Statement of Changes in Beneficial Ownership (4)
February 03 2015 - 1:39PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
JOHNS JOHN D
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2. Issuer Name
and
Ticker or Trading Symbol
PROTECTIVE LIFE CORP
[
PL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO,President
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(Last)
(First)
(Middle)
2801 HIGHWAY 280, SOUTH
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/8/2014
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(Street)
BIRMINGHAM, AL 35223
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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10/8/2014
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G
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14400.0000
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D
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$0
(1)
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322186.0000
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D
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Common Stock
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10/17/2014
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G
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14412.0000
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D
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$0
(1)
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307774.0000
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D
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Common Stock
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12/3/2014
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G
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21505.0000
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D
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$0
(1)
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286679.0000
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D
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Common Stock
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1/21/2015
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G
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57319.0000
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D
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$0
(1)
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229360.0000
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D
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Common Stock
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2/1/2015
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U
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226358.0000
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D
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$70.0000
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0.0000
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D
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Common Stock
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2/1/2015
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U
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15000.0000
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D
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$70.0000
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0.0000
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I
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Anna Katherine Johns 2012 GST Exempt Trust
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Common Stock
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2/1/2015
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U
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22770.6230
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D
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$70.0000
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0.0000
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I
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By 401(k)
(2)
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Common Stock
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2/1/2015
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U
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610.0000
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D
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$70.0000
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0.0000
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I
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By daughter
(3)
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Common Stock
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2/1/2015
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U
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600.0000
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D
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$70.0000
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0.0000
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I
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By Son
(4)
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Common Stock
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2/1/2015
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U
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400.0000
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D
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$70.0000
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0.0000
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I
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By Wife
(5)
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Common Stock
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2/1/2015
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U
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422327.3041
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D
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$70.0000
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0.0000
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I
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Deferred Compensation
(6)
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Common Stock
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2/1/2015
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U
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2600.0000
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D
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$70.0000
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0.0000
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I
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Indirect -by wife as co-trustee
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Common Stock
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2/1/2015
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U
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15000.0000
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D
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$70.0000
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0.0000
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I
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James Dixon Johns 2012 GST Exempt Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Gifted Shares
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(
2)
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Total shares held by reporting person in PLC's 401(k) and Stock Ownership Plan.
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(
3)
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Changed the name on the account from by wife as custodian for daughter to by daughter
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(
4)
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Changed name on the account from by wife as custodian for son to by son
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(
5)
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I disclaim beneficial ownership of such shares.
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(
6)
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Shares acquired through PLC Deferred Compensation Plan for Officers of the Corporation (exempt under Rule 16b-3).
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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JOHNS JOHN D
2801 HIGHWAY 280, SOUTH
BIRMINGHAM, AL 35223
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X
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CEO,President
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Signatures
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by Elizabeth Holland Brown Attorney-in-Fact for John D. Johns
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2/3/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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