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Applications Given Early Antitrust Clearance

The Hart-Scott-Rodino Act requires under certain circumstances that prospective acquirers of voting securities or assets apply for clearance from regulators. Requests for early termination or clearance are granted when the Federal Trade Commission and the antitrust division of the Department of Justice have determined that they won't take action during the waiting period. The following is a list of companies or people to which the FTC has granted early clearance of antitrust concerns under the HSR Act: NAME OF ACQUIRING PERSON NAME OF ACQUIRED PERSON DATE NAME OF ACQUIRED ENTITY TERMINATED _____________________________________________________________ General Dynamics Corporation Tuesday The Veritas Capital Fund III, L.P. Vangent Holding Corp. Energy Capital Partners II-A, LP Tuesday Strategic Value Restructuring Fund, Ltd. Liberty Electric Generation Holdings, LLC Advent (OT) Cayman Ltd. Tuesday Francois-Charles Oberthur SAS Oberthur Technologies SA Ladenburg Thalmann Financial Services Inc. Tuesday Ameriprise Financial, Inc. Securities America Financial Corporation Securities America, Inc. Securities America Advisors, Inc. Brecek & Young Advisors, Inc. Brecek & Young Financial Group Insurance Agency of Texas Inc

Stock News for Amp (AMP)
11/18/201511:00:00For 10th Consecutive Year, Ameriprise Financial Designated "Best...
11/12/201515:09:01Form 13f Holdings Report (13f-hr)
11/12/201510:23:00Ameriprise Financial Hosts Nationwide Effort to Help Feed Families...
11/04/201507:00:00Ameriprise Study: Americans Avoiding Risk, Sometimes to Their...
11/02/201516:16:49Quarterly Report (10-q)
10/21/201520:02:00Ameriprise Earnings Fall Amid Volatile Equity Markets
10/21/201516:17:00Ameriprise Financial Declares Regular Quarterly Dividend
10/21/201516:15:00Ameriprise Financial Reports Third Quarter 2015 Results
10/20/201517:35:49Notable earnings after Wednesday’s close
10/07/201510:15:00Ameriprise Financial Named "Best in Business" For Commitment...
10/07/201510:00:00Ameriprise Financial Announces Schedule for Third Quarter 2015...
10/01/201515:42:00A.M. Best Affirms Ratings of Ameriprise Financial, Inc. and Its...
09/28/201518:56:00Columbia Management Seeks Permission to Launch NextShares, Index...
09/24/201508:03:00Pre-market Equity Watch on Asset Management -- Franklin Resources...
09/21/201507:00:00Ameriprise Financial Debuts New Brand Platform Encouraging Consumers...
09/10/201508:00:00Ameriprise Financial Matching Public Donations to Feeding America...
09/01/201509:45:00Ameriprise Financial Chairman and Chief Executive Officer to...
08/26/201517:40:00Boeing Settles Retirement-Plan Class Action
08/13/201512:48:46Form 13f Holdings Report (13f-hr)
08/13/201512:01:49Statement of Changes in Beneficial Ownership (4)

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