Report of Foreign Issuer (6-k)
August 01 2016 - 1:08PM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For period ending 01 August 2016
GlaxoSmithKline plc
(Name of registrant)
980 Great West Road, Brentford, Middlesex, TW8 9GS
(Address of principal executive offices)
Indicate by check mark whether the registrant files or
will file annual reports under cover Form 20-F or Form 40-F
Form 20-F x Form 40-F
--
Indicate by check mark whether the registrant by furnishing the
information contained in this Form is also thereby furnishing the
information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes No x
GlaxoSmithKline plc
(the,
Company
')
Transaction notification
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Ms C Thomas
|
b)
|
Position/status
|
Senior Vice President, Human Resources
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the
financial
instrument
|
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
The exercise of options over 20,180 Ordinary Shares, granted on 19 February 2008 under the GlaxoSmithKline Share Option Plan.
|
c)
|
Price(s)
and
volume(s)
|
Price(s)
|
Volume(s)
|
£11.47
|
20,180
|
d)
|
Aggregated information
Aggregated volume Price
|
n/a (single transaction)
|
e)
|
Date of
the
transaction
|
2016-07-28
|
f)
|
Place
of
the transaction
|
n/a
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Ms C Thomas
|
b)
|
Position/status
|
Senior Vice President, Human Resources
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the
financial
instrument
|
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Sale of 17,024 Ordinary Shares to satisfy option costs and the tax and NI liability arising following the exercise of options over 20,180 Ordinary Shares granted on 19 February 2008 under the GlaxoSmithKline Share Option Plan.
|
c)
|
Price(s)
and
volume(s)
|
Price(s)
|
Volume(s)
|
£17.0778
|
17,024
|
d)
|
Aggregated information
Aggregated volume Price
|
n/a (single transaction)
|
e)
|
Date of
the
transaction
|
2016-07-28
|
f)
|
Place
of
the transaction
|
London Stock Exchange (XLON)
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Ms C Thomas
|
b)
|
Position/status
|
Senior Vice President, Human Resources
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the
financial
instrument
|
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
The exercise of options over 20,180 Ordinary Shares, granted on 20 February 2007 under the GlaxoSmithKline Share Option Plan.
|
c)
|
Price(s)
and
volume(s)
|
Price(s)
|
Volume(s)
|
£14.88
|
20,180
|
d)
|
Aggregated information
Aggregated volume Price
|
n/a (single transaction)
|
e)
|
Date of
the
transaction
|
2016-07-28
|
f)
|
Place
of
the transaction
|
n/a
|
1.
|
Details of PDMR/person closely associated with them ('PCA')
|
a)
|
Name
|
Ms C Thomas
|
b)
|
Position/status
|
Senior Vice President, Human Resources
|
c)
|
Initial notification/
amendment
|
Initial notification
|
2.
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
a)
|
Name
|
GlaxoSmithKline plc
|
b)
|
LEI
|
5493000HZTVUYLO1D793
|
3.
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
|
a)
|
Description
of
the
financial
instrument
|
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
b)
|
Nature
of
the
transaction
|
Sale of 19,235 Ordinary Shares to satisfy option costs and the tax and NI liability arising following the exercise of options over 20,180 Ordinary Shares granted on 20 February 2007 under the GlaxoSmithKline Share Option Plan.
|
c)
|
Price(s)
and
volume(s)
|
Price(s)
|
Volume(s)
|
£17.0814
|
19,235
|
d)
|
Aggregated information
Aggregated volume Price
|
n/a (single transaction)
|
e)
|
Date of
the
transaction
|
2016-07-28
|
f)
|
Place
of
the transaction
|
London Stock Exchange (XLON)
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
GlaxoSmithKline plc
(Registrant)
Date: August 01, 2016
By: VICTORIA WHYTE
----------------------
Victoria Whyte
Authorised Signatory for and on
behalf of GlaxoSmithKline plc
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