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Applications Given Early Antitrust Clearance

The Hart-Scott-Rodino Act requires under certain circumstances that prospective acquirers of voting securities or assets apply for clearance from regulators. Requests for early termination or clearance are granted when the Federal Trade Commission and the antitrust division of the Department of Justice have determined that they won't take action during the waiting period. The following is a list of companies or people to which the FTC has granted early clearance of antitrust concerns under the HSR Act: NAME OF ACQUIRING PERSON NAME OF ACQUIRED PERSON DATE NAME OF ACQUIRED ENTITY TERMINATED _____________________________________________________________ General Dynamics Corporation Tuesday The Veritas Capital Fund III, L.P. Vangent Holding Corp. Energy Capital Partners II-A, LP Tuesday Strategic Value Restructuring Fund, Ltd. Liberty Electric Generation Holdings, LLC Advent (OT) Cayman Ltd. Tuesday Francois-Charles Oberthur SAS Oberthur Technologies SA Ladenburg Thalmann Financial Services Inc. Tuesday Ameriprise Financial, Inc. Securities America Financial Corporation Securities America, Inc. Securities America Advisors, Inc. Brecek & Young Advisors, Inc. Brecek & Young Financial Group Insurance Agency of Texas Inc

Stock News for Amp (AMP)
DateTimeHeadline
09/01/201509:45:00Ameriprise Financial Chairman and Chief Executive Officer to...
08/26/201517:40:00Boeing Settles Retirement-Plan Class Action
08/13/201512:48:46Form 13f Holdings Report (13f-hr)
08/13/201512:01:49Statement of Changes in Beneficial Ownership (4)
08/13/201512:01:22Statement of Changes in Beneficial Ownership (4)
08/07/201509:15:00Technical Report on Asset Management Stocks -- Apollo Investment...
08/03/201515:53:55Quarterly Report (10-q)
08/03/201509:20:00Columbia Threadneedle Investments Hires Jim Bumpus to Lead U.S...
07/23/201515:00:00Columbia Threadneedle Investments Partners with ITU World Triathlon...
07/22/201518:49:25Ameriprise Profit Rises on Growth in Advice and Wealth Management
07/22/201516:11:05Current Report Filing (8-k)
07/22/201516:07:00Ameriprise Financial Declares Regular Quarterly Dividend
07/22/201516:05:00Ameriprise Financial Reports Second Quarter 2015 Results
07/13/201517:06:36Statement of Changes in Beneficial Ownership (4)
07/13/201517:06:08Statement of Changes in Beneficial Ownership (4)
07/13/201517:06:08Statement of Changes in Beneficial Ownership (4)
07/13/201517:06:08Statement of Changes in Beneficial Ownership (4)
07/13/201517:05:39Statement of Changes in Beneficial Ownership (4)
07/13/201517:05:39Statement of Changes in Beneficial Ownership (4)
06/25/201517:11:11Statement of Changes in Beneficial Ownership (4)

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