Report of Foreign Issuer (6-k)
December 14 2016 - 11:55AM
Edgar (US Regulatory)
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
(14
December 2016)
LLOYDS BANKING GROUP
plc
(Translation of registrant's name into
English)
5th Floor
25 Gresham Street
London
EC2V 7HN
United Kingdom
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover Form 20-F or Form 40-F.
Form
20-F..X.. Form 40-F.....
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes
..... No ..X..
If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule
12g3-2(b):
82- ________
Index
to Exhibits
Item
No.
1 Regulatory News Service Announcement, dated 14 December
2016
re: Director/PDMR
Shareholding
14
December 2016
LLOYDS
BANKING GROUP PLC ('GROUP') - NOTIFICATION OF TRANSACTIONS BY
PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES ('PDMRs') IN
ORDINARY SHARES OF THE GROUP OF 10 PENCE EACH
('SHARES')
Group Chief Executive Acquisition of Shares
As described in the Summary Remuneration Announcement, t
he
Group Chief Executive's 4 per cent additional increase in base
salary is delivered monthly in Shares and the Shares will be held
until the Government has sold its shareholding in the
Group.
In this
respect, t
he Group announces that,
after the settlement of income tax liabilities and National
Insurance contributions
, 2,994
Shares
were acquired
on 14 December 2016
on behalf of
António
Horta-Osório in respect of his December
2016 salary. The acquisition price
was
63.095
pence
per Share.
Fixed Share Awards
This announcement details the number of Shares acquired by PDMRs in
respect of the fourth quarter of 2016 under the Group's Fixed Share
Award, as described in the Summary Remuneration Announcement. In
this respect,
the Group announces that,
after the settlement of income tax liabilities and
National Insurance contributions, Shares were acquired on
14
December
2016 on behalf of the PDMRs
as listed in the table below. The acquisition price
was
63.095
pence
per Share.
The
Shares will be held on behalf of the PDMRs and will be released
over five years, with 20 per cent being released each year on the
anniversary of the award.
|
Name
|
Shares
|
|
António
Horta-Osório
|
189,000
|
|
Juan
Colombás
|
104,370
|
|
George
Culmer
|
105,840
|
|
Andrew
Bester
|
102,900
|
|
Karin
Cook
|
85,260
|
|
Simon
Davies
|
102,900
|
|
Antonio
Lorenzo
|
104,958
|
|
Vim
Maru
|
85,260
|
|
Zak
Mian
|
108,430
|
|
David
Oldfield
|
95,550
|
|
Matt
Young
|
73,500
|
ENQUIRIES:
|
Investor Relations
Douglas Radcliffe
Group Investor Relations Director
Email:
douglas.radcliffe@
finance.lloydsbanking.com
Group Corporate Affairs
Matt Smith
Head of Corporate Media
Email: matt.smith@lloydsbanking.com
|
+44 (0) 20
7356 1571
+44 (0) 20 7356 3522
|
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS
DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY
ASSOCIATED WITH THEM
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
António
Horta-Osório
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Chief Executive
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
1. Acquisition of Shares. As described in the Summary
Remuneration Announcement, the Group Chief Executive's 4 per cent
additional increase in base salary is delivered monthly in Shares
and the Shares will be held until the Government has sold its
shareholding in the Group
2. Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Acquisition
of Shares
|
|
GBP00.63095
|
2,994
|
|
|
Fixed Share Award
|
|
GBP00.63095
|
189,000
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
191,994
GBP00.63095
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Juan
Colombás
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Risk Officer
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Fixed
Share Award
|
|
GBP00.63095
|
104,370
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (single transaction)
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
George
Culmer
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Financial Officer
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Fixed
Share Award
|
|
GBP00.63095
|
105,840
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (single transaction)
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Andrew
Bester
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Director & Chief Executive, Commercial Banking
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Fixed
Share Award
|
|
GBP00.63095
|
102,900
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (single transaction)
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Karin
Cook
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Director Operations
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Fixed
Share Award
|
|
GBP00.63095
|
85,260
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (single transaction)
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Simon
Davies
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
People, Legal and Strategy Officer
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Fixed
Share Award
|
|
GBP00.63095
|
102,900
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (single transaction)
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Antonio
Lorenzo
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Executive, Scottish Widows and Group Director,
Insurance
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Fixed
Share Award
|
|
GBP00.63095
|
104,958
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (single transaction)
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Vim
Maru
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Director, Group Customer Products & Marketing
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Fixed
Share Award
|
|
GBP00.63095
|
85,260
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (single transaction)
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Zak
Mian
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Director, Digital
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Fixed
Share Award
|
|
GBP00.63095
|
108,430
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (single transaction)
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
David Oldfield
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group Director, Retail and Consumer Finance
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Fixed
Share Award
|
|
GBP00.63095
|
95,550
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (single transaction)
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Matt Young
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group Corporate Affairs Director
|
|
b)
|
Initial notification / Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Lloyds
Banking Group plc
|
|
b)
|
LEI
|
549300PPXHEU2JF0AM85
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary Shares of 10p each
GB0008706128
|
|
b)
|
Nature of the transaction
|
Acquisition of Shares in respect of the fourth quarter of 2016
under the Group's Fixed Share Award.
|
|
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
Fixed
Share Award
|
|
GBP00.63095
|
73,500
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (single transaction)
|
|
e)
|
Date of the transaction
|
14
December 2016
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Signatures
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
LLOYDS
BANKING GROUP plc
(Registrant)
By: Douglas
Radcliffe
Name: Douglas
Radcliffe
Title: Group
Investor Relations Director
Date:
14 December 2016
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