The following table includes registration statements and post-effective amendments that were declared effective by the Securities and Exchange Commission on the most recently completed business day. The Securities Act of 1933 requires companies offering securities to file a registration statement with the SEC that discloses material facts for investors. The SEC staff reviews registration statements and declares them "effective" if companies satisfy the disclosure rules. REGISTRATIONS EFFECTIVE AS OF November 1, 2011 IPO: ShopEye, Inc. File Number: 333-176098 Date of Original Registration: 8/5/11 Form Type: S-1 Securities Registered: 3,000,000 SHARES OF COMMON STOCK, $0.01 PER SHARE Selling Holder: No STOCK: Cascade Springs Ltd. File Number: 333-174872 Date of Original Registration: 6/13/11 Form Type: S-1 Securities Registered: 26,250,000 Shares of Common Stock Selling Holder: Yes FIRST BANCORP /NC/ File Number: 333-177096 Date of Original Registration: 9/30/11 Form Type: S-3 Securities Registered: 63,500 Shares of Senior Non-Cumulative Perpetual Preferred Stock, Series B (or Depositary Shares Evidencing Fractional Interests in such Senior Non-Cumulative Perpetual Preferred Stock, Series B) Selling Holder: Yes Patents Professional, Inc. File Number: 333-160031 Date of Original Registration: 6/17/09 Form Type: S-1 Securities Registered: 4,000,000 SHARES OF COMMON STOCK Selling Holder: No Plymouth Opportunity REIT Inc. File Number: 333-173048 Date of Original Registration: 3/24/11 Form Type: S-11 Securities Registered: Maximum Offering of 65,000,000 Shares of Common Stock; Minimum Offering of 250,000 Shares of Common Stock Selling Holder: No VALLEY NATIONAL BANCORP (VLY) File Number: 333-175269 Date of Original Registration: 6/30/11 Form Type: S-4 Securities Registered: 17,609,727 Shares of Common stock, no par value Selling Holder: No S-4s and F-4s: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS) File Number: 333-177493 Date of Original Registration: 10/25/11 Form Type: S-4 Securities Registered: $115,000,000 10% Senior Secured Exchange Notes due 2017 Selling Holder: No MERGE HEALTHCARE INC (MRGE) File Number: 333-176640 Date of Original Registration: 9/1/11 Form Type: S-4 Securities Registered: $52,000,000 11.75% Senior Secured Notes due 2015 Selling Holder: No DEBT: CANADIAN NATURAL RESOURCES LTD (CNQ) File Number: 333-177401 Date of Original Registration: 10/19/11 Form Type: F-9 Securities Registered: US$3,000,000,000 Debt securities Selling Holder: No MIXED SECURITIES: CELL THERAPEUTICS INC (CTIC) File Number: 333-177506 Date of Original Registration: 10/25/11 Form Type: S-3 Securities Registered: $100,000,000 Common Stock, Preferred Stock, Debt Securities, Warrants, Rights, Units Selling Holder: No Expedia, Inc. (EXPE) File Number: 333-175828 Date of Original Registration: 7/27/11 Form Type: S-4 Securities Registered: 153,577,116 New Expedia Common Stock; 8,046,698 Expedia Warrants to purchase shares Selling Holder: No
