Annual Report of Employee Stock Plans (11-k)
June 23 2016 - 10:08AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
(Mark One)
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x
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ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For
the fiscal year ended December 31, 2015
OR
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¨
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TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the transition period from
to
Commission
file number: 1-32258
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A.
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Full title of the plans and the address of the plans, if different from that of the issuer named below:
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RAI 401k Savings Plan
Puerto Rico Savings & Investment Plan
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B.
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Name of issuer of the securities held pursuant to the plans and the address of its principal executive office:
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Reynolds American Inc.
401 North Main Street
Winston-Salem, NC 27101
REQUIRED INFORMATION
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4.
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The RAI 401k Savings Plan and the Puerto Rico Savings & Investment Plan are subject to the requirements of the Employee Retirement Income Security Act of 1974, referred to as ERISA. A copy of the most recent
audited financial statements and supplemental schedules, as required, of the RAI 401k Savings Plan and the Puerto Rico Savings & Investment Plan, prepared in accordance with the financial reporting requirements of ERISA, is attached as
Exhibit 99.1 and Exhibit 99.2, respectively, to this report.
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Exhibits:
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23.1
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Consent of KPMG LLP.
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99.1
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Audited financial statements and supplemental schedule of the RAI 401k Savings Plan for the years ended December 31, 2015 and 2014.
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99.2
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Audited financial statements and supplemental schedule of the Puerto Rico Savings & Investment Plan for the years ended December 31, 2015 and 2014.
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SIGNATURE
The Plan
. Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit
plans) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
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RAI 401k Savings Plan
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Date: June 23, 2016
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/s/ Constantine E. Tsipis
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Constantine E. Tsipis
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Secretary, RAI Employee Benefits Committee
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Puerto Rico Savings & Investment Plan
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Date: June 23, 2016
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/s/ Constantine E. Tsipis
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Constantine E. Tsipis
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Secretary, RAI Employee Benefits Committee
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EXHIBIT INDEX
Exhibits
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23.1
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Consent of KPMG LLP.
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99.1
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Audited financial statements and supplemental schedule of the RAI 401k Savings Plan for the years ended December 31, 2015 and 2014.
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99.2
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Audited financial statements and supplemental schedule of the Puerto Rico Savings & Investment Plan for the years ended December 31, 2015 and 2014.
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