The following table includes registration statements and
post-effective amendments that were declared effective by the
Securities and Exchange Commission on the most recently completed
business day.
The Securities Act of 1933 requires companies offering
securities to file a registration statement with the SEC that
discloses material facts for investors. The SEC staff reviews
registration statements and declares them "effective" if companies
satisfy the disclosure rules.
REGISTRATIONS EFFECTIVE AS OF November 1, 2011
IPO:
ShopEye, Inc.
File Number: 333-176098
Date of Original Registration: 8/5/11
Form Type: S-1
Securities Registered: 3,000,000 SHARES OF COMMON STOCK, $0.01 PER SHARE
Selling Holder: No
STOCK:
Cascade Springs Ltd.
File Number: 333-174872
Date of Original Registration: 6/13/11
Form Type: S-1
Securities Registered: 26,250,000 Shares of Common Stock
Selling Holder: Yes
FIRST BANCORP /NC/
File Number: 333-177096
Date of Original Registration: 9/30/11
Form Type: S-3
Securities Registered: 63,500 Shares of Senior Non-Cumulative Perpetual
Preferred Stock, Series B (or Depositary Shares Evidencing Fractional
Interests in such Senior Non-Cumulative Perpetual Preferred Stock, Series B)
Selling Holder: Yes
Patents Professional, Inc.
File Number: 333-160031
Date of Original Registration: 6/17/09
Form Type: S-1
Securities Registered: 4,000,000 SHARES OF COMMON STOCK
Selling Holder: No
Plymouth Opportunity REIT Inc.
File Number: 333-173048
Date of Original Registration: 3/24/11
Form Type: S-11
Securities Registered: Maximum Offering of 65,000,000 Shares of Common
Stock; Minimum Offering of 250,000 Shares of Common Stock
Selling Holder: No
VALLEY NATIONAL BANCORP (VLY)
File Number: 333-175269
Date of Original Registration: 6/30/11
Form Type: S-4
Securities Registered: 17,609,727 Shares of Common stock, no par value
Selling Holder: No
S-4s and F-4s:
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
File Number: 333-177493
Date of Original Registration: 10/25/11
Form Type: S-4
Securities Registered: $115,000,000 10% Senior Secured Exchange Notes due 2017
Selling Holder: No
MERGE HEALTHCARE INC (MRGE)
File Number: 333-176640
Date of Original Registration: 9/1/11
Form Type: S-4
Securities Registered: $52,000,000 11.75% Senior Secured Notes due 2015
Selling Holder: No
DEBT:
CANADIAN NATURAL RESOURCES LTD (CNQ)
File Number: 333-177401
Date of Original Registration: 10/19/11
Form Type: F-9
Securities Registered: US$3,000,000,000 Debt securities
Selling Holder: No
MIXED SECURITIES:
CELL THERAPEUTICS INC (CTIC)
File Number: 333-177506
Date of Original Registration: 10/25/11
Form Type: S-3
Securities Registered: $100,000,000 Common Stock, Preferred Stock, Debt
Securities, Warrants, Rights, Units
Selling Holder: No
Expedia, Inc. (EXPE)
File Number: 333-175828
Date of Original Registration: 7/27/11
Form Type: S-4
Securities Registered: 153,577,116 New Expedia Common Stock; 8,046,698
Expedia Warrants to purchase shares
Selling Holder: No