UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13D/A

 

Under the Securities Exchange Act of 1934 
(Amendment No. 25)

 

 

 

Lloyds Banking Group plc

(Name of Issuer)

 

 

 

Ordinary Shares

(Title of Class of Securities)

 

 

 

539439109

(CUSIP Number)

 

 

 

Stephen Parker

1 Horse Guards Road

London

SW1A 2HQ

(+44) 20 7270 5666

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

 

 

January 27, 2017

(Date of Event Which Requires Filing of this Statement)

 

HM Treasury;

UK Financial Investments Ltd

Names of Reporting Persons

 

 

 

If the filing person has previously filed a statement on Schedule 13Gto report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨ .

 

Explanatory note : In lieu of providing the information called for by Schedule 13D, Her Majesty's Treasury is furnishing a copy of “TR-1: Notification of Major Interest in Shares”, which is the standard form for any notification required to be delivered under the UK Disclosure Rules and Transparency Rules to an issuer whose shares are listed on a relevant European Economic Area market (and to the UK Financial Services Authority) following the acquisition or disposal of certain interests in the shares or voting rights in such issuer. The UK Disclosure Rules and Transparency Rules implement the European Transparency Directive (EU Directive 2004/109/EC). This modified Schedule 13D is filed pursuant to no-action relief granted by the Staff of the Securities and Exchange Commission in a no-action letter dated December 10, 2008.

 

 

 

 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii 		Lloyds Banking Group plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please
specify): 		 
3. Full name of person(s) subject to the
notification obligation: iii 		The Commissioners of Her Majesty’s Treasury
4. Full name of shareholder(s)
 (if different from 3.): iv 		The Solicitor for the Affairs of Her Majesty’s Treasury
5. Date of the transaction and date on
which the threshold is crossed or
reached: v 		27 January 2017
6. Date on which issuer notified: 27 January 2017
7. Threshold(s) that is/are crossed or
reached: vi, vii 		Below 5%
       

 

 

 

8. Notified details:
A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction 		Resulting situation after the triggering transaction
Number
of
Shares 		Number
of
Voting
Rights 		Number
of shares 		Number of voting
rights 		% of  voting rights x
Direct Direct xi Indirect xii Direct Indirect
GB0008706128 4,243,603,868 4,243,603,868 3,567,130,415 3,567,130,415   4.998%  
 

 

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction

Type of financial
instrument 		Expiration
date xiii 		Exercise/
Conversion Period xiv 		Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted. 		% of voting
rights

 

 

 

       

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction

Type of financial
instrument 		Exercise
price 		Expiration
date xvii 		Exercise/
Conversion
period xviii

Number of voting rights
instrument refers to

 

% of voting rights xix,
xx

 

       

 

 

Nominal Delta

 

 

 

 

Total (A+B+C)

Number of voting rights Percentage of voting rights
3,567,130,415 4.998%

 

 

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

UK Financial Investments Limited, a company wholly-owned by Her Majesty’s Treasury, is entitled to exercise control over the voting rights which are the subject of this notification (pursuant to certain management arrangements with Her Majesty’s Treasury).

 

 

 

 

 

Proxy Voting:
10. Name of the proxy holder:  
11. Number of voting rights proxy holder will cease
to hold: 		 
12. Date on which proxy holder will cease to hold
voting rights: 		 

 


13. Additional information: 		The Solicitor for the Affairs of Her Majesty’s Treasury is acting as nominee for Her Majesty’s Treasury
14. Contact name: James Neilson
15. Contact telephone number: 020 7270 5813

  

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: January 30, 2017

 

  Her Majesty’s Treasury, a department of Her Majesty’s Government of the United Kingdom of Great Britain and Northern Ireland
   
  By: /s/ Lowri Khan
    Name:  Lowri Khan
    Title: Director, Financial Stability (HMT)
   
  UK Financial Investments Ltd
   
  By: /s/ Oliver Holbourn
    Name:  Oliver Holbourn
    Title: Chief Executive (UKFI)

 

 

 

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