Current Report Filing (8-k)
November 02 2016 - 10:17AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section
13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of
earliest event reported):
November 2, 2016
Quantum
Corporation
(Exact name of
registrant as specified in its charter)
Delaware
(State or
other jurisdiction of incorporation)
1-13449
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94-2665054
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(Commission File No.)
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(IRS Employer Identification
No.)
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224 Airport Parkway, San Jose, CA 95110
(Address of principal executive offices and zip
code)
Registrants
telephone number, including area code: (408) 944-4000
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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☒
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Item 7.01 Regulation FD Disclosure
Item 8.01 Other Events
Quantum Corporation (Quantum) has prepared an investor presentation (the Presentation) that management intends to
use from time to time on and after November 2, 2016, in presentations about Quantums operations and performance.
Quantum may use the Presentation in presentations to current and potential investors, lenders, creditors, vendors, customers,
employees and others with an interest in Quantum and its business. The Presentation is furnished as Exhibit 99.1 to this
Current Report on Form 8-K and will also be posted in the Investor Relations section of Quantums website at
www.quantum.com.
The information contained in the Presentation is summary information that should be considered within the context of
Quantums filings with the Securities and Exchange Commission and other public announcements that Quantum may make
by press release or otherwise from time to time. The Presentation speaks as of the date of this Current Report on Form 8-K.
While Quantum may elect to update the Presentation in the future or reflect events and circumstances occurring or existing
after the date of this Current Report on Form 8-K, Quantum specifically disclaims any obligation to do so.
The information furnished in Item 7.01, Item 8.01 and Exhibit 99.1 to this Current Report shall not be deemed filed for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall
such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as
shall be expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
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No.
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Exhibit
Description
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99.1
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Quantum Investor Presentation, dated
November 1, 2016
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this
report to be signed on its behalf by the undersigned hereunto duly
authorized.
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QUANTUM
CORPORATION
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/s/ Shawn D. Hall
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Shawn D.
Hall
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Senior Vice
President, General Counsel and Secretary
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Dated: November 2, 2016
Exhibit Index
Exhibit
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No.
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Exhibit
Description
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99.1
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Quantum Investor Presentation, dated November 1, 2016
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