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STREET MOVES: Morgan Stanley Hires UBS, Ameriprise Brokers

By Brett Philbin Of DOW JONES NEWSWIRES NEW YORK -(Dow Jones)- Brokerage joint venture Morgan Stanley Smith Barney recently recruited four financial advisers from UBS Wealth Management Americas, a unit of UBS AG (UBS), and Ameriprise Financial Inc. (AMP). On May 5, Shawn Liebel and Kevin Forney joined Morgan Stanley Smith Barney's Pepper Pike, Ohio office from UBS. The team, which reports to Branch Manager Robert Hartmann, generated $1.5 million in fees and commissions and managed $211 million in clients assets. Before joining Morgan Stanley Smith Barney, Liebel worked at UBS for more than 11 years, while Forney spent over 10 years at UBS and predecessor firm McDonald Investments Inc., according to Financial Industry Regulatory Authority records. In 2007, UBS bought McDonald Investments from KeyCorp (KEY) for $280 million. Other new hires at Morgan Stanley Smith Barney include Robert Coloret and Mark Delmar, who joined the firm's Tampa, Fla. office from Ameriprise. The two advisers together had $1.2 million in annual production and $107 million in client assets. They report to Jacob Heron, branch manager. Coloret was a 14-year Ameriprise veteran, while Delmar spent 24 years there, regulatory records show. UBS and Ameriprise didn't immediately respond to requests for comment. (STREET MOVES chronicles the migration of executives on Wall Street, with a particular emphasis on financial advisers with more than $1 million in annual production and who manage more than $100 million in client assets.) -By Brett Philbin, Dow Jones Newswires; 212-416-2173; brett.philbin@dowjones.com

Stock News for Amp (AMP)
DateTimeHeadline
08/11/201611:16:50Current Report Filing (8-k)
08/11/201609:53:00A.M. Best Assigns Rating to Ameriprise Financial, Inc.’s New S...
08/10/201616:46:11Statement of Changes in Beneficial Ownership (4)
08/10/201614:20:00Former Law Partner, Adviser Arrested For Insider Trading
08/10/201606:03:07Prospectus Filed Pursuant to Rule 424(b)(2) (424b2)
08/08/201617:27:54Free Writing Prospectus - Filing Under Securities Act Rules 163/433...
08/08/201615:56:54Form 13f Holdings Report (13f-hr)
08/08/201608:50:14Prospectus Filed Pursuant to Rule 424(b)(5) (424b5)
08/01/201616:19:47Statement of Changes in Beneficial Ownership (4)
08/01/201615:28:58Quarterly Report (10-q)
07/26/201617:38:00Ameriprise Operating Earnings Decline 13%
07/26/201616:24:31Current Report Filing (8-k)
07/26/201616:16:00Ameriprise Financial Declares Regular Quarterly Dividend
07/26/201616:15:00Ameriprise Financial Reports Second Quarter 2016 Results
07/11/201616:28:17Statement of Changes in Beneficial Ownership (4)
07/11/201616:26:32Statement of Changes in Beneficial Ownership (4)
07/11/201616:24:48Statement of Changes in Beneficial Ownership (4)
07/11/201616:23:55Statement of Changes in Beneficial Ownership (4)
07/11/201616:22:38Statement of Changes in Beneficial Ownership (4)
07/11/201616:21:20Statement of Changes in Beneficial Ownership (4)

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