SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, each of
the registrants has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
BARCLAYS
PLC
(Registrant)
Date: January
03, 2017
By: /s/
Garth Wright
----------------------
Garth
Wright
Assistant Secretary
BARCLAYS
BANK PLC
(Registrant)
Date: January
03, 2017
By: /s/
Garth Wright
----------------------
Garth
Wright
Assistant
Secretary
Exhibit
No. 1
1
December 2016
Barclays
PLC - Total Voting Rights and Capital
In
accordance with the Financial Conduct Authority's (FCA) Disclosure
Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the
market that as of 30 November 2016, Barclays PLC's issued share
capital consists of 16,960,452,693 Ordinary shares with voting
rights.
There
are no ordinary shares held in Treasury.
The
above figure (16,960,452,693) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
Exhibit No. 2
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
|
|
|
1. Identity of the issuer or the underlying
issuerof existing shares to which voting rights are attached:
|
BARCLAYS
PLC
|
2 Reason for the notification
(please
tick the appropriate box or boxes):
|
An
acquisition or disposal of voting rights
|
No
|
An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached
|
No
|
An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments
|
No
|
An
event changing the breakdown of voting rights
|
No
|
Other
(please specify):
|
A
change in the Total Voting Rights
|
Yes
|
3. Full name of person(s) subject to thenotification
obligation:
|
Qatar
Holding LLC
Qatar
Investment Authority (as parent undertaking only)
|
4. Full name of shareholder(s)
(if
different from 3.):
|
Qatar
Holding LLC
|
5. Date of the transaction and date onwhich the threshold is
crossed orreached:
|
30
November 2016
|
6. Date on which issuer notified:
|
01
December 2016
|
7. Threshold(s) that is/are crossed orreached:
|
6%
(downwards)
|
8. Notified details:
|
A: Voting rights attached to shares
|
Class/type ofshares
if
possible usingthe ISIN CODE
|
Situation previousto the triggeringtransaction
|
Resulting situation after the triggering transaction
|
NumberofShares
|
NumberofVotingRights
|
Numberof shares
|
Number of votingrights
|
% of voting rights
|
Direct
|
Direct
|
Indirect
|
Direct
|
Indirect
|
Ordinary
shares of 25 pence each
GB0031348658
|
1,017,455,690
|
1,017,455,690
|
1,017,455,690
|
1,017,455,690
|
N/A
|
5.999 %
|
N/A
|
|
B: Qualifying Financial Instruments
|
Resulting situation after the triggering transaction
|
Type of financialinstrument
|
Expirationdate
|
Exercise/Conversion Period
|
Number of votingrights that may beacquired if theinstrument
isexercised/ converted.
|
% of votingrights
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
|
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments
|
Resulting situation after the triggering transaction
|
Type of financialinstrument
|
Exercise price
|
Expiration date
|
Exercise/Conversion period
|
Number of voting rights instrument refers to
|
% of voting rights
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
Nominal
|
Delta
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Total (A+B+C)
|
Number of voting rights
|
Percentage of voting rights
|
1,017,455,690
|
5.99
%
|
9. Chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held, if
applicable:
|
Qatar
Holding LLC ("QH") is the beneficial holder of the specified
ordinary share and voting rights in Barclays plc. QH is
established as a limited liability company in the Qatar Financial
Centre ("QFC") and is licensed by the QFC Authority under Licence
No. 00004. QH is wholly-owned by Qatar Investment
Authority.
|
Proxy Voting:
|
10. Name of the proxy holder:
|
N/A
|
11. Number of voting rights proxy holder will cease to
hold:
|
N/A
|
12. Date on which proxy holder will cease to hold voting
rights:
|
N/A
|
13. Additional information:
|
As
required under the DTRs, this notification has been prepared using
the total voting rights figure of 16,960,452,693 as set out in
the public announcement made by
Barclays plc dated 01 December 2016.
|
14. Contact name:
|
Mr. Ian
Kellow
Head of
Compliance
|
15. Contact telephone number:
|
+974
4499
5893
|
Exhibit
No. 3
Publication
of Final Terms
The
following final terms (the "
Final
Terms
") are available for viewing:
Final Terms in relation to Barclays PLC's issue of EUR
1,000,000,000 1.875 per cent. Notes due 2023 under the Barclays PLC
and Barclays Bank PLC £60,000,000,000 Debt Issuance
Programme.
Please
read the disclaimer below "
Disclaimer - Intended Addressees
"
before attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/3678R_-2016-12-8.pdf
A copy
of the Final Terms has been submitted to the National Storage
Mechanism and will shortly be available for inspection at:
www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT
:
You must read the
following before continuing
: The following applies to the
Final Terms available by clicking on the link above, and you are
therefore advised to read this carefully before reading, accessing
or making any other use of the Final Terms. In accessing the Final
Terms, you agree to be bound by the following terms and conditions,
including any modifications to them, any time you receive any
information from us as a result of such access.
The
Final Terms referred to above must be read in conjunction with the
base prospectus dated 3 August 2016 as supplemented by the
supplemental base prospectus dated 28 October 2016 which together
constitute a base prospectus (the "
Prospectus
") for the purposes of the
Prospectus Directive (Directive 2003/71/EC, as
amended).
THE
FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES
TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE
ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED
(THE "
SECURITIES ACT
"). ANY
FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN
WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE
MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE
LAWS OF OTHER JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED
PURSUANT TO THE FINAL TERMS HAVE NOT BEEN, AND WILL NOT BE,
REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY
STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED
OR TO BE ISSUED PURSUANT TO THE FINAL TERMS MAY NOT BE OFFERED,
SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE
TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE
WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES
ACT.
Please
note that the information contained in the Final Terms and the
Prospectus referred to above may be addressed to and/or targeted at
persons who are residents of particular countries (specified in the
Final Terms and/or the Prospectus) only and is not intended for use
and should not be relied upon by any person outside these countries
and/or to whom the offer contained in the Final Terms and/or the
Prospectus is not addressed.
Prior
to relying on the information contained in the Final Terms and/or
Prospectus you must ascertain from the Final Terms and Prospectus
whether or not you are part of the intended addressees of the
information contained therein.
Confirmation of your Representation
: In order to be eligible
to view the Final Terms or make an investment decision with respect
to any Notes issued or to be issued pursuant to the Final Terms,
you must be a person other than a U.S. person (within the meaning
of Regulation S under the Securities Act). By accessing the Final
Terms, you shall be deemed to have represented that you are not a
U.S. person, and that you consent to delivery of the Final Terms
via electronic publication.
You are
reminded that the Final Terms has been made available to you on the
basis that you are a person into whose possession the Final Terms
may be lawfully delivered in accordance with the laws of the
jurisdiction in which you are located and you may not, nor are you
authorised to, deliver the Final Terms to any other
person.
The
Final Terms does not constitute, and may not be used in connection
with, an offer or solicitation in any place where offers or
solicitations are not permitted by law. If a jurisdiction requires
that the offering be made by a licensed broker or dealer and the
underwriters or any affiliate of the underwriters is a licensed
broker or dealer in that jurisdiction, the offering shall be deemed
to be made by the underwriters or such affiliate on behalf of the
issuer in such jurisdiction. Under no circumstances shall the Final
Terms constitute an offer to sell, or the solicitation of an offer
to buy, nor shall there be any sale of any Notes issued or to be
issued pursuant to the Final Terms,
in any
jurisdiction in which such offer, solicitation or sale would be
unlawful.
The
Final Terms has been made available to you in an electronic form.
You are reminded that documents transmitted via this medium may be
altered or changed during the process of electronic transmission
and consequently none of the issuer, its advisers nor any person
who controls any of them nor any director, officer, employee nor
agent of it or affiliate of any such person accepts any liability
or responsibility whatsoever in respect of any difference between
the Final Terms made available to you in electronic format and the
hard copy version available to you on request from the
issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
Exhibit
No. 4
NOTIFICATION
OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITIES
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 31 December 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR
1
|
£2.312
|
124,351
|
50,673
|
1
Tax
liabilities on the Shares were met in cash and the number of Shares
actually received by the PDMR was reduced to meet those tax
liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2016-12-12
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Executive Officer, Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
(\"Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 31 December 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR
1
|
£2.312
|
48,659
|
25,789
|
1
Tax
liabilities on the Shares were met in cash and the number of Shares
actually received by the PDMR was reduced to meet those tax
liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2016-12-12
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Amer
Sajed
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Executive Officer, Barclaycard
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 31 December 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR
1
|
£2.312
|
29,005
|
14,560
|
1
Tax
liabilities on the Shares were met in cash and the number of Shares
actually received by the PDMR was reduced to meet those tax
liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2016-12-12
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 31 December 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR
1
|
£2.312
|
118,944
|
48,469
|
1
Tax
liabilities on the Shares were met in cash and the number of Shares
actually received by the PDMR was reduced to meet those tax
liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2016-12-12
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 31 December 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR
1
|
£2.312
|
72,988
|
38,683
|
1
Tax
liabilities on the Shares were met in cash and the number of Shares
actually received by the PDMR was reduced to meet those tax
liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2016-12-12
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar
Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 31 December 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR
1
|
£2.312
|
81,098
|
42,981
|
1
Tax
liabilities on the Shares were met in cash and the number of Shares
actually received by the PDMR was reduced to meet those tax
liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2016-12-12
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
HR Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 31 December 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR
1
|
£2.312
|
35,142
|
18,625
|
1
Tax
liabilities on the Shares were met in cash and the number of Shares
actually received by the PDMR was reduced to meet those tax
liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2016-12-12
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Michael
Roemer
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Compliance Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 31 December 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR
1
|
£2.312
|
24,329
|
12,894
|
1
Tax
liabilities on the Shares were met in cash and the number of Shares
actually received by the PDMR was reduced to meet those tax
liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2016-12-12
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 31 December 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR
1
|
£2.312
|
102,724
|
46,780
|
1
Tax
liabilities on the Shares were met in cash and the number of Shares
actually received by the PDMR was reduced to meet those tax
liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2016-12-12
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
No. 5
Notification
and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with
them
This
notification relates to the
Barclays
Share Value Plan ("SVP").
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
Transaction 1
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under the
SVP.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR
1
|
£2.312
|
243,193
|
110,750
|
1
Tax
liabilities on the Shares were met in cash and the number of Shares
actually received by the PDMR was reduced to meet those tax
liabilities.
|
Transaction 2
|
d)
|
Nature of the transaction
|
Shares
released under the transaction described above were then sold on
behalf of the individual as set out below.
|
e)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
Volume(s):
Number of Shares held by PDMR
|
£2.312
|
110,750
|
N/A
|
|
f)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
g)
|
Date of the transactions
|
2016-12-12
|
h)
|
Place of the transactions
|
London
Stock Exchange (XLON)
|
Exhibit
No. 6
15 December 2016
NOTIFICATION OF
TRANSACTION OF PERSON DISCHARGING MANAGERIAL
RESPONSIBILITIES
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Michael
Roemer
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Compliance Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Barclays
PLC American Depository Receipts (ADRs). Each ADR represents four
ordinary shares in Barclays PLC with a nominal value of 25p each
('Shares')
ADRs - US06738E2046
Shares - GB0031348658
|
b)
|
Nature of the transaction
|
Purchase
of ADRs to be held to be held in a nominee account operated by
Morgan Stanley
|
c)
|
Price(s) and volume(s)
|
Price
of ADRs
|
Volume:
Number of ADRs received
|
US$
11.2218
|
13,250
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2016-12-14
|
f)
|
Place of the transaction
|
New York Stock Exchange (XNYS)
|
For further information please contact:
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|