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- Initial Statement of Beneficial Ownership (3)

Date : 01/19/2012 @ 6:46PM
Source : Edgar (US Regulatory)
Stock : Decisionpoint Systems, Inc. (QB) (DPSI)
Quote : 0.41  0.0 (0.00%) @ 10:16AM
Decisionpoint Systems, Inc. (QB) share price Chart

- Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

TOMS NICHOLAS R H

2. Date of Event Requiring Statement (MM/DD/YYYY)
6/15/2011 

3. Issuer Name and Ticker or Trading Symbol

DecisionPoint Systems, Inc. [DPSI]

(Last)        (First)        (Middle)

19655 DESCARTES

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
CEO, President /

(Street)

FOOTHILL RANCH, CA 92610-2609       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   182814   D  
 
Common Stock   52618   I   See footnote   (1)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option     (2) 1/1/2014   Common Stock   158389   (3) $1.45   D  
 
Stock Option     (2) 1/1/2014   Common Stock   13542   $1.88   D  
 
Stock Options     (3) 6/17/2021   Common Stock   40096   $2.17   D  
 
Bridge Note Warrant   6/17/2007   6/17/2012   Common Stock   5530   $7.23   D  
 
Series A Cumulative Convertible Preferred Stock   6/17/2009     (4) Common Stock   66365   $3.62   D  
 
Series A Warrants   6/17/2009   6/17/2012   Common Stock   16591   $7.23   D  
 
Series A Warrants   6/17/2009   6/17/2012   Common Stock   16591   $9.04   D  
 

Explanation of Responses:
( 1)  The Company's employees participate in an Employee Stock Ownership Plan ("ESOP") administered by an independent Trustee who holds the shares as a block
( 2)  Exercisable over 5 years, fully exercisable
( 3)  Exercisable equally over 5 years beginning on 6/15/12.
( 4)  The Series A Convertible Preferred Stock may be converted into shares of Common Stock by the holder at any time and has no expiration date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
TOMS NICHOLAS R H
19655 DESCARTES
FOOTHILL RANCH, CA 92610-2609
X
CEO, President

Signatures
/s/ Nicholas R. Toms 1/19/2012
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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