Current Report Filing (8-k)
May 20 2016 - 3:27PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 20, 2016
THE GOLDMAN SACHS GROUP, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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No. 001-14965
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No. 13-4019460
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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200 West Street
New York, New
York
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10282
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
(212) 902-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07 Submission of Matters to a Vote of Security Holders.
(a) The Annual Meeting of Shareholders of The Goldman Sachs Group, Inc. (“Annual Meeting”) was held on May 20, 2016.
(b) The results of the matters submitted to a shareholder vote at the Annual Meeting were as follows:
1. Election of Directors: Our shareholders elected the following 13 directors to each serve a one-year term expiring on the date of our
2017 annual meeting of shareholders or until his or her successor has been duly chosen and qualified.
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For
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Against
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Abstain
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Broker
Non-Votes
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Lloyd C. Blankfein
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309,963,585
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11,571,483
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1,547,571
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44,295,827
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M. Michele Burns
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294,794,472
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27,126,751
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1,161,416
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44,295,827
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Gary D. Cohn
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315,353,377
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7,006,030
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723,232
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44,295,827
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Mark Flaherty
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319,919,804
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2,194,766
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968,069
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44,295,827
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William W. George
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298,060,943
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23,793,744
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1,227,952
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44,295,827
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James A. Johnson
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294,196,757
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28,322,946
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562,936
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44,295,827
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Lakshmi N. Mittal
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252,827,322
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69,388,664
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866,653
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44,295,827
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Adebayo O. Ogunlesi
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305,992,028
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16,221,545
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869,066
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44,295,827
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Peter Oppenheimer
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320,225,124
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2,083,431
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774,084
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44,295,827
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Debora L. Spar
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302,974,839
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19,303,879
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803,921
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44,295,827
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Mark E. Tucker
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320,029,343
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2,054,915
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998,381
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44,295,827
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David A. Viniar
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319,578,398
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3,239,775
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264,466
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44,295,827
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Mark O. Winkelman
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320,955,633
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1,737,782
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389,224
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44,295,827
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2. Advisory Vote to Approve Executive Compensation (“Say on Pay”): Our shareholders approved
the Say on Pay proposal.
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For
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Against
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Abstain
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Broker
Non-Votes
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214,380,093
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106,810,013
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1,892,533
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44,295,827
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3. Ratification of Appointment of Independent Registered Public Accounting Firm: Our
shareholders ratified the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ended December 31, 2016.
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For
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Against
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Abstain
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363,937,951
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2,916,748
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523,767
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4. Shareholder Proposal to Prohibit Vesting of Equity Awards Upon Entering Government Service: Our
shareholders did not approve this proposal.
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For
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Against
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Abstain
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Broker
Non-Votes
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15,631,672
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305,747,980
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1,702,987
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44,295,827
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5. Shareholder Proposal to Change Vote Counting Standard for Shareholder Proposals: Our shareholders did
not approve this proposal.
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For
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Against
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Abstain
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Broker
Non-Votes
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16,196,012
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305,752,226
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1,134,401
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44,295,827
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6. Shareholder Proposal to Require an Independent Board Chairman: Our shareholders did not approve this
proposal.
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For
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Against
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Abstain
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Broker
Non-Votes
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97,563,049
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223,952,996
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1,566,594
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44,295,827
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly authorized.
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THE GOLDMAN SACHS GROUP, INC.
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(Registrant)
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Date: May 20, 2016
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By:
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/s/ Gregory K. Palm
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Name: Gregory K. Palm
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Title: Executive Vice President and General Counsel
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