Initial Statement of Beneficial Ownership (3)
October 21 2015 - 9:33AM
Edgar (US Regulatory)
|
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Jones Roger
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/12/2015
|
3. Issuer Name
and
Ticker or Trading Symbol
TransDigm Group INC [TDG]
|
|
(Last)
(First)
(Middle)
TRANSDIGM GROUP INCORPORATED, 1301 E. 9TH ST., SUITE 3000
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Executive Vice President /
|
|
(Street)
CLEVELAND, OH 44114
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Stock Option
|
9/30/2007
|
12/1/2016
|
Common Stock
|
6000
|
$25.60
|
D
|
|
|
Stock Option
|
12/1/2007
|
12/1/2016
|
Common Stock
|
1500
|
$25.60
|
D
|
|
|
Stock Option
|
9/30/2010
|
11/16/2019
|
Common Stock
|
30000
|
$41.79
|
D
|
|
|
Stock Option
|
9/30/2009
|
11/17/2018
|
Common Stock
|
30000
|
$27.08
|
D
|
|
|
Stock Option
|
9/30/2012
|
11/14/2021
|
Common Stock
|
13000
|
$97.42
|
D
|
|
|
Stock Option
|
9/30/2017
|
11/15/2023
|
Common Stock
|
9300
(1)
|
$148.45
|
D
|
|
|
Explanation of Responses:
|
|
(
1)
|
Vest based on the achievement of annual per share operating performance targets between fiscal 2017 and fiscal 2018.
|
Reporting Owners
|
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
Jones Roger
TRANSDIGM GROUP INCORPORATED
1301 E. 9TH ST., SUITE 3000
CLEVELAND, OH 44114
|
|
|
Executive Vice President
|
|
Signatures
|
|
Halle Fine Terrion as attorney in fact for Roger Jones
|
|
10/21/2015
|
|
**
Signature of Reporting Person
|
Date
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Transdigm (NYSE:TDG)
Historical Stock Chart
From Mar 2024 to Apr 2024
Transdigm (NYSE:TDG)
Historical Stock Chart
From Apr 2023 to Apr 2024
