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Applications Given Early Antitrust Clearance

The Hart-Scott-Rodino Act requires under certain circumstances that prospective acquirers of voting securities or assets apply for clearance from regulators. Requests for early termination or clearance are granted when the Federal Trade Commission and the antitrust division of the Department of Justice have determined that they won't take action during the waiting period. The following is a list of companies or people to which the FTC has granted early clearance of antitrust concerns under the HSR Act: NAME OF ACQUIRING PERSON NAME OF ACQUIRED PERSON DATE NAME OF ACQUIRED ENTITY TERMINATED _____________________________________________________________ General Dynamics Corporation Tuesday The Veritas Capital Fund III, L.P. Vangent Holding Corp. Energy Capital Partners II-A, LP Tuesday Strategic Value Restructuring Fund, Ltd. Liberty Electric Generation Holdings, LLC Advent (OT) Cayman Ltd. Tuesday Francois-Charles Oberthur SAS Oberthur Technologies SA Ladenburg Thalmann Financial Services Inc. Tuesday Ameriprise Financial, Inc. Securities America Financial Corporation Securities America, Inc. Securities America Advisors, Inc. Brecek & Young Advisors, Inc. Brecek & Young Financial Group Insurance Agency of Texas Inc

Stock News for Amp (AMP)
DateTimeHeadline
04/23/201307:20:10U.S. Stock Futures Slip; China, Germany Growth Fears
04/23/201306:56:12U.S. HOT STOCK FUTURES: HOT STOCKS TO WATCH
04/22/201316:58:14Ameriprise Financial 1st-Quarter Net Up 37% on Wealth-Management...
04/21/201309:29:22Ameriprise Lines Up Lloyds Asset-Management Unit Bid - Report
03/04/201311:32:11Finra Fines Ameriprise, Clearing Unit $750,000 For Lack of Supervision
01/30/201316:52:42Ameriprise 4th-Quarter Profit Up 65% on Advice, Wealth-Management...
01/07/201313:37:21Morgan Stanley Ordered to Pay $1 Million to Ex-Manager
10/29/201213:21:27Advisers Continue to Serve Clients as Hurricane Sandy Bears Down
10/24/201217:14:32Ameriprise Third-Quarter Profit Down 47% on Annual Review Impact
09/26/201207:50:07Ameriprise Said Near Deal for ING Unit
09/26/201207:25:08Ameriprise Is Said Near Deal for ING Asset Management Unit-Bloomberg
09/19/201208:15:54Fewer Americans Preparing Financially For Retirement - Survey
07/25/201217:16:01Ameriprise 2nd Quarter Net Down 29% on Lower Fees
05/21/201219:35:20DOJ, SEC Resolve Insider Trading Charges With Ex-Yahoo Executive...
05/07/201211:30:59Lyrical Asset Charges Performance Fee Only When It Outperforms
04/23/201217:01:05Ameriprise 1Q Net Up 1.2%; Raises Dividend
04/21/201200:20:37MARKET SNAPSHOT: U.S. Stock Gains Hinge On Apple, Blue-chip Results
02/01/201217:23:04Ameriprise 4Q Net Down 22% As Revenue Falls
01/31/201222:03:29Macquarie Group To Compete For Deutsche Bank Asset-Management...
01/19/201219:24:13State Street, JP Morgan, Ameriprise Among Finalists For Deutsche...

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