UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
EXTERRAN HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
(State or Other Jurisdiction of
Incorporation or Organization) |
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001-33666
(Commission File Number)
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74-3204509
(I.R.S. Employer
Identification No.) |
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16666 Northchase Drive
Houston, Texas
(Address of principal executive offices) |
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77060
(Zip Code) |
Roderick Hardie 281-836-7000
(Name and telephone number, including area code, of the person
to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014.
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
Exterran Holdings, Inc. is a global market leader in the full-service natural gas compression business and a premier provider of operations, maintenance, service and equipment for oil and natural gas production, processing and transportation applications. We operate in three primary business lines: contract operations, aftermarket services and fabrication. As part of our fabrication business line, we manufacture products that contain gold, tantalum, tin and tungsten (collectively, “3TG materials”) and are required to comply with Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Rule 13p-1”). Accordingly, in compliance with Rule 13p-1, we are filing this Specialized Disclosure Report on Form SD and the Conflict Minerals Report filed as Exhibit 1.01 hereto, and have contemporaneously posted this Specialized Disclosure Report on Form SD and the Conflict Minerals Report on our website at www.exterran.com.
Item 1.02 Exhibit
The Conflict Minerals Report required by Items 1.01 and 1.02 is filed as Exhibit 1.01 to this Form SD.
Item 2.01 Exhibits
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Exhibit No. |
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Description |
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1.01 |
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Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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EXTERRAN HOLDINGS, INC. |
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Date: May 29, 2015 |
By: |
/s/ Kenneth R. Bickett |
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Kenneth R. Bickett
Vice President and Controller |
3
Exhibit 1.01
Exterran Holdings, Inc.
Conflict Minerals Report
Exterran Holdings, Inc. is a global market leader in the full-service natural gas compression business and a premier provider of operations, maintenance, service and equipment for oil and natural gas production, processing and transportation applications. We operate in three primary business lines: contract operations, aftermarket services and fabrication. As part of our fabrication business line, we manufacture products that contain gold, tantalum, tin and/or tungsten (collectively, “3TG materials”) and are required to comply with Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Rule 13p-1”), which requires, among other things, that we file this Conflict Minerals Report (this “Report”). This Report covers the period from January 1, 2014 through December 31, 2014.
This Report contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended. These forward-looking statements rely on a number of assumptions concerning future events and are subject to a number of uncertainties and factors, many of which are outside our control, which could cause actual results to differ materially from such statements. While we believe that the assumptions concerning future events are reasonable, we caution that there are inherent difficulties in predicting certain important factors that could impact the future performance or results of our business. Among the factors that could cause results to differ materially from those indicated by such forward-looking statements are: local, regional, national and international economic conditions and the impact they may have on us and our customers; changes in tax laws that impact master limited partnerships; conditions in the oil and gas industry, including a sustained decrease in the level of supply or demand for oil or natural gas or a sustained decrease in the price of oil or natural gas; our ability to timely and cost-effectively execute larger projects; changes in political or economic conditions in key operating markets, including international markets; any nonperformance by third parties of their contractual obligations; changes in safety, health, environmental and other regulations; and the performance of Exterran Partners, L.P. These forward-looking statements are also affected by the risk factors, forward-looking statements and challenges and uncertainties described in our Annual Report on Form 10-K for the year ended December 31, 2014 and those set forth from time to time in our filings with the Securities and Exchange Commission, which are available at www.exterran.com. Except as required by law, we expressly disclaim any intention or obligation to revise or update any forward-looking statements whether as a result of new information, future events or otherwise.
Due Diligence and Reasonable Country of Origin Inquiry
Rule 13p-1 requires that we conduct in good faith a reasonable country of origin inquiry (“RCOI”) that is reasonably designed to determine whether any of our 3TG materials originated in the Democratic Republic of the Congo or an adjoining country (each, a “covered country”). For 3TG materials that, based on our RCOI, we know originated in, or we have reason to believe may have, originated in, a covered country, Rule 13p-1 requires that we exercise due diligence on the source and chain of custody of such 3TG materials.
Our manufactured products are primarily assembled using components obtained from our suppliers. We are several tiers removed from mining operations and smelters or refiners (“SORs”) and have no visibility into the upstream supply chain beyond our direct suppliers. We thus had to request our suppliers’ assistance in collecting information regarding the presence of 3TG materials in the components supplied to us and, if present, information regarding the sourcing of such 3TG materials.
We conducted due diligence using the Organization for Economic Cooperation and Development’s (“OECD”) “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas” as a framework:
· We have adopted a conflict minerals policy, which is publicly available on our website at www.exterran.com.
· We have assembled an internal team to support supply chain due diligence.
· We are working to more clearly communicate expectations with regard to supplier performance, transparency and sourcing.
1
· Working with our suppliers, we have identified many of the SORs in our supply chain, and plan to take measures intended to increase the supplier response rate for our RCOI process.
· We compared our RCOI results with information collected via independent conflict free smelter validation programs such as the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative (“EICC/GeSI”) Conflict Free Smelter program.
· We are reporting annually, as required by Rule 13p-1, on our sourcing due diligence efforts. This Report and the Form SD of which it is a part are publicly available on our website at www.exterran.com.
Information on the presence and sourcing of 3TG materials in the components supplied to us was collected and stored using an online platform provided by a third party vendor, Source Intelligence. This platform utilized the EICC-GeSI Conflict Minerals Due Diligence Template (the “EICC-GeSI Template”), which includes standard supply chain survey and information tracking methods, to determine whether our manufactured products contain 3TG materials minerals necessary to their functionality or production and to perform our RCOI.
For 2014, we identified 1,547 suppliers as having supplied components to us that were included in products we manufactured. An introduction email was sent to each supplier describing the compliance requirements and requesting that the supplier complete the EICC-GeSI Template to provide information regarding the presence and sourcing of any 3TG materials in the components supplied to us. Suppliers that were not able to be reached through email were contacted via telephone or fax. Following the initial introductions to the program and information request, at least three additional requests (via email, telephone or fax) were made to each non-responsive supplier requesting completion of the EICC-GeSI Template. Suppliers that remained non-responsive to these repeated requests were contacted by phone and offered assistance. This assistance included, but was not limited to, further information regarding our 3TG Materials Compliance Program, an explanation of why the information was being collected, a review of how the information would be used and clarification regarding how the supplier could provide the required information.
Suppliers were requested to provide information regarding whether 3TG materials were necessary to the functionality or production of the components supplied to us and whether such 3TG materials were sourced from one of the covered countries. Suppliers were further requested to provide information regarding the source and chain of custody of the 3TG materials, in an attempt to trace the 3TG materials to the SORs in which they were processed.
Supplier responses were evaluated for plausibility, consistency and completeness. Suppliers were contacted to address issues including implausible statements regarding no presence of 3TG materials in the components supplied to us, incomplete data on the EICC-GeSI Template, responses that did not identify SORs, responses indicating the sourcing location without complete supporting information from the supply chain, and organizations that were identified as SORs, but not verified as such through further analysis and research.
Of the 1,547 suppliers we identified as having supplied components to us that were included in products we manufactured, approximately 40% completed the EICC-GeSI Template as requested. Of these responsive suppliers, 20% indicated that 3TG materials were necessary to the functionality or production of the components supplied to us.
Product Description
The products we manufacture include the following, many of which we have determined, based on our supplier responses, include 3TG materials:
· Natural gas compressors;
· Oil and natural gas production equipment, including filter separators, sand separators, two & three phase separators, slug catchers, vent scrubbers, gas scrubbers, heated separators, glycol dehydrators, JT assemblies, production units, line heaters, coolers, H2S eliminators, BTEX eliminators, vertical and horizontal treaters, condensate stabilizers and vapor recovery equipment;
· Natural gas processing systems, including cryogenic systems, JT systems, dewpoint systems and amine systems;
· Water treatment equipment, including Sabian BWS filters, P-KLONE Hydrocyclone separators, ONYX pumps, Gas Liquid Reactors, REVOLIFT flotation systems and gas flotation tanks;
· Marine and offshore equipment, including pressure vessels, FPSO (floating production, storage and offloading) process modules, terminal buoys, turrets, natural gas compression units and related equipment;
2
· Critical process equipment for refinery and petrochemical facilities, including high-pressure heat exchangers, tubular reactors, urea equipment, ammonia converters, methanol reactors and hydrocracking/hydrotreating reactors; and
· Evaporators and brine heaters for desalination plants.
Rule 13p-1 requires that we report, if known, the facilities used to process the 3TG materials present in our manufactured products, as well as the 3TG materials’ countries of origin. As noted above, because our manufactured products are primarily assembled using components obtained from our suppliers, we requested these suppliers’ assistance in collecting information regarding the presence of 3TG materials in the components supplied to us and, if present, information regarding the sourcing of such 3TG materials. We asked our suppliers to complete the EICC-GeSI Template in an effort to identify the SORs in which the 3TG materials present in our manufactured products were processed, as well as the associated countries of origin of such 3TG materials. Approximately 40% of our suppliers completed the EICC-GeSI Template as requested. Based on those supplier responses, following are the known SORs that processed the 3TG materials present in our manufactured products as well as each SOR’s status under the following smelter/refiner certification programs: (i) the Conflict-Free Smelter Program (“CFSP”), sponsored by the Conflict-Free Sourcing Initiative, an initiative of the EICC and GeSI, or (ii) The Good Delivery List of accredited refiners produced by the London Bullion Market Association (“LBMA”):
|
Mineral |
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Official Smelter or Refiner Name |
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Certification Status |
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GOLD |
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Umicore Precious Metals Thailand |
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CFSP - Gold |
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GOLD |
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Guangdong Jinding Gold Limited |
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GOLD |
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Zijin Mining Group Co. Ltd |
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LBMA |
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GOLD |
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Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
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LBMA |
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GOLD |
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Yokohama Metal Co Ltd |
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CFSP-Active - Gold |
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GOLD |
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Yamamoto Precious Metal Co., Ltd. |
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CFSP - Gold |
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GOLD |
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Western Australian Mint trading as The Perth Mint |
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CFSP - Gold, LBMA |
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GOLD |
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Valcambi SA |
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CFSP - Gold, LBMA |
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GOLD |
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United Precious Metal Refining, Inc. |
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CFSP - Gold |
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GOLD |
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Umicore Brasil Ltda |
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CFSP - Gold, LBMA |
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GOLD |
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Tokuriki Honten Co., Ltd |
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CFSP - Gold, LBMA |
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GOLD |
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The Refinery of Shandong Gold Mining Co. Ltd |
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CFSP - Gold, LBMA |
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GOLD |
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The Great Wall Gold and Silver Refinery of China |
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LBMA-Pending |
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GOLD |
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Tanaka Kikinzoku Kogyo K.K. |
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CFSP - Gold, LBMA |
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GOLD |
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Sumitomo Metal Mining Co., Ltd. |
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CFSP - Gold, LBMA |
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GOLD |
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Solar Applied Materials Technology Corp. |
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CFSP - Gold, LBMA-Pending |
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GOLD |
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SOE Shyolkovsky Factory of Secondary Precious Metals |
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CFSP-Active - Gold, LBMA-Pending |
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GOLD |
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So Accurate Group, Inc. |
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GOLD |
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Shandong Zhaojin Gold & Silver Refinery Co. Ltd |
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CFSP - Gold, LBMA |
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GOLD |
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SEMPSA Joyería Platería SA |
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CFSP - Gold, LBMA |
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GOLD |
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SAMWON METALS Corp. |
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GOLD |
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Sabin Metal Corp. |
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CFSP-Active - Gold |
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GOLD |
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Royal Canadian Mint |
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CFSP - Gold, LBMA |
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GOLD |
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PX Précinox SA |
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CFSP - Gold, LBMA |
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GOLD |
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PT Aneka Tambang (Persero) Tbk |
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CFSP - Gold, LBMA |
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GOLD |
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Prioksky Plant of Non-Ferrous Metals |
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LBMA-Pending |
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GOLD |
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Penglai Penggang Gold Industry Co Ltd |
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GOLD |
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PAMP SA |
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CFSP - Gold, LBMA |
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GOLD |
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OJSC Kolyma Refinery |
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LBMA-Pending |
3
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Mineral |
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Official Smelter or Refiner Name |
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Certification Status |
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GOLD |
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OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) |
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CFSP - Gold, LBMA |
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GOLD |
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Ohura Precious Metal Industry Co., Ltd |
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CFSP - Gold |
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GOLD |
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Ohio Precious Metals, LLC |
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CFSP - Gold, LBMA |
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GOLD |
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Nihon Material Co. LTD |
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CFSP - Gold, LBMA |
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GOLD |
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Navoi Mining and Metallurgical Combinat |
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LBMA-Pending |
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GOLD |
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Moscow Special Alloys Processing Plant |
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LBMA-Pending |
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GOLD |
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Mitsui Mining and Smelting Co., Ltd. |
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CFSP - Gold, LBMA |
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GOLD |
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Mitsubishi Materials Corporation |
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CFSP - Gold, LBMA |
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GOLD |
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Met-Mex Peñoles, S.A. |
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CFSP - Gold, LBMA |
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GOLD |
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Metalor USA Refining Corporation |
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CFSP - Gold, LBMA |
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GOLD |
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Metalor Technologies SA |
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CFSP - Gold, LBMA |
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GOLD |
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Metalor Technologies (Singapore) Pte. Ltd. |
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CFSP - Gold, LBMA |
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GOLD |
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Metalor Technologies (Hong Kong) Ltd |
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CFSP - Gold, LBMA |
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GOLD |
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Matsuda Sangyo Co., Ltd. |
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CFSP - Gold, LBMA |
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GOLD |
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Materion |
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CFSP - Gold |
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GOLD |
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Luoyang Zijin Yinhui Metal Smelt Co Ltd |
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GOLD |
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LS-NIKKO Copper Inc. |
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CFSP - Gold |
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GOLD |
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Lingbao Jinyuan Tonghui Refinery Co. Ltd. |
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GOLD |
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Lingbao Gold Company Ltd. |
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GOLD |
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L’ azurde Company For Jewelry |
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CFSP - Gold, LBMA |
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GOLD |
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Kyrgyzaltyn JSC |
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LBMA-Pending |
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GOLD |
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Korea Metal Co. Ltd |
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GOLD |
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Kojima Chemicals Co., Ltd |
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CFSP - Gold |
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GOLD |
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Kennecott Utah Copper LLC |
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CFSP - Gold, LBMA, RJC |
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GOLD |
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Kazzinc Inc. |
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CFSP - Gold |
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GOLD |
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JX Nippon Mining & Metals Co., Ltd. |
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CFSP - Gold |
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GOLD |
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JSC Uralelectromed |
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CFSP - Gold |
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GOLD |
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JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
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CFSP - Gold, LBMA |
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GOLD |
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Johnson Matthey Ltd |
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CFSP - Gold, LBMA |
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GOLD |
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Johnson Matthey Inc |
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CFSP - Gold, LBMA |
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GOLD |
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Jiangxi Copper Company Limited |
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LBMA-Pending |
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GOLD |
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Japan Mint |
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CFSP - Gold, LBMA |
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GOLD |
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Istanbul Gold Refinery |
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CFSP - Gold, LBMA |
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GOLD |
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Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited |
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LBMA-Pending |
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GOLD |
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Hwasung CJ Co. Ltd |
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GOLD |
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Heraeus Precious Metals GmbH & Co. KG |
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CFSP - Gold, LBMA |
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GOLD |
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Heraeus Ltd. Hong Kong |
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CFSP - Gold, LBMA |
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GOLD |
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Heimerle + Meule GmbH |
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CFSP - Gold, LBMA |
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GOLD |
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Hangzhou Fuchunjiang Smelting Co., Ltd. |
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GOLD |
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Gansu Seemine Material Hi-Tech Co Ltd |
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GOLD |
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FSE Novosibirsk Refinery |
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4
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Mineral |
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Official Smelter or Refiner Name |
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Certification Status |
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GOLD |
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Eco-System Recycling Co., Ltd. |
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CFSP - Gold |
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GOLD |
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Dowa Mining Co., Ltd. |
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CFSP - Gold |
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GOLD |
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Do Sung Corporation |
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GOLD |
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Daye Non-Ferrous Metals Mining Ltd. |
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GOLD |
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Daejin Indus Co. Ltd |
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GOLD |
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Colt Refining |
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GOLD |
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Chugai Mining |
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GOLD |
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China National Gold Group Corporation |
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GOLD |
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Chimet S.p.A. |
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CFSP - Gold, LBMA |
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GOLD |
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Yunnan Copper Industry Co Ltd |
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GOLD |
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Caridad |
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GOLD |
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Boliden AB |
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CFSP - Gold, LBMA |
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GOLD |
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Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
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LBMA |
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GOLD |
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Aurubis AG |
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CFSP - Gold, LBMA |
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GOLD |
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Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
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CFSP - Gold, LBMA |
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GOLD |
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Asaka Riken Co Ltd |
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CFSP-Active - Gold |
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GOLD |
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Asahi Pretec Corporation |
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CFSP - Gold, LBMA |
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GOLD |
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Argor-Heraeus SA |
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CFSP - Gold, LBMA |
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GOLD |
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AngloGold Ashanti Córrego do Sítio Minerção |
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CFSP - Gold, LBMA |
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GOLD |
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Almalyk Mining and Metallurgical Complex (AMMC) |
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LBMA-Pending |
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GOLD |
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Aida Chemical Industries Co. Ltd. |
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CFSP-Active - Gold |
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GOLD |
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Advanced Chemical Company |
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GOLD |
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Baiyin Nonferrous Group Co.,Ltd. |
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GOLD |
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BHP Billiton |
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GOLD |
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China Gold International Resources Corp. Ltd. |
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GOLD |
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Codelco |
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GOLD |
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DaeryongENC |
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GOLD |
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Eldorado Gold Corporation |
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GOLD |
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Faggi S.p.A. |
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GOLD |
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Geib Refining Corp |
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GOLD |
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Guangdong Mingfa Precious Metals Co., Ltd. |
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GOLD |
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Harmony Gold Mining Company Limited |
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GOLD |
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Jinlong Copper Co., Ltd. |
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GOLD |
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Kazakhmys plc |
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GOLD |
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Metalor Technologies (Suzhou) Co Ltd |
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GOLD |
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Nittetsu Mining Co., Ltd. |
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GOLD |
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Pan Pacific Copper Co. Ltd. |
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GOLD |
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SAFIMET SPA |
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GOLD |
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Super Dragon Technology Co., Ltd. |
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GOLD |
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The Hutti Gold Mines Company Limited |
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GOLD |
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Yantai Guodasafina High-tech Environmental Refinery CO., Ltd. |
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GOLD |
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Nadir Metal Rafineri San. Ve Tic. A.Ş. |
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CFSP - Gold, LBMA |
5
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Mineral |
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Official Smelter or Refiner Name |
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Certification Status |
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GOLD |
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Rand Refinery (Pty) Ltd |
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CFSP - Gold, LBMA |
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GOLD |
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CCR Refinery - Glencore Canada Corporation |
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CFSP - Gold |
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GOLD |
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China Nonferrous Metal Mining (Group) Co., Ltd. |
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GOLD |
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Umicore SA Business Unit Precious Metals Refining |
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CFSP - Gold, LBMA |
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GOLD |
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TongLing Nonferrous Metals Group Holdings Co., Ltd. |
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GOLD |
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Sichuan Tianze Precious Metals Co., Ltd |
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CFSP - Gold, LBMA |
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GOLD |
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Ishifuku Metal Industry Co., Ltd. |
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CFSP - Gold, LBMA |
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GOLD |
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Hunan Chenzhou Mining Group Co., Ltd. |
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GOLD |
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Metallic Resources, Inc. |
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GOLD |
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Shandong Gold Mining Co., Ltd. |
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GOLD |
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Shandong Jinchang Gold Mining Co., Ltd |
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GOLD |
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Shandong Tarzan Bio-Gold Co Ltd |
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GOLD |
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Zhaoyuan Gold Co. |
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GOLD |
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Torecom |
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CFSP-Active - Gold |
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GOLD |
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Schöne Edelmetaal B.V. |
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CFSP - Gold |
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GOLD |
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Samduck Precious Metals |
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GOLD |
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C. Hafner GmbH + Co. KG |
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CFSP - Gold, LBMA |
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GOLD |
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Bauer Walser AG |
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GOLD |
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ESG Edelmetall-Service GmbH & Co. KG |
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GOLD |
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Heraeus Incorporated |
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GOLD |
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Doduco |
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GOLD |
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Cendres + Métaux SA |
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CFSP-Active - Gold, LBMA-Pending |
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GOLD |
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Allgemeine Gold-und Silberscheideanstalt A.G. |
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CFSP - Gold |
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TANTALUM |
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Global Advanced Metals Aizu |
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CFSP - Tantalum |
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TANTALUM |
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Hengyang King Xing Lifeng New Materials Co., Ltd. |
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CFSP - Tantalum |
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TANTALUM |
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Yichun Jin Yang Rare Metal Co., Ltd |
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CFSP - Tantalum |
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TANTALUM |
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Taki Chemicals |
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CFSP - Tantalum |
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TANTALUM |
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Shanghai Jiangxi Metals Co., Ltd. |
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TANTALUM |
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RFH Tantalum Smeltry Co., Ltd |
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CFSP - Tantalum |
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TANTALUM |
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Mitsui Mining and Smelting Co., Ltd. |
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CFSP - Tantalum |
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TANTALUM |
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LSM Brasil S.A. |
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CFSP - Tantalum |
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TANTALUM |
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King-Tan Tantalum Industry Ltd |
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CFSP - Tantalum |
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TANTALUM |
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JiuJiang JinXin Nonferrous Metals Co., Ltd. |
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CFSP - Tantalum |
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TANTALUM |
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Hi-Temp Specialty Metals, Inc. |
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CFSP - Tantalum |
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TANTALUM |
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Guangdong Zhiyuan New Material Co., Ltd. |
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CFSP - Tantalum |
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TANTALUM |
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Changsha South Tantalum Niobium Co., Ltd. |
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CFSP - Tantalum |
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TANTALUM |
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AMG Advanced Metallurgical Group |
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TANTALUM |
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Ethiopian Minerals Development Share Company |
|
|
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TANTALUM |
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Jiangxi Tungsten Industry Group Co Ltd |
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|
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TANTALUM |
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Global Advanced Metals Boyertown |
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CFSP - Tantalum |
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TANTALUM |
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Tantalite Resources |
|
|
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TANTALUM |
|
Kemet Blue Powder |
|
CFSP - Tantalum |
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TANTALUM |
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H.C. Starck Ltd. |
|
CFSP - Tantalum |
6
|
Mineral |
|
Official Smelter or Refiner Name |
|
Certification Status |
|
TANTALUM |
|
H.C. Starck Inc. |
|
CFSP - Tantalum |
|
TANTALUM |
|
H.C. Starck Hermsdorf GmbH |
|
CFSP - Tantalum |
|
TANTALUM |
|
H.C. Starck GmbH Laufenburg |
|
CFSP - Tantalum |
|
TANTALUM |
|
H.C. Starck GmbH Goslar |
|
CFSP - Tantalum |
|
TANTALUM |
|
H.C. Starck Co., Ltd. |
|
CFSP - Tantalum |
|
TANTALUM |
|
KEMET Blue Metals |
|
CFSP - Tantalum |
|
TANTALUM |
|
Zhuzhou Cement Carbide |
|
CFSP - Tantalum |
|
TANTALUM |
|
Ulba |
|
CFSP - Tantalum |
|
TANTALUM |
|
Ningxia Orient Tantalum Industry Co., Ltd. |
|
CFSP - Tantalum |
|
TANTALUM |
|
Jiujiang Tanbre Co., Ltd. |
|
CFSP - Tantalum |
|
TANTALUM |
|
Duoluoshan Sapphire Rare Metal Co., Ltd. |
|
CFSP - Tantalum |
|
TANTALUM |
|
Conghua Tantalum and Niobium Smeltry |
|
CFSP - Tantalum |
|
TANTALUM |
|
H.C. Starck Smelting GmbH & Co.KG |
|
CFSP - Tantalum |
|
TANTALUM |
|
Jiangxi Dinghai Tantalum & Niobium Co., Ltd |
|
CFSP - Tantalum |
|
TANTALUM |
|
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch |
|
CFSP - Tantalum |
|
TANTALUM |
|
Solikamsk Metal Works |
|
CFSP - Tantalum |
|
TANTALUM |
|
Mineração Taboca S.A. |
|
CFSP - Tantalum |
|
TANTALUM |
|
Exotech Inc. |
|
CFSP - Tantalum |
|
TANTALUM |
|
Gannon & Scott |
|
|
|
TANTALUM |
|
JX Nippon Mining & Metals Co., Ltd. |
|
|
|
TANTALUM |
|
Plansee SE Reutte |
|
CFSP - Tantalum |
|
TANTALUM |
|
Plansee SE Liezen |
|
CFSP - Tantalum |
|
TANTALUM |
|
QuantumClean |
|
CFSP - Tantalum |
|
TANTALUM |
|
Molycorp Silmet A.S. |
|
CFSP - Tantalum |
|
TANTALUM |
|
Metallurgical Products India (Pvt.) Ltd. |
|
CFSP - Tantalum |
|
TANTALUM |
|
Telex |
|
CFSP - Tantalum |
|
TANTALUM |
|
F&X Electro-Materials Ltd. |
|
CFSP - Tantalum |
|
TIN |
|
O.M. Manufacturing Philippines, Inc. |
|
CFSP-Active - Tin |
|
TIN |
|
Melt Metais e Ligas S/A |
|
CFSP - Tin |
|
TIN |
|
Magnu’s Minerais Metais e Ligas LTDA |
|
CFSP - Tin |
|
TIN |
|
Yunnan Tin Company Limited |
|
CFSP - Tin |
|
TIN |
|
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. |
|
CFSP-Active - Tin |
|
TIN |
|
White Solder Metalurgia e Mineração Ltda. |
|
CFSP - Tin |
|
TIN |
|
Soft Metais, Ltda. |
|
CFSP-Active - Tin |
|
TIN |
|
Rui Da Hung |
|
CFSP-Active - Tin |
|
TIN |
|
PT Yinchendo Mining Industry |
|
|
|
TIN |
|
PT Tinindo Inter Nusa |
|
CFSP-Active - Tin |
|
TIN |
|
PT Timah (Persero), Tbk |
|
CFSP - Tin |
|
TIN |
|
PT Tambang Timah |
|
CFSP - Tin |
|
TIN |
|
PT Supra Sukses Trinusa |
|
|
|
TIN |
|
PT Sumber Jaya Indah |
|
CFSP-Active - Tin |
|
TIN |
|
PT Refined Banka Tin |
|
CFSP - Tin |
|
TIN |
|
PT Mitra Stania Prima |
|
CFSP-Active - Tin |
|
TIN |
|
PT Koba Tin |
|
|
7
|
Mineral |
|
Official Smelter or Refiner Name |
|
Certification Status |
|
TIN |
|
PT HP Metals Indonesia |
|
|
|
TIN |
|
PT Eunindo Usaha Mandiri |
|
CFSP - Tin |
|
TIN |
|
PT Bukit Timah |
|
CFSP - Tin |
|
TIN |
|
PT BilliTin Makmur Lestari |
|
CFSP-Active - Tin |
|
TIN |
|
PT Belitung Industri Sejahtera |
|
CFSP-Active - Tin |
|
TIN |
|
PT Bangka Tin Industry |
|
CFSP - Tin |
|
TIN |
|
PT Bangka Timah Utama Sejahtera |
|
|
|
TIN |
|
PT Bangka Putra Karya |
|
CFSP - Tin |
|
TIN |
|
PT Bangka Kudai Tin |
|
|
|
TIN |
|
PT Babel Surya Alam Lestari |
|
|
|
TIN |
|
PT Babel Inti Perkasa |
|
CFSP - Tin |
|
TIN |
|
PT Artha Cipta Langgeng |
|
CFSP-Active - Tin |
|
TIN |
|
PT Alam Lestari Kencana |
|
|
|
TIN |
|
OMSA |
|
CFSP - Tin |
|
TIN |
|
O.M. Manufacturing (Thailand) Co., Ltd. |
|
CFSP-Active - Tin |
|
TIN |
|
Novosibirsk Integrated Tin Works |
|
|
|
TIN |
|
Mitsubishi Materials Corporation |
|
CFSP - Tin, LBMA |
|
TIN |
|
Mineração Taboca S.A. |
|
CFSP - Tin |
|
TIN |
|
Metallo Chimique |
|
CFSP - Tin |
|
TIN |
|
China Tin Group Co., Ltd. |
|
CFSP-Active - Tin |
|
TIN |
|
Linwu Xianggui Smelter Co |
|
|
|
TIN |
|
Gejiu Kai Meng Industry and Trade LLC |
|
|
|
TIN |
|
Jiangxi Nanshan |
|
|
|
TIN |
|
Huichang Jinshunda Tin Co. Ltd |
|
|
|
TIN |
|
Gejiu Zi-Li |
|
|
|
TIN |
|
Gejiu Non-Ferrous Metal Processing Co. Ltd. |
|
CFSP - Tin |
|
TIN |
|
Fenix Metals |
|
CFSP-Active - Tin |
|
TIN |
|
Estanho de Rondônia S.A. |
|
|
|
TIN |
|
Empresa Metallurgica Vinto |
|
CFSP - Tin |
|
TIN |
|
CV United Smelting |
|
CFSP - Tin |
|
TIN |
|
CV Serumpun Sebalai |
|
CFSP-Active - Tin |
|
TIN |
|
CV Nurjanah |
|
CFSP-Active - Tin |
|
TIN |
|
CV Makmur Jaya |
|
|
|
TIN |
|
PT Justindo |
|
CFSP-Active - Tin |
|
TIN |
|
Cooper Santa |
|
CFSP-Active - Tin |
|
TIN |
|
Alpha |
|
CFSP - Tin |
|
TIN |
|
CNMC (Guangxi) PGMA Co. Ltd. |
|
|
|
TIN |
|
China Rare Metal Materials Company |
|
CFSP-Active - Tin |
|
TIN |
|
Chengfeng Metals Co Pte Ltd |
|
|
|
TIN |
|
CSC Pure Technologies |
|
|
|
TIN |
|
CV Duta Putra Bangka |
|
|
|
TIN |
|
CV Prima Timah Utama |
|
|
|
TIN |
|
Electroloy Metal Pte |
|
|
|
TIN |
|
Foshan Nanhai Tong Ding Metal Company. Ltd. |
|
|
8
|
Mineral |
|
Official Smelter or Refiner Name |
|
Certification Status |
|
TIN |
|
Gold Bell Group |
|
|
|
TIN |
|
Heraeus Materials Technology GmbH & Co. KG |
|
|
|
TIN |
|
Hyundai-Steel |
|
|
|
TIN |
|
Jean Goldschmidt International SA |
|
|
|
TIN |
|
Kai Unita Trade Limited Liability Company |
|
|
|
TIN |
|
Koki Products Co. Ltd. |
|
|
|
TIN |
|
Nankang Nanshan Tin Co., Ltd. |
|
|
|
TIN |
|
Nathan Trotter & Co., Inc. |
|
|
|
TIN |
|
POSCO |
|
|
|
TIN |
|
Pure Technology |
|
|
|
TIN |
|
Senju Metal Industry Co., Ltd. |
|
|
|
TIN |
|
SGS |
|
|
|
TIN |
|
Technic Inc. |
|
|
|
TIN |
|
Xianghualing Tin Co., Ltd. |
|
|
|
TIN |
|
PT Stanindo Inti Perkasa |
|
CFSP - Tin |
|
TIN |
|
PT DS Jaya Abadi |
|
CFSP - Tin |
|
TIN |
|
Thaisarco |
|
CFSP - Tin |
|
TIN |
|
PT Pelat Timah Nusantara Tbk |
|
|
|
TIN |
|
Minsur |
|
CFSP - Tin |
|
TIN |
|
Malaysia Smelting Corporation (MSC) |
|
CFSP - Tin |
|
TIN |
|
PT Inti Stania Prima |
|
CFSP-Active - Tin |
|
TIN |
|
PT ATD Makmur Mandiri Jaya |
|
CFSP - Tin |
|
TIN |
|
VQB Mineral and Trading Group JSC |
|
CFSP-Active - Tin |
|
TIN |
|
PT Tommy Utama |
|
|
|
TIN |
|
PT Seirama Tin investment |
|
|
|
TIN |
|
PT Panca Mega |
|
CFSP - Tin |
|
TIN |
|
PT Karimun Mining |
|
CFSP-Active - Tin |
|
TIN |
|
PT Fang Di MulTindo |
|
|
|
TIN |
|
Dowa Mining Co., Ltd. |
|
CFSP - Tin |
|
TIN |
|
CV Gita Pesona |
|
CFSP-Active - Tin |
|
TIN |
|
Dongguan Qiandao Tin Co., Ltd |
|
|
|
TIN |
|
EFD INC. |
|
|
|
TIN |
|
Hongqiao Metals (Kunshan) Co., Ltd. |
|
|
|
TIN |
|
Kunshan Chengli Tin Co., Ltd. |
|
|
|
TIN |
|
Metallic Resources, Inc. |
|
|
|
TIN |
|
Minmetals Ganzhou Tin Co. Ltd. |
|
|
|
TIN |
|
PT Citralogam |
|
|
|
TIN |
|
Shaoxing Tianlong Tin Materials Co., Ltd |
|
|
|
TIN |
|
Shenzhen Anchen Tin Co., Ltd |
|
|
|
TIN |
|
Sumitomo Metal Mining Co., Ltd. |
|
LBMA |
|
TIN |
|
TaeguTec Ltd. |
|
|
|
TIN |
|
Umicore SA Business Unit Precious Metals Refining |
|
LBMA |
|
TIN |
|
Yunnan Geiju Zili Metallurgy Co. Ltd. |
|
|
|
TIN |
|
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
|
CFSP-Active - Tin |
9
|
Mineral |
|
Official Smelter or Refiner Name |
|
Certification Status |
|
TIN |
|
PT Sariwiguna Binasentosa |
|
CFSP - Tin |
|
TIN |
|
PT Prima Timah Utama |
|
CFSP - Tin |
|
TIN |
|
Feinhutte Halsbrucke GmbH |
|
|
|
TIN |
|
Poongsan Corporation |
|
|
|
TIN |
|
Colonial Metals, Inc |
|
|
|
TIN |
|
Federal Metal Company |
|
|
|
TIN |
|
Kovohutě Příbram |
|
|
|
TIN |
|
Materials Eco-Refining CO.,LTD |
|
|
|
TIN |
|
Metahub Industries Sdn. Bhd |
|
|
|
TIN |
|
PREMIER METAL RECYCLERS LTD |
|
|
|
TUNGSTEN |
|
H.C. Starck GmbH |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
Chenzhou Diamond Tungsten Products Co., Ltd. |
|
CFSP-Active - Tungsten |
|
TUNGSTEN |
|
Ganzhou Seadragon W & Mo Co., Ltd. |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Jiangxi Gan Bei Tungsten Co., Ltd. |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Malipo Haiyu Tungsten Co., Ltd. |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
Jiangxi Yaosheng Tungsten Industry Co., Ltd. |
|
CFSP-Active - Tungsten |
|
TUNGSTEN |
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. |
|
|
|
TUNGSTEN |
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
|
CFSP-Active - Tungsten |
|
TUNGSTEN |
|
Wolfram Bergbau und Hütten AG |
|
CFSP-Active - Tungsten |
|
TUNGSTEN |
|
Vietnam Youngsun Tungsten Industry Co., Ltd. |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Tejing (Vietnam) Tungsten Co., Ltd. |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
Kennametal Fallon |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
Ganzhou Huaxing Tungsten Products Co., Ltd. |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Ganzhou Non-ferrous Metals Smelting Co., Ltd. |
|
CFSP-Active - Tungsten |
|
TUNGSTEN |
|
Japan New Metals Co., Ltd. |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Hunan Chenzhou Mining Group Co., Ltd. |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
Global Tungsten & Powders Corp. |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Fujian Jinxin Tungsten Co., Ltd. |
|
CFSP-Active - Tungsten |
|
TUNGSTEN |
|
Dayu Weiliang Tungsten Co., Ltd. |
|
CFSP-Progressing - Tungsten |
10
|
Mineral |
|
Official Smelter or Refiner Name |
|
Certification Status |
|
TUNGSTEN |
|
Chongyi Zhangyuan Tungsten Co., Ltd. |
|
CFSP-Active - Tungsten |
|
TUNGSTEN |
|
Guangdong Xianglu Tungsten Industry Co., Ltd. |
|
CFSP-Active - Tungsten |
|
TUNGSTEN |
|
Kennametal Huntsville |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
A.L.M.T. Corp. |
|
CFSP-Active - Tungsten |
|
TUNGSTEN |
|
Beijing Tian-Long Tungsten & Molybdenum Co., Ltd. |
|
|
|
TUNGSTEN |
|
Jiangxi Tungsten Industry Group Co Ltd |
|
|
|
TUNGSTEN |
|
Jiangxi Rare Earth & Rare Metals Tungsten Group Corp |
|
|
|
TUNGSTEN |
|
Golden Egret Special Alloy Co. Ltd |
|
|
|
TUNGSTEN |
|
Jiangsu Hetian Technological Material Co.,Ltd |
|
|
|
TUNGSTEN |
|
Materion |
|
|
|
TUNGSTEN |
|
Nippon Tungsten Co., Ltd. |
|
|
|
TUNGSTEN |
|
North American Tungsten |
|
|
|
TUNGSTEN |
|
Sunaga Tungsten Industrial Co., Ltd. |
|
|
|
TUNGSTEN |
|
Voss Metals Company, Inc. |
|
|
|
TUNGSTEN |
|
Xiamen Tungsten (H.C.) Co., Ltd. |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Xiamen Tungsten Co., Ltd |
|
CFSP - Tungsten |
|
TUNGSTEN |
|
Wolfram Company CJSC |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
H.C. Starck Smelting GmbH & Co.KG |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
Ganxian Shirui New Material Co., Ltd. |
|
|
|
TUNGSTEN |
|
Dayu Jincheng Tungsten Industry Co., Ltd. |
|
CFSP-Progressing - Tungsten |
|
TUNGSTEN |
|
Asia Tungsten Products Vietnam Ltd. |
|
CFSP-Active - Tungsten |
|
TUNGSTEN |
|
Jiangxi Richsea New Materials Co., Ltd. |
|
|
|
TUNGSTEN |
|
Air Products |
|
|
|
TUNGSTEN |
|
JX Nippon Mining & Metals Co., Ltd. |
|
|
|
TUNGSTEN |
|
Mitsubishi Materials Corporation |
|
LBMA |
|
TUNGSTEN |
|
Sumitomo Metal Mining Co., Ltd. |
|
LBMA |
|
TUNGSTEN |
|
TaeguTec Ltd. |
|
|
|
TUNGSTEN |
|
Zigong Cemented Carbide Co., Ltd. |
|
|
|
TUNGSTEN |
|
Izawa Metal Co., Ltd |
|
|
|
TUNGSTEN |
|
Tamano Smelter, Hibi Kyodo Smelting Co., Ltd |
|
|
11
Countries minerals are believed to be sourced from:
Angola, Argentina, Armenia, Australia, Austria, Belarus, Belgium, Bermuda, Bolivia, Brazil, Burundi, Canada, Chile, China, The Republic of the Congo, DRC- Congo, Estonia, Ethiopia, Fiji, France, Germany, Ghana, Greece, Guinea, Guyana, Hong Kong, India, Indonesia, Italy, Japan, Jersey, Kazakhstan, Republic of Korea, Kyrgyzstan, Laos, Malaysia, Mali, Mexico, Mongolia, Morocco, Mozambique, Myanmar, Namibia, Netherlands, Niger, Nigeria, Papua New Guinea, Peru, Philippines, Poland, Portugal, Romania, Russian Federation, Rwanda, Saudi Arabia, Sierra, Leone, Singapore, South Africa, Spain, Suriname, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Turkey, United Arab Emirates, United Kingdom, United States, Uzbekistan, Viet Nam, Zambia, Zimbabwe
Independent Private Sector Audit
We have determined that a private sector audit is not required under Rule 13p-1 for 2014.
Steps to be Taken in 2015 to Mitigate Risk
Exterran plans to undertake the following steps during 2015 to improve the due diligence conducted in order to further mitigate the risk that the necessary conflict minerals in our products do not benefit armed groups in the DRC or adjoining countries, including:
· Continue to strengthen engagement with relevant suppliers to help them understand and satisfy Exterran requirements pursuant to Rule 13p-1.
· Continue using internal elevation process within our supply chain organization in working with (or requiring) suppliers to obtain required information.
· Review third party programs to further improve our 3TG sourcing process in obtaining accurate and complete information about smelters/refiners.
· Explore opportunities to work with relevant third parties, such as relevant trade associations, to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance.
12
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