FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Fitterling James R
2. Issuer Name and Ticker or Trading Symbol

DOW CHEMICAL CO /DE/ [ DOW ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
President & COO
(Last)          (First)          (Middle)

2030 DOW CENTER
3. Date of Earliest Transaction (MM/DD/YYYY)

8/5/2016
(Street)

MIDLAND, MI 48674
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common   8/5/2016     M    475.3820   A $0.0000   (1) 229365.3310   D    
Common   8/5/2016     D    475.3820   D $53.6400   228889.9490   D    
Common                  1428.8670   I   By 401(k) Plan  
Common                  4010.7720   I   By 401(k) Plan ESOP  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units     (1) 8/5/2016     M         475.3820      (1)   (1) Common   475.3820   $53.6400   0.0000   D    

Explanation of Responses:
( 1)  Settlement of phantom stock units in respect of deferrals and associated earnings in The Dow Chemical Company Elective Deferral Plan (EDP) made on or before December 31, 2004. The proposed Dow-DuPont merger is considered a Change in Control and phantom stock units are to be settled in cash and distributed to the reporting person within 30 days of shareholder approval of the merger which occurred on July 20, 2016. The phantom stock was distributed to the reporting person on August 5, 2016. Each phantom stock unit was the economic equivalent of one share of Dow common stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Fitterling James R
2030 DOW CENTER
MIDLAND, MI 48674


President & COO

Signatures
/s/ James R Fitterling 8/9/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Dow (NYSE:DOW)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Dow Charts.
Dow (NYSE:DOW)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Dow Charts.