Statement of Changes in Beneficial Ownership (4)
November 13 2015 - 12:51PM
Edgar (US Regulatory)
|
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
AUBRECHT RICHARD A
|
2. Issuer Name
and
Ticker or Trading Symbol
MOOG INC.
[
MOGA/MOGB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Vice President
|
|
(Last)
(First)
(Middle)
SENECA ST AND JAMISON RD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/11/2015
|
|
(Street)
EAST AURORA, NY 14052
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
|
Class A Common
|
11/11/2015
|
|
M
|
|
20250
|
A
|
$28.94
|
76043
|
D
|
|
|
Class A Common
|
11/11/2015
|
|
F
|
|
9313
|
D
|
$62.93
|
66730
|
D
|
|
|
Class A Common
|
11/11/2015
|
|
F
|
|
4044
|
D
|
$62.93
|
62686
|
D
|
|
|
Class A Common
(1)
|
|
|
|
|
|
|
|
8392
|
I
|
401 (k)
|
|
Class A Common
|
|
|
|
|
|
|
|
23205
|
I
|
Spouse
(2)
|
|
Class B Common
|
|
|
|
|
|
|
|
57780
|
D
|
|
|
Class B Common
|
|
|
|
|
|
|
|
3708
|
I
|
Spouse
(2)
|
|
Class B Common
(1)
|
|
|
|
|
|
|
|
31885
|
I
|
401 (k)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Option to Buy
(3)
|
$28.94
|
11/11/2015
|
|
M
|
|
|
20250
|
9/19/2014
|
11/29/2015
|
Class A Common
|
20250.0
|
$28.94
|
0
|
D
|
|
|
Option to Buy
(3)
|
$36.67
|
|
|
|
|
|
|
11/28/2009
|
11/28/2016
|
Class A Common
|
20250.0
|
|
20250
|
D
|
|
|
Option to Buy
(3)
|
$42.45
|
|
|
|
|
|
|
11/26/2010
|
11/26/2017
|
Class A Common
|
20250.0
|
|
20250
|
D
|
|
|
SAR
(4)
|
$35.12
|
|
|
|
|
|
|
(5)
|
10/31/2018
|
Class A Common
|
20500.0
|
|
20500
|
D
|
|
|
SAR
(4)
|
$26.66
|
|
|
|
|
|
|
(6)
|
12/1/2019
|
Class A Common
|
15375.0
|
|
15375
|
D
|
|
|
SAR
(4)
|
$36.86
|
|
|
|
|
|
|
(7)
|
11/30/2020
|
Class A Common
|
20500.0
|
|
20500
|
D
|
|
|
SAR
(4)
|
$41.82
|
|
|
|
|
|
|
(8)
|
11/30/2021
|
Class A Common
|
20500.0
|
|
20500
|
D
|
|
|
SAR
(4)
|
$36.41
|
|
|
|
|
|
|
(9)
|
11/27/2022
|
Class A Common
|
20500.0
|
|
20500
|
D
|
|
|
SAR
(4)
|
$61.69
|
|
|
|
|
|
|
(10)
|
11/11/2023
|
Class A Common
|
10000.0
|
|
10000
|
D
|
|
|
SAR
(4)
|
$74.38
|
|
|
|
|
|
|
(11)
|
11/11/2024
|
Class A Common
|
10000.0
|
|
10000
|
D
|
|
|
Explanation of Responses:
|
|
(
1)
|
Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
|
|
(
2)
|
Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
|
|
(
3)
|
Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
|
|
(
4)
|
Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
|
|
(
5)
|
SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
|
|
(
6)
|
SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
|
|
(
7)
|
SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
|
|
(
8)
|
SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
|
|
(
9)
|
SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
|
|
(
10)
|
SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.
|
|
(
11)
|
SAR is exercisable as follows: 3,334 on 11/11/2015, 3,333 on 11/11/2016 and 3,333 on 11/11/2017.
|
Reporting Owners
|
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
AUBRECHT RICHARD A
SENECA ST AND JAMISON RD
EAST AURORA, NY 14052
|
X
|
|
Vice President
|
|
Signatures
|
|
Timothy P. Balkin, as Power of Attorney for Richard A. Aubrecht
|
|
11/13/2015
|
|
**
Signature of Reporting Person
|
Date
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Moog (NYSE:MOG.B)
Historical Stock Chart
From Mar 2024 to Apr 2024
Moog (NYSE:MOG.B)
Historical Stock Chart
From Apr 2023 to Apr 2024
