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Applications Given Early Antitrust Clearance

The Hart-Scott-Rodino Act requires under certain circumstances that prospective acquirers of voting securities or assets apply for clearance from regulators. Requests for early termination or clearance are granted when the Federal Trade Commission and the antitrust division of the Department of Justice have determined that they won't take action during the waiting period. The following is a list of companies or people to which the FTC has granted early clearance of antitrust concerns under the HSR Act: NAME OF ACQUIRING PERSON NAME OF ACQUIRED PERSON DATE NAME OF ACQUIRED ENTITY TERMINATED _____________________________________________________________ General Dynamics Corporation Tuesday The Veritas Capital Fund III, L.P. Vangent Holding Corp. Energy Capital Partners II-A, LP Tuesday Strategic Value Restructuring Fund, Ltd. Liberty Electric Generation Holdings, LLC Advent (OT) Cayman Ltd. Tuesday Francois-Charles Oberthur SAS Oberthur Technologies SA Ladenburg Thalmann Financial Services Inc. Tuesday Ameriprise Financial, Inc. Securities America Financial Corporation Securities America, Inc. Securities America Advisors, Inc. Brecek & Young Advisors, Inc. Brecek & Young Financial Group Insurance Agency of Texas Inc

Stock News for Amp (AMP)
10/13/201610:50:00Economists Believe a Recession Is Likely Within Next Four Years
09/27/201616:55:08Statement of Changes in Beneficial Ownership (4)
09/21/201606:00:00Ameriprise Study: Majority of American Couples Feel Confident...
09/19/201616:05:00Ameriprise Financial Announces Schedule for Third Quarter 2016...
09/12/201610:15:00Ameriprise Financial Helps Bring 11 Million Meals to Families...
09/09/201616:43:36Initial Statement of Beneficial Ownership (3)
09/09/201616:22:51Statement of Changes in Beneficial Ownership (4)
09/09/201616:22:25Statement of Changes in Beneficial Ownership (4)
09/07/201616:13:38Current Report Filing (8-k)
09/07/201616:05:00Ameriprise Financial Appoints New Director
09/01/201609:45:00Columbia Threadneedle Investments Completes Acquisition of Emerging...
08/11/201611:16:50Current Report Filing (8-k)
08/11/201609:53:00A.M. Best Assigns Rating to Ameriprise Financial, Inc.’s New S...
08/10/201616:46:11Statement of Changes in Beneficial Ownership (4)
08/10/201614:20:00Former Law Partner, Adviser Arrested For Insider Trading
08/10/201606:03:07Prospectus Filed Pursuant to Rule 424(b)(2) (424b2)
08/08/201617:27:54Free Writing Prospectus - Filing Under Securities Act Rules 163/433...
08/08/201615:56:54Form 13f Holdings Report (13f-hr)
08/08/201608:50:14Prospectus Filed Pursuant to Rule 424(b)(5) (424b5)
08/01/201616:19:47Statement of Changes in Beneficial Ownership (4)

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