Initial Statement of Beneficial Ownership (3)
November 02 2015 - 5:09PM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Daniele Philip B.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
11/1/2015
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3. Issuer Name
and
Ticker or Trading Symbol
AUTOZONE INC [AZO]
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(Last)
(First)
(Middle)
123 SOUTH FRONT STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Sr. Vice President /
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(Street)
MEMPHIS, TN 38103
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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217.6233
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
(1)
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(2)
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9/30/2019
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Common Stock
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1000.0000
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$142.7700
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D
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Non-Qualified Stock Option (right to buy)
(1)
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(3)
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9/29/2020
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Common Stock
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3300.0000
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$225.7400
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D
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Non-Qualified Stock Option (right to buy)
(4)
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(5)
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9/28/2021
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Common Stock
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3400.0000
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$326.0000
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D
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Non-Qualified Stock Option (right to buy)
(4)
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(6)
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9/28/2022
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Common Stock
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2960.0000
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$371.4700
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D
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Non-Qualified Stock Option (right to buy)
(4)
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(7)
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10/2/2023
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Common Stock
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3060.0000
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$425.1100
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D
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Non-Qualified Stock Option (right to buy)
(4)
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(8)
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9/24/2024
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Common Stock
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2360.0000
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$507.7900
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D
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Non-Qualified Stock Option (right to buy)
(4)
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(9)
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10/7/2025
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Common Stock
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2100.0000
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$744.6200
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D
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Non-Qualified Stock Option (right to buy)
(4)
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(10)
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11/2/2025
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Common Stock
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4320.0000
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$784.4100
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D
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Explanation of Responses:
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(
1)
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Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
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(
2)
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Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.
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(
3)
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Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.
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(
4)
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Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
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(
5)
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Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
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(
6)
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Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.
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(
7)
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Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.
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(
8)
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Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.
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(
9)
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Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively.
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(
10)
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Options exercisable in one-fourth increments on November 1, 2016, 2017, 2018 and 2019, respectively.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Daniele Philip B.
123 SOUTH FRONT STREET
MEMPHIS, TN 38103
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Sr. Vice President
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Signatures
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/s/ Philip B. Daniele
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11/2/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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