Amended Statement of Ownership (sc 13g/a)
February 17 2015 - 1:18PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Alpha Natural
Resources, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
02076X102
(CUSIP Number)
December 31, 2014
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule
13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover
page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
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CUSIP No 02076X102 |
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Page 2 of 6 |
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(1) |
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Names of
reporting persons Marketfield Asset Management LLC |
(2) |
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Check the appropriate box if a member
of a group (see instructions)
(a) ¨ (b) ¨ |
(3) |
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SEC use only
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(4) |
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Citizenship or place of
organization Delaware |
Number of
shares beneficially
owned by each
reporting person
with: |
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(5) |
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Sole voting power
0 |
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(6) |
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Shared voting power
0 |
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(7) |
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Sole dispositive power
0 |
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(8) |
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Shared dispositive power
0 |
(9) |
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Aggregate amount beneficially owned by each reporting person
0 |
(10) |
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Check if the aggregate amount in Row
(9) excludes certain shares (see instructions) ¨ |
(11) |
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Percent of class represented by amount
in Row (9) 0.0% |
(12) |
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Type of reporting person (see
instructions) IA |
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CUSIP No 02076X102 |
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Page
3
of 6 |
Item 1(a). |
Name of Issuer: |
Alpha Natural Resources, Inc.
Item 1(b). Address of Issuers Principal Executive Offices:
One Alpha Place, P.O. Box 16429
Bristol, Virginia 24209
Item 2(a). Name of Person Filing:
Marketfield Asset
Management LLC
Item 2(b). Address of Principal Business Office or, if None, Residence:
292 Madison Avenue, 14th Floor
New York, New York 10017
Item 2(c). Citizenship:
Delaware
Item 2(d). Title of Class of Securities:
Common
Stock, par value $0.01 per share
Item 2(e). CUSIP No.:
02076X102
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
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(a) |
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c) |
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
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(d) |
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). |
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(e) |
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x |
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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CUSIP No 02076X102 |
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Page
4
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(g) |
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
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(h) |
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J). |
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(k) |
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Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
Item 4. Ownership
(a) |
Amount beneficially owned: 0 shares |
(b) |
Percent of class: 0.0% |
(c) |
Number of shares as to which the person has: |
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(i) |
Sole power to vote or to direct the vote: 0 |
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(ii) |
Shared power to vote or to direct the vote: 0 |
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(iii) |
Sole power to dispose or to direct the disposition of: 0 |
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(iv) |
Shared power to dispose or to direct the disposition of: 0 |
Item 5. Ownership of 5 Percent or Less of
a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check the following x.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification
and Classification of Members of the Group.
Not applicable.
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CUSIP No 02076X102 |
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5
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Item 9.
Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing
below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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CUSIP No 02076X102 |
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Page
6
of 6 |
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 17, 2015
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MARKETFIELD ASSET MANAGEMENT LLC |
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By: |
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/s/ Allan Kiser |
Name: |
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Allan Kiser |
Title: |
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Chief Compliance Officer |