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Applications Given Early Antitrust Clearance

The Hart-Scott-Rodino Act requires under certain circumstances that prospective acquirers of voting securities or assets apply for clearance from regulators. Requests for early termination or clearance are granted when the Federal Trade Commission and the antitrust division of the Department of Justice have determined that they won't take action during the waiting period. The following is a list of companies or people to which the FTC has granted early clearance of antitrust concerns under the HSR Act: NAME OF ACQUIRING PERSON NAME OF ACQUIRED PERSON DATE NAME OF ACQUIRED ENTITY TERMINATED _____________________________________________________________ General Dynamics Corporation Tuesday The Veritas Capital Fund III, L.P. Vangent Holding Corp. Energy Capital Partners II-A, LP Tuesday Strategic Value Restructuring Fund, Ltd. Liberty Electric Generation Holdings, LLC Advent (OT) Cayman Ltd. Tuesday Francois-Charles Oberthur SAS Oberthur Technologies SA Ladenburg Thalmann Financial Services Inc. Tuesday Ameriprise Financial, Inc. Securities America Financial Corporation Securities America, Inc. Securities America Advisors, Inc. Brecek & Young Advisors, Inc. Brecek & Young Financial Group Insurance Agency of Texas Inc

Stock News for Amp (AMP)
DateTimeHeadline
12/05/201607:31:00Ameriprise Financial Named “Best Place to Work” for LGBT Equa...
12/01/201616:48:40Statement of Changes in Beneficial Ownership (4)
11/28/201609:10:00Apollo-Backed Athene Could Raise $1 Billion for Shareholders...
11/23/201615:20:00Apollo Global's Athene Plans to List Shares in December
11/21/201617:32:20Statement of Changes in Beneficial Ownership (4)
11/21/201616:15:00Ameriprise Financial Chairman and Chief Executive Officer to...
11/17/201616:30:48Statement of Changes in Beneficial Ownership (4)
11/15/201616:56:23Statement of Changes in Beneficial Ownership (4)
11/10/201610:19:00Ameriprise Financial Brings Together 9,500 Volunteers Nationwide...
11/08/201612:23:56Form 13f Holdings Report (13f-hr)
11/02/201617:07:02Quarterly Report (10-q)
11/02/201616:24:00A.M. Best Affirms Credit Ratings of Ameriprise Financial, Inc...
11/01/201618:08:22Statement of Changes in Beneficial Ownership (4)
11/01/201618:07:53Statement of Changes in Beneficial Ownership (4)
10/27/201609:59:00Ameriprise Financial Receives 2016 Corporate Philanthropy Award...
10/25/201617:54:00Ameriprise Earnings Miss Views
10/25/201616:17:19Current Report Filing (8-k)
10/25/201616:11:00Ameriprise Financial Declares Regular Quarterly Dividend
10/25/201616:10:00Ameriprise Financial Reports Third Quarter 2016 Results
10/13/201610:50:00Economists Believe a Recession Is Likely Within Next Four Years

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