FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Report of Foreign Private Issuer

 

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

 

November 18, 2016

 

Commission File Number 001-31335

 

AU Optronics Corp.
(Translation of registrant’s name into English)

 

No. 1 Li-Hsin Road 2
Hsinchu Science Park
Hsinchu, Taiwan
(Address of principal executive offices)

  

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F   _X            Form 40-F  ____

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):   ____

 

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):   ____

 

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

 

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes ___     No _ X _

 

If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):

Not applicable

 

 

 

 

 

INDEX TO EXHIBITS  

 

Item

 

1. Taiwan Stock Exchange filing entitled, “To amend October 2016 AUO and its subsidiaries’ announcement on Derivatives Trading Information.” dated November 18, 2016.

 

    

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

AU Optronics Corp. 

   
   
Date: November 18, 2016 By: /s/  Benjamin Tseng
    Name: Benjamin Tseng
    Title: Chief Financial Officer

 

Item 1

AU Optronics Corp.

November 18, 2016

English Language Summary

 

Subject: To amend October 2016 AUO and its subsidiaries’ announcement on Derivatives Trading Information

 

Regulation: Published pursuant to Article 4-49 of the Taiwan Stock Exchange's Operating Procedures for the Publication of Material Information by Listed Companies

 

Date of Events: 2016/11/18

 

Contents:

 

1.Date of occurrence of the event:2016/11/18

 

2.Company name:AU Optronics Corp.

 

3.Relationship to the Company (please enter "head office" or "subsidiaries"):head office and subsidiaries

 

4.Reciprocal shareholding ratios:N/A

 

5.Cause of occurrence:

 

To amend October 2016 AUO and its subsidiaries ’ announcement on Derivatives Trading Information.

 

6.Information items/ statements to be corrected:

 

October 2016 AUO and its subsidiaries ’ announcement on 　 Derivatives Trading Information.

 

7.Amounts/ contents/ number of page to be corrected:

 

Undeclare the following items of October 2016 AUO and its subsidiaries ’ announcement on 　 Derivatives Trading Information.

 

- Non-trading purpose contracts that do not meet the criteria for hedge accounting.

 

- Non-trading purpose contracts that meet the criteria for hedge accounting.

 

8.Amounts/ contents/ number of page after correction:

 

To supplement the following items of October 2016 AUO and its subsidiaries’ announcement on 　 Derivatives Trading Information.

 

- Non-trading purpose contracts that do not meet the criteria for hedge accounting.

 

- Non-trading purpose contracts that meet the criteria for hedge accounting.

 

9.Countermeasures:To post revised information on MOPS.

 

10.Any other matters that need to be specified:None.

 

 

 

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