Initial Statement of Beneficial Ownership (3)
July 13 2016 - 5:08PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bertrand Greg D
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2. Date of Event Requiring Statement (MM/DD/YYYY)
7/3/2016
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3. Issuer Name
and
Ticker or Trading Symbol
SYSCO CORP [SYY]
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(Last)
(First)
(Middle)
1390 ENCLAVE PARKWAY
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
SVP /
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(Street)
HOUSTON, TX 77077
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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40991.881
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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(2)
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11/14/2018
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Common Stock
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45625
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$27.65
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D
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Stock Option (Right to Buy)
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(3)
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11/13/2019
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Common Stock
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84375
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$29.96
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D
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Stock Option (Right to Buy)
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(4)
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11/14/2023
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Common Stock
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75637
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$33.40
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D
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Stock Option (Right to Buy)
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(5)
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11/18/2024
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Common Stock
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77166
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$38.89
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D
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Stock Option (Right to Buy)
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(6)
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11/17/2025
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Common Stock
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77989
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$40.59
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D
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Explanation of Responses:
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(
1)
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Includes 33,992 restricted stock units that may be settled solely by delivery of an equal number of shares of common stock.
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(
2)
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45,625 options of which 9,125 were exercisable on 11/15/2012, 9,125 were exercisable on 11/15/2013, 9,125 were exercisable on 11/15/2014, 9,125 were exercisable on 11/15/2015 and 9,125 are exercisable on 11/15/2016.
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(
3)
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84,375 options of which 16,875 were exercisable on 11/13/2013, 16,875 were exercisable on 11/13/2014, 16,875 were exercisable on 11/13/2015, 16,875 are exercisable on 11/13/2016 and 16,875 are exercisable on 11/13/2017.
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(
4)
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75,637 options of which 15,127 were exercisable on 11/14/2014, 15,127 were exercisable on 11/14/2015, 15,127 are exercisable on 11/14/2016, 15,128 are exercisable on 11/14/2017 and 15,128 are exercisable on 11/14/2018.
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(
5)
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77,166 options of which 15,433 were exercisable on 11/18/2015, 15,433 are exercisable on 11/18/2016, 15,433 are exercisable on 11/18/2017, 15,433 are exercisable on 11/18/2018 and 15,434 are exercisable on 11/18/2019.
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(
6)
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77,989 options of which 15,597 are exercisable on 11/17/2016, 15,598 are exercisable on 11/17/2017, 15,598 are exercisable on 11/17/2018, 15,598 are exercisable on 11/17/2019 and 15,598 are exercisable on 11/17/2020.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Bertrand Greg D
1390 ENCLAVE PARKWAY
HOUSTON, TX 77077
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SVP
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Signatures
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/s/ Gerald W. Clanton, Attorney-in-Fact
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7/13/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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