Report of Foreign Issuer (6-k)
November 14 2016 - 10:21AM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
November 11, 2016
Commission File Number
|
001-31335
|
AU Optronics Corp.
|
(Translation of registrant’s name into
English)
|
No. 1 Li-Hsin Road 2
|
Hsinchu Science Park
|
Hsinchu, Taiwan
|
(Address of principal executive offices)
|
Indicate by check mark whether
the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F
_X
Form
40-F ____
|
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
____
Note:
Regulation S-T Rule
101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security
holders.
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
____
Note:
Regulation S-T Rule
101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant
foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated,
domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on
which the registrant's securities are traded, as long as the report or other document is not a press release, is not required
to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been
the subject of a Form 6-K submission or other Commission filing on EDGAR.
Indicate by check mark whether
by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
If "Yes" is marked,
indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
Not applicable
INDEX
TO EXHIBITS
Item
|
1.
|
Taiwan
Stock Exchange filing entitled, “To announce that the Company will invest in a
new company to invest domestic solar system projects” dated November 11, 2016.
|
|
2.
|
Taiwan
Stock Exchange filing entitled, “The capital expenditure budget approved by the
Board” dated November 11, 2016.
|
Signatures
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
AU Optronics Corp.
|
|
|
|
|
Date:
November 11, 2016
|
By:
|
/s/ Benjamin Tseng
|
|
|
Name:
|
Benjamin Tseng
|
|
|
Title:
|
Chief Financial Officer
|
Item 1
AU Optronics Corp.
November
11, 2016
English Language
Summary
Subject:
To announce that the Company will invest in a new company to invest domestic solar system projects
Regulation:
Published pursuant to Article 4-20 of the Taiwan Stock Exchange's Operating Procedures for the Publication of Material Information
by Listed Companies
Date
of Events: 2016/11/11
Contents:
|
1.
|
Name and nature of the
subject matter (if preferred shares, the terms and conditions of issuance shall also be indicated, e.g.dividend yield):
|
The
new company (The name of the new company has not been decided yet and the planned capital will be NT$3 billion)
|
2.
|
Date of occurrence of the
event:2016/11/11
|
|
3.
|
Volume, unit price, and
total monetary amount of the transaction:
|
Volume:To
be determined.
Unit
price: To be determined.
Total
monetary amount: No more than NT$1.2 billion
;
could be capitalized
gradually.
|
4.
|
Counterpart to the trade
and its relationship to the Company (if the trading counterpart is a natural person and furthermore is not an actual related party
of the Company, the name of the trading counterpart is not required to be disclosed):N/A
|
|
5.
|
Where the counterpart to
the trade is an actual related party, a public announcement shall also be made of the reason for choosing the related party as
trading counterpart and the identity of the previous owner (including its relationship with the company and the
trading
counterpart), price of transfer, and date of acquisition:N/A
|
|
6.
|
Where a person who owned
the property within the past five years has been an actual related person of the company, a public announcement shall also include
the dates and prices of acquisition and disposal by the related person and the person’s relationship to the company at those
times:N/A
|
|
7.
|
Matters related to the
creditor's rights currently being disposed of (including types of collateral of the disposed creditor's rights; if the creditor's
rights are creditor's rights toward a related person, the name of the related person and the book amount of the creditor's rights
toward such related person currently being disposed of must also be announced):N/A
|
|
8.
|
Anticipated profit or loss
from the disposal (not applicable in cases of acquisition of securities) (where originally deferred, the status or recognition
shall be stated and explained):N/A
|
|
9.
|
Terms of delivery or payment
(including payment period and monetary amount), restrictive covenants in the contract, and other important stipulations:Could
be capitalized gradually.
|
|
10
|
.The manner in which the
current transaction was decided, the reference basis for the decision on price, and the decision-making department:
|
Resolved
by the Board of Directors of AUO and the chairman of AUO is authorized to handle all matters of investment within the approved
transaction amount.
|
11.
|
Current cumulative volume,
amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction
of rights (e.g.pledges):
|
Current
cumulative volume (including the current trade): To be determined.
Current
cumulative amount (including the current trade): No more than NT$1.2 billion
Shareholding
percentage of holdings (including the current trade): No more than 40%
|
12.
|
Current ratio of long or
short term securities investment (including the current trade) to the total assets and shareholder's equity as shown in the most
recent financial statement and the operating capital as shown in the most recent financial statement:
|
Current
ratio of securities investment (including the current trade) to the total assets in the most recent stand-along financial statement:
0.32%
Current
ratio of securities investment (including the current trade) to the shareholder's equity in the most recent consolidated financial
statement:0.69%
Operating
capital in the most recent stand-along financial statement: NT$-25,103 million
|
13.
|
Broker and broker's fee:N/A
|
|
14.
|
Concrete purpose or use
of the acquisition or disposal: Long-term investment
|
|
15.
|
Net worth per share of
the underlying securities acquired or disposed of:N/A
|
|
16.
|
Do the directors have any
objection to the present transaction?:None.
|
|
17.
|
Has the CPA issued an opinion
on the unreasonableness of the price of the current transaction?:N/A
|
|
18.
|
Any other matters that
need to be specified:None.
|
Item 2
AU Optronics Corp.
November
11, 2016
English Language
Summary
Subject:
The capital expenditure budget approved by the Board
Regulation:
Published pursuant to Article 4-15 of the Taiwan Stock Exchange's Operating Procedures for the Publication of Material Information
by Listed Companies
Date
of Events: 2016/11/11
Contents:
|
1.
|
Date of the resolution
by the board of directors or shareholders’ meeting:2016/11/11
|
|
2.
|
Content of the investment
plan:
|
The Board of
the Company approved the capital expenditure budget for the company.
|
3.
|
Anticipated monetary amount
of the investment:NT$6.658 billion
|
|
4.
|
Anticipated date of the
investment:2016/11/11
|
|
5.
|
Source of funds:The cash
generated from operating activities.
|
|
6.
|
Concrete purpose/objective:
|
The capital expenditures
will be mainly used to adjust and enhance the technology and capacity.
|
(1)
|
The budget execution of
the Company will be subject to customer demand and market situation, and the actual amount that the Company will pay will be subject
to the execution progress and the vendor payment terms.
|
|
(2)
|
On a consolidated basis,
the fixed assets the Company acquired and paid for amounted of NT$37.88 billion during the first three quarters in 2016.
|
|
7.
|
Any other matters that
need to be specified:None.
|
AU Optronics (NYSE:AUO)
Historical Stock Chart
From Mar 2024 to Apr 2024
AU Optronics (NYSE:AUO)
Historical Stock Chart
From Apr 2023 to Apr 2024