Current Report Filing (8-k)
February 10 2017 - 10:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): February 10, 2017 (February 7, 2017)
Rockwell Automation, Inc.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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1-12383
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25-1797617
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1201 South Second Street
Milwaukee, Wisconsin 53204
(Address of Principal Executive Offices) (Zip Code)
(414)
382-2000
(Registrants telephone number, including area code)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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INFORMATION TO BE INCLUDED IN THE REPORT
Item 5.07
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Submission of Matters to a Vote of Security Holders.
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(a)
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The annual meeting of shareowners of the Company was held on February 7, 2017. The final results for each of the matters submitted to a vote of shareowners at the annual meeting are set forth below.
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(b)
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At the annual meeting, the shareowners:
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(i)
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voted to elect three directors of the Company to a term expiring in 2020 and two directors of the Company to a term expiring in 2019. Each nominee was elected by a vote of the shareowners as follows:
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Affirmative
Votes
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Votes
Withheld
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Broker
Nonvotes
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Steven R. Kalmanson
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92,824,508
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657,852
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15,091,574
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James P. Keane
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92,808,933
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673,427
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15,091,574
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Donald R. Parfet
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92,768,440
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713,920
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15,091,574
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Blake D. Moret
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92,622,814
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859,546
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15,091,574
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Thomas W. Rosamilia
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92,909,765
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572,595
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15,091,574
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(ii)
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voted on a proposal to approve the selection by the Audit Committee of the Companys Board of Directors of the firm of Deloitte & Touche LLP as the Companys independent registered public accounting
firm for fiscal year 2017. The proposal was approved by a vote of the shareowners as follows:
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Affirmative votes
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106,346,704
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Negative votes
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1,845,003
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Abstentions
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382,227
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(iii)
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voted on a proposal to approve on an advisory basis the compensation of the Companys named executive officers as set forth in the Companys proxy statement for the February 7, 2017 annual meeting. The
proposal was approved on an advisory basis by a vote of the shareowners as follows:
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Affirmative votes
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84,500,120
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Negative votes
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5,396,647
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Abstentions
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3,585,593
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Broker Nonvotes
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15,091,574
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(Page 2 of 4 Pages)
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(iv)
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voted on a proposal to approve on an advisory basis the frequency of the shareowner vote on the compensation of the Companys named executive officers. The proposal was approved on an advisory basis by a vote of
the shareowners as follows:
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1 year
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83,606,391
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2 years
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506,734
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3 years
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8,837,762
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Abstentions
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531,473
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Broker Nonvotes
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15,091,574
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(Page 3 of 4 Pages)
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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ROCKWELL AUTOMATION, INC.
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(Registrant)
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By
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/s/ Rebecca W. House
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Rebecca W. House
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Senior Vice President, General Counsel and Secretary
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Date: February 10, 2017
(Page 4 of 4 Pages)
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