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Applications Given Early Antitrust Clearance

The Hart-Scott-Rodino Act requires under certain circumstances that prospective acquirers of voting securities or assets apply for clearance from regulators. Requests for early termination or clearance are granted when the Federal Trade Commission and the antitrust division of the Department of Justice have determined that they won't take action during the waiting period. The following is a list of companies or people to which the FTC has granted early clearance of antitrust concerns under the HSR Act: NAME OF ACQUIRING PERSON NAME OF ACQUIRED PERSON DATE NAME OF ACQUIRED ENTITY TERMINATED _____________________________________________________________ General Dynamics Corporation Tuesday The Veritas Capital Fund III, L.P. Vangent Holding Corp. Energy Capital Partners II-A, LP Tuesday Strategic Value Restructuring Fund, Ltd. Liberty Electric Generation Holdings, LLC Advent (OT) Cayman Ltd. Tuesday Francois-Charles Oberthur SAS Oberthur Technologies SA Ladenburg Thalmann Financial Services Inc. Tuesday Ameriprise Financial, Inc. Securities America Financial Corporation Securities America, Inc. Securities America Advisors, Inc. Brecek & Young Advisors, Inc. Brecek & Young Financial Group Insurance Agency of Texas Inc

Stock News for Amp (AMP)
DateTimeHeadline
03/24/201415:33:28Finra Fines LPL $950,000 Over Alternative Investment Sales
02/05/201409:38:47U.S. Hot Stocks: Hot Stocks to Watch
02/04/201416:53:17Ameriprise Net Profit Flags, But Operating Earnings Jump
01/08/201408:29:52Variable Annuities Cases vs. Brokers Surge in Arbitration
11/15/201308:12:57Fidelity Management & Research Co. 3Q 13F: -2-
11/15/201308:12:57Fidelity Management & Research Co. 3Q 13F: Holdings As Of Sep...
11/15/201307:11:08AQR Capital Management 3Q 13F: Holdings As Of Sep 30
11/15/201307:11:08AQR Capital Management 3Q 13F: Holdings As Of Sep -2-
11/15/201307:10:27AQR Capital Management 3Q 13F: Largest Purchases -2-
11/15/201307:10:23AQR Capital Management 3Q 13F: Largest Sales
11/15/201307:04:51Bridgewater Associates LP 3Q 13F: Largest Eliminations
10/30/201309:30:41U.S. Hot Stocks Futures: Hot Stocks to Watch
10/30/201306:30:16EMBARGO: U.S. Hot Stocks Futures: Hot Stocks to Watch
10/29/201316:50:18Ameriprise 3rd-Quarter Net Soars on Broad Revenue Growth
09/04/201313:41:01Five Brokerage Firms Pay Investors $10.8 Million After Massachusetts...
07/25/201309:01:29U.S. HOT STOCK FUTURES: HOT STOCKS TO WATCH
07/24/201317:05:19Ameriprise 2nd-Quarter Profit Up 44% Amid Broad Revenue Growth
05/22/201316:17:40Correction to Massachusetts Regulator Story
05/22/201313:54:19Correction to Mass. Regulator Fines Firms Story
05/22/201310:54:56Massachusetts Regulator Fines Ameriprise, 4 Others For Improper...

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