will be filed with the U.S. Securities and Exchange Commission within 120 days after
the end of the fiscal year to which this report relates.
Explanatory Note
This amendment is being filed to provide
the XBRL presentation.
PART IV
ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
Exhibit No
.
Description
31.1
|
Certification of principal executive officer pursuant to Rule 13a-14 or Rule 15d-14 of Securities Exchange Act of 1934.
|
|
|
31.2
|
Certification of principal financial officer pursuant to Rule 13a-14 or Rule 15d-14 of the Exchange Act of 1934.
|
|
|
32.1
|
Certification of principal executive officer pursuant to Section 906 of Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350).
|
|
|
32.2
|
Certification of principal financial officer pursuant to Section 906 of Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350).
|
|
|
101.SCH
XBRL Taxonomy Extension Schema Document
|
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document
|
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
|
101.LAB
XBRL Taxonomy Extension Label Linkbase Document
|
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document
|
|
|
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this amendment to this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Dated: April 21, 2017
|
AIR INDUSTRIES GROUP
|
|
|
|
|
|
|
By:
|
/s/ Michael E. Recca
|
|
|
|
Michael E. Recca
Chief Financial Officer
(principal financial and accounting officer)
|
|
Air Industries (AMEX:AIRI)
Historical Stock Chart
From Mar 2024 to Apr 2024
Air Industries (AMEX:AIRI)
Historical Stock Chart
From Apr 2023 to Apr 2024