The following table includes registration statements and post-effective amendments that were declared effective by the Securities and Exchange Commission on the most recently completed business day. The Securities Act of 1933 requires companies offering securities to file a registration statement with the SEC that discloses material facts for investors. The SEC staff reviews registration statements and declares them "effective" if companies satisfy the disclosure rules. REGISTRATIONS EFFECTIVE AS OF July 5, 2012 IPO: CALDERA PHARMACEUTICALS, INC. File Number: 333-179508 Date of Original Registration: 2/14/2012 Form Type: S-1 Securities Registered: 1,398,264 SHARES OF COMMON STOCK Selling Holder: Yes DAKOTA CREEK MINERALS INC. File Number: 333-178615 Date of Original Registration: 12/19/2011 Form Type: S-1 Securities Registered: 10,000,000 SHARES OF COMMON STOCK Selling Holder: Yes STOCK: A123 SYSTEMS, INC. (AONE) File Number: 333-182511 Date of Original Registration: 7/2/2012 Form Type: S-3 Securities Registered: 250,397,531 SHARES of Common Stock Selling Holder: Yes A123 SYSTEMS, INC. (AONE) File Number: 333-181778 Date of Original Registration: 7/2/2012 Form Type: S-3 Securities Registered: 49,602,469 SHARES of Common Stock Selling Holder: Yes SARATOGA RESOURCES, INC. (SARA) File Number: 333-182257 Date of Original Registration: 6/21/2012 Form Type: S-3 Securities Registered: 10,009,808 Shares of Common Stock Selling Holder: Yes XCEL BRANDS, INC. (NFBHD) File Number: 333-177585 Date of Original Registration: 10/28/2011 Form Type: S-1 Securities Registered: 2,912,860 SHARES OF COMMON STOCK Selling Holder: Yes MIXED SECURITIES: GRIFFON CORPORATION (GFF) File Number: 333-181278 Date of Original Registration: 5/9/2012 Form Type: S-3 Securities Registered: $500,000,000 in Preferred Stock, Depositary Shares, Warrants to purchase preferred stock, depositary shares, debt securities or units, Rights to purchase preferred stock, depositary shares, debt securities or units, Debt Securities and Units. Selling Holder: No GRIFFON CORPORATION (GFF) File Number: 333-181279 Date of Original Registration: 5/9/2012 Form Type: S-4 Securities Registered: $500,000,000 in Common Stock, Preferred Stock, Depositary Shares, Warrants to purchase common stock preferred stock, depositary shares, debt securities or units, Rights to purchase common stock preferred stock, depositary shares, debt securities or units, Debt Securities and Units. Selling Holder: No INSMED INCORPORATED (INSM) File Number: Date of Original Registration: 6/14/2012 Form Type: S-3 Securities Registered: $75,000,000 in Common Stock Preferred Stock, Warrants, Debt Securities and Units. Selling Holder: No MAGNEGAS CORPORATION (MNGAD) File Number: 333-181546 Date of Original Registration: 5/18/2012 Form Type: S-1 Securities Registered: 30,089,375 Shares of Common Stock and 10,676,875 Warrants to Purchase Common Stock. Selling Holder: Yes SAN DIEGO GAS & ELECTRIC COMPANY File Number: 333-181639 Date of Original Registration: 5/24/2012 Form Type: S-3 Securities Registered: $1,200,000,000 in Senior Unsecured Debt Securities, First Mortgage Bonds and Preferred Stock Selling Holder: No SARATOGA RESOURCES, INC. (SARA) File Number: 333-182273 Date of Original Registration: 6/21/2012 Form Type: S-3 Securities Registered: $200,000,000 in Common Stock, Preferred Stock, Debt Securities and Warrants Selling Holder: Yes Order free Annual Report for A123 Systems, Inc. Visit http://djnewswires.ar.wilink.com/?link=AONE or call 1-888-301-0513 Order free Annual Report for Griffon Corp. Visit http://djnewswires.ar.wilink.com/?link=GFF or call 1-888-301-0513 Order free Annual Report for Insmed, Inc. Visit http://djnewswires.ar.wilink.com/?link=INSM or call 1-888-301-0513 Order free Annual Report for Saratoga Resources, Inc. Visit http://djnewswires.ar.wilink.com/?link=SARA or call 1-888-301-0513 Order free Annual Report for Sempra Energy Visit http://djnewswires.ar.wilink.com/?link=SRE or call 1-888-301-0513
