UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM SD

Specialized Disclosure Report

 

ALCATEL-LUCENT

 

(Exact name of registrant as specified in its charter)

 

FRANCE 1-11130  
(State or other jurisdiction (Commission (IRS Employer
of incorporation or organization) File Number) Identification Number)

 

    148/152 route de la Reine, 92100 Boulogne-Billancourt, France  
    (Address of principal executive offices) (Zip code)

 

Barbara Larsen, General Counsel, +1 908 582 8526

(Name and telephone number, including area code, of the person to contact in connection

with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being

filed, and provide the period to which the information in this form applies:

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014.

Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Alcatel-Lucent Company Profile

Alcatel-Lucent may be referred to as “Alcatel-Lucent”, “we,” “us” or “our”.

As the leading specialist in IP networking, ultra-broadband access and cloud technology, Alcatel-Lucent is dedicated to making global communications more innovative, sustainable and accessible for people, businesses and governments around the world. We call this ‘responsible business innovation’ — and it is our mission to invent and deliver dependable, large-scale networks that increase the capacity and reach of communications technologies, ultimately changing the way billions of people live and do business.

With revenues of €13.2 billion in 2014, Alcatel-Lucent is listed on the Paris and New York stock exchanges (Euronext and NYSE: ALU). The company is incorporated in France and headquartered in Boulogne-Billancourt.

Conflict Minerals and Reasonable Country of Origin Inquiry (RCOI)

In accordance with the company’s own Conflict Minerals Policy (which is publicly available on its website) and the rules promulgated by the U.S. Securities and Exchange Commission (SEC), Alcatel-Lucent has undertaken a multi-step process to determine the level of disclosure required regarding conflict minerals (as defined under Section 1502 of the U.S. Dodd–Frank Wall Street Reform and Consumer Protection Act).

We have determined that our company manufactures (or contracts to manufacture) products for which conflict minerals are necessary to their components’ functionality or production. As such, we conducted a good faith ‘reasonable country of origin inquiry’ (RCOI) to determine whether our necessary conflict minerals originated in the Democratic Republic of the Congo (DRC) or an adjoining country (collectively referred to in this Form as the “Covered Countries”) or came from recycled/scrap resources.

As explained more fully in the attached Conflict Minerals Report, our RCOI process relied primarily on supplier and smelter representations regarding the origin of their minerals. We identified certain purchased commodities or components used in our products as necessary to survey and reasonably inquire into the nature and origin of their material content. Information was then collected from targeted suppliers regarding the minerals used to manufacture their products, the smelters from whom they purchase the minerals and their conflict minerals policies and due diligence processes. In addition, whenever possible, the identified smelters’ country of origin information was collected from the Conflict Free Smelters Initiative (CFSI). Throughout this process, we used the CFSI’s Conflict Minerals Reporting Template (CMRT) to facilitate the transfer of information throughout the supply chain and collect conflict minerals traceability information from our suppliers.

For 2014, we determined the minerals used in our products originated from the following categories in which countries of origin have been grouped within CFSI]:

 

   

Mineral

 

Origin

   

Tin

 

Level 1, level 2 and level 3 countries, DRC, recycled or scrap material

   

Tantalum    

 

Level 1, level 2 and level 3 countries, DRC, recycled or scrap material

   

Tungsten

 

Level 1 and level 3 countries, recycled or scrap material

   

Gold (*)

 

Level 1 countries, recycled or scrap material

(*) Some countries have not been disclosed by CFSI for confidentiality reasons, but concerned smelters comply with the Conflict-Free Smelter Program assessment protocols

 

Level 1 countries

Argentina, Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Columbia, Côte d’Ivoire, Czech Republic, Djibouti, Egypt, Estonia, Ethiopia, France, Germany, Guyana, Hungary, India, Indonesia, Ireland, Israel, Japan, Kazakhstan, Laos, Luxemburg, Madagascar, Malaysia, Mongolia, Myanmar, Namibia, Netherlands, Nigeria, Peru, Portugal, Russia, Sierra Leone, Singapore, Slovakia, South Korea, Spain, Suriname, Switzerland, Taiwan, United Kingdom, United States of America, Vietnam, Zimbabwe

Level 2 countries  

Kenya, Mozambique, South Africa

Level 3 countries

Angola, Burundi, Central African Republic, Republic of Congo, Rwanda, South Sudan, Tanzania, Uganda, Zambia

DRC

The Democratic Republic of Congo

After determining the country of origin of the minerals used in our products, the next step involved due diligence into the source of any conflict minerals. As explained in our Conflicts Minerals Report, Alcatel-Lucent designed its due diligence measures to conform in all material respects with the internationally recognized framework set forth in the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (2013) and its related supplements for gold, tin, tantalum and tungsten.

As a result of our RCOI, we concluded that certain conflicts minerals may have originated from the Covered Countries, and may not have derived from recycled or scrap materials. Further, as described in the attached 2014 Alcatel-Lucent Conflicts Minerals Report, despite a multi-step investigation and intensive due diligence, for many smelters identified in our supply chain, we have been unable to determine whether or not any of the conflict minerals directly or indirectly benefited armed groups in the Covered Countries.

We have attached Exhibit 1.01, the 2014 Alcatel-Lucent Conflict Minerals Report, which includes a description of the measures taken to exercise due diligence on the minerals’ source and chain of custody.

Our Conflict Minerals Report is also publicly available on here: http://resources.alcatel-lucent.com/?cid=169613.

Item 1.02 Exhibit

The Alcatel-Lucent Conflict Minerals Report is attached as Exhibit 1.01.

Section 2 – Exhibits

Item 2.01 Exhibit

The following exhibit is filed as part of this report:

Exhibit 1.01 – Conflict Minerals Report (as required by Items 1.01 and 1.02 of this Form)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

 

  Alcatel-Lucent

  (Registrant)

  /s/ Michel COMBES

 

  By: Michel COMBES

  Chief Executive Officer

         May 27, 2015


Exhibit 1.01

ALCATEL-LUCENT

CONFLICT MINERALS REPORT

2014

1. Introduction

1.1.   The conflict minerals issue

On August 22, 2012, the United States Securities and Exchange Commission adopted Rule 13p-1 under Section 13(p) of the Securities Exchange Act, defining ‘conflict minerals’ as tin, tantalum, tungsten and gold that originate from the Democratic Republic of Congo and its adjoining countries (Angola, Burundi, Central African Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda and Zambia).

It has been reported that the metals extracted from several mines in this region benefit armed groups — either directly or indirectly — whose activities result in human rights violations and/or significant environmental damage.

1.2.   How Alcatel-Lucent is affected by conflict minerals

As the leading specialist in IP networking, ultra-broadband access and cloud technology, Alcatel-Lucent commonly uses tin, tantalum, tungsten and gold in the electronic components and parts comprising its telecommunications equipment. Under Rule 13p-1, companies such as Alcatel-Lucent are required to take steps to determine the origin of the tin, tantalum, tungsten and gold in the products they manufacture and/or contract for manufacture.

At Alcatel-Lucent, we recognize that some of our products may contain conflict minerals. As such, we continue to implement due diligence practices to identify the sources of the minerals used in the components we purchase to manufacture our products, and to eliminate conflict minerals from our supply chain. As a part of this due diligence, we conduct an annual survey asking our suppliers to report on their conflict minerals activity and, in particular, to identify the smelters involved in their own supply chain.

We have designed our due diligence measures to conform in all material respects with the internationally recognized framework set forth in the Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (2013) and its related supplements for gold, tin, tantalum and tungsten.

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

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1.3.   How our supply chain works

Below is a high-level view of how the supply chain works for a typical electronics company:

 

LOGO

In reality, the supply chain is significantly more complex. Alcatel-Lucent products are typically made up of several hundred different mechanical and electronic parts, with each sourced from as many as four different suppliers. A large proportion of these electronic parts is shared across most of the product families we deliver. As a result, precisely determining the country of origin of the minerals used in our products’ components is a highly complex — and sometimes difficult — task.

2. Our due diligence measures

2.1.   Step one: Establish strong internal management systems

2.1.1. Conflict Minerals Policy

Published in 2012 and available online at http://resources.alcatel-lucent.com/?cid=169613 , the Alcatel-Lucent Conflict Minerals Policy makes our position on conflict minerals clear to all stakeholders. Our Conflict Minerals Policy is regularly reviewed and updated as necessary.

Specifically, our Conflict Minerals Policy outlines how Alcatel-Lucent is:

 

  ●  

Recognizing the need to protect human rights and avoid contributing to the purchase of minerals from conflict zones;

 

  ●  

Involved in the efforts of the Global e-Sustainability Initiative (GeSI) to detect the presence of conflict minerals and eliminate the market for conflict minerals through the development of tools to improve the traceability of products and minerals in the upstream supply chain; and

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 2

  ●  

Focusing on its sphere of direct influence (i.e., the supply chain downstream from the minerals smelter), leveraging existing collaborative initiatives to address the conflict minerals issues by:

 

  o

Raising suppliers’ awareness of conflict minerals and having them identify the smelters that process the minerals they purchase;

 

  o

Determining if identified smelters are ‘conflict-free’ by using reliable information from industry associations; and

 

  o

Engaging in dialogue with and requiring mitigation actions from suppliers who are inadvertently using conflict minerals or not determining the origin of the minerals.

2.1.2. Conflict Minerals Project Team and Steering Committee

The Conflict Minerals Project Team within Alcatel-Lucent Operations ensures the company complies not only with all legal requirements and its own Conflict Minerals Policy but also with the overall demands of our customers.

The Project Team’s responsibilities include:

 

  ●  

Proposing and making updates to the Alcatel-Lucent Conflict Minerals Policy;

 

  ●  

Setting yearly objectives for the Alcatel-Lucent Conflict Minerals Traceability Program;

 

  ●  

Participating actively in smelter outreach activities on behalf of the Conflict-Free Sourcing Initiative (CFSI);

 

  ●  

Managing conflict minerals data collection and engaging with suppliers for continuous improvements; and

 

  ●  

Preparing an annual Conflict Minerals Report for customers and authorities, which is posted on the Alcatel-Lucent website.

Since June 2013, the Project Team has reported its progress to the Alcatel-Lucent Conflict Minerals Steering Committee, which includes representatives from several key organizations within the company. The Steering Committee reviews the development of the Conflict Minerals Traceability Program and approves (or rejects) any proposals or updates to the Conflict Minerals Policy put forward by the Project Team.

2.1.3. Engagement with suppliers

All suppliers who enter into agreements with Alcatel-Lucent are required, through contractual terms and conditions, to commit to the Electronics Industry Citizenship Coalition (EICC) Code of Conduct Revision 5 and promote its requirements throughout their own supply chain.

The mandatory terms and conditions in our supplier contracts also include a specific section on conflict minerals requesting that suppliers provide data for supply chain traceability purposes.

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

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2.1.4. Communication with stakeholders

Alcatel-Lucent has established a dedicated email account through which stakeholders can report any issues related to the use of conflict minerals or obtain more information on the topic. Concerned parties can reach the Conflict Minerals Project Team directly at conflictminerals@alcatel-lucent.com.

2.2.   Step two: Identify and assess risks in the supply chain

2.2.1. Risk identification

Our technical experts analyze purchased item data sheets and conduct direct investigations with suppliers (as necessary) to determine if commodities purchased by the company may contain conflict minerals. Three types of commodities are then defined: those with significant conflict minerals content; those with low conflict minerals content; and those with no conflict minerals content.

The Project Team prepares a list of suppliers to survey for the concerned commodities and sends requests for information regarding conflict minerals to the listed suppliers. To facilitate the transfer of information throughout the supply chain, suppliers are asked to provide their conflict minerals traceability information using the CFSI’s Conflict Minerals Reporting Template (CMRT). Reminders are sent to non-responsive suppliers and an escalation process is enacted when required.

Through the CMRT, our suppliers identify the smelters and/or refiners that produce the refined metals used in our supply chain. Alcatel-Lucent then uses that information to conduct an investigation into the minerals’ country of origin.

2.2.2. Risk assessment

While striving to avoid sourcing minerals from conflict areas, Alcatel-Lucent does not want to prevent its suppliers from sourcing from legitimate mines located within the Democratic Republic of the Congo and its neighboring countries (as doing so could be detrimental to the legitimate economies and populations of those countries). We are therefore focused on establishing minerals traceability. This involves compiling all collected CMRTs to establish a complete list of smelters identified in our supply chain.

Leveraging available information such as that provided by the listed smelters previously identified as compliant with the CFSI’s auditing protocols and procedure, the Project Team is able to investigate and classify the minerals’ country-of-origin status according to the following categories:

 

  ●  

Level 1 countries: Sources are supplied from countries with known active ore production that are not identified as plausible countries for the export, smuggling or transit of conflict minerals.

 

  ●  

Level 2 countries: Sources used are supplied from known or plausible countries for the export, smuggling or transit of conflict minerals.

 

  ●  

Level 3 countries: Sources used are potentially supplied from one or more of the nine countries bordering the Democratic Republic of the Congo.

 

  ●  

Level 3 countries: Sources used are potentially supplied from the Democratic Republic of the Congo.

 

  ●  

Recycled or scrap: Sources used are supplied from recyclers or scrap suppliers.

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

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2.3.   Step three: Respond to the identified risks in the supply chain

2.3.1. Risk management

Improvements to suppliers’ traceability practices are requested when their input does not meet the following expectations:

 

  ●  

Supplier has a publicly available conflict minerals policy;

 

  ●  

Supplier uses the CMRT revision 3 (or higher) to report;

 

  ●  

Supplier’s declaration scope is in compliance with Alcatel-Lucent requirements;

 

  ●  

Supplier collects reports from all of their affected suppliers;

 

  ●  

Supplier is working to become conflict-free for tantalum;

 

  ●  

Supplier identifies all the smelters used within their own supply chain;

 

  ●  

Supplier provides detailed information on the identified smelters (following CMRT requirements);

 

  ●  

Supplier verifies information provided by its suppliers and manages corrective actions; and

 

  ●  

Supplier’s report is consistent with product material evidence.

Through its exchanges with suppliers, the Project Team promotes conflict minerals due diligence practices and mitigates risks by:

 

  ●  

Highlighting the interest of having a conflict minerals policy and due diligence actions implemented according to OECD guidelines;

 

  ●  

Promoting the usage of the CMRT as the most common and efficient tool to exchange conflict minerals data within the supply chain;

 

  ●  

Helping suppliers in their understanding of how to complete the CMRT, thus improving the quality of their reporting; and

 

  ●  

Recommending that suppliers implement a management process to guide their data-checking procedures as well as improvements and remedial actions.

2.3.2. Continuous improvement

To further improve the effectiveness of its Conflict Minerals Traceability Program, Alcatel-Lucent committed to achieving three main goals during the 2014 reporting period: broadening its reporting scope; improving its communications with suppliers; and adopting benchmarking best practices.

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

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The results of the actions taken over the past year are as follows:

 

  ●  

Broadening reporting scope: Although the number of suppliers assessed actually decreased in 2014 compared to the previous year, by better defining the scope of the suppliers to be targeted, our assessments covered a larger purchasing spend.

 

  ●  

Improving communications with suppliers: In 2014, we held 21 one-on-one training sessions to support our suppliers in improving their own due diligence processes. We also informed our suppliers about the evolution of the CMRT and improved communications on the nature of the conflict minerals issue as a whole.

 

  ●  

Adopting benchmarking best practices: To determine best practices in conflict minerals reporting, we conducted a thorough review of how other industry leaders are presenting their conflict minerals processes and information. We integrated the findings into our own benchmarking and reporting for 2014, for example by improving the way we monitor our smelters’ reports and adding performance indicators to our Conflict Minerals Report.

2.4.   Step four: Third-party audit of smelter/refiner due diligence practices

As a member of the CFSI, Alcatel-Lucent has access to the independent, third-party audits of smelters performed by the CFSI.

In 2014, Alcatel-Lucent worked with the CFSI Smelter Engagement Team in an investigation seeking to identify actual smelters from presumed smelters reported by the supply chain — and then convince them to join the CFSI’s conflict minerals auditing scheme. In many cases, the companies reported by the supply chain as smelters were not actual smelters but were intermediaries or other companies.

2.5.   Step five: Report on supply chain due diligence

Alcatel-Lucent reports annually on its supply chain due diligence through three different documents:

 

  ●  

Additional information report (complement to Form 20-F);

 

  ●  

Sustainability Report; and

 

  ●  

Conflict Minerals Report.

All three documents are available to the public and can be downloaded from the Alcatel-Lucent website. The Conflict Minerals Report is filed with the United States Securities and Exchange Commission.

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

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3. Results of our supply chain due diligence

3.1.   Results for 2014

3.1.1. Material content of purchased commodities

In analyzing the material content of the commodities sourced to manufacture our products, it was determined that 435 of the 611 commodities included in our purchasing activities needed to be surveyed for conflict minerals.

The main conclusions from this analysis were:

 

  ●  

Tin is present in most of the surface finish and soldering of our electronic and electromechanical parts;

 

  ●  

Gold is present in some integrated circuit chip connections and connectors finish; and

 

  ●  

Tantalum is present in some electronic components (in particular, capacitors) and radio frequency parts.

3.1.2. Supplier reporting and conflict-free status

Based on our commodity material content analysis, we identified relevant suppliers that provide us with products or components that could possibly include one or more of tin, tantalum, tungsten or gold (collectively referred to as “3TG”). We then proceeded to survey 303 of these suppliers (representing 90 percent of our total purchasing spend) to determine the origin of the minerals included in the purchased products or components.

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 7

The chart below outlines the results of our supplier survey:

 

LOGO

In total, 88 percent of the targeted suppliers responded to our request for information on their use of conflict minerals. Of those, 30 percent were determined to have sourced minerals from conflict-free smelters (as determined by the CFSI) and 70 percent had an undetermined status (i.e., the supplier had not identified all of its smelters, or one or more of the identified smelters had not been audited and determined as conflict-free by the CFSI). Among the suppliers determined to be conflict-free, 80 percent do not use tin, tantalum, tungsten and/or gold in the products or components they manufacture or contract to manufacture. The remaining 20 percent use these metals in their products or components but know with full certainty that they did not originate from mines located in conflict regions.

Among the 70 percent of respondents with an undetermined status, 20 percent had implemented all the improvement actions recommended by Alcatel-Lucent and 50 percent had only a few actions still needing to be implemented.

 

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3.1.3. Smelter audit and country-of-origin determination

Working closely with the CFSI, the smelters used throughout our supply chain are identified and analyzed according to the following process:

 

LOGO

(1) Company not yet identified as being an actual smelter. They are pointed to the CFSI for further investigation.

(2) Based on the work of the CFSI as well as our own research, these companies have not been identified as actual smelters.

(3) These smelters are not currently participating in any audit programs and have been contacted by the CFSI to join its audit program.

Drawing on the information contained in the independent, third-party audits of smelters conducted by the CFSI, we identified the following smelters in our supply chain:

 

  -

Tin smelters

 

  o

CFSI Compliant smelters

 

Metal  

Standard Smelter Name

  Smelter ID

     

Tin        

  Alpha

  CID000292

     

Tin

  Cooperativa Metalurgica de Rondônia Ltda.

  CID000295

     

Tin

  CV United Smelting

  CID000315

     

Tin

  Dowa

  CID000402

     

Tin

  EM Vinto

  CID000438

     

Tin

  Gejiu Non-Ferrous Metal Processing Co., Ltd.

  CID000538

     

Tin

  Jiangxi Ketai Advanced Material Co., Ltd.

  CID000244

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 9

     

Tin        

  Magnu’s Minerais Metais e Ligas Ltda.

  CID002468

     

Tin

  Malaysia Smelting Corporation (MSC)

  CID001105

     

Tin

  Melt Metais e Ligas S/A

  CID002500

     

Tin

  Metallo-Chimique N.V.

  CID002773

     

Tin

  Mineração Taboca S.A.

  CID001173

     

Tin

  Minsur

  CID001182

     

Tin

  Minsur

  CID001182

     

Tin

  Mitsubishi Materials Corporation

  CID001191

     

Tin

  O.M. Manufacturing Philippines, Inc.

  CID002517

     

Tin

  Operaciones Metalurgical S.A.

  CID001337

     

Tin

  PT Artha Cipta Langgeng

  CID001399

     

Tin

  PT ATD Makmur Mandiri Jaya

  CID002503

     

Tin

  PT Babel Inti Perkasa

  CID001402

     

Tin

  PT Bangka Putra Karya

  CID001412

     

Tin

  PT Bangka Tin Industry

  CID001419

     

Tin

  PT Belitung Industri Sejahtera

  CID001421

     

Tin

  PT Bukit Timah

  CID001428

     

Tin

  PT DS Jaya Abadi

  CID001434

     

Tin

  PT Eunindo Usaha Mandiri

  CID001438

     

Tin

  PT Mitra Stania Prima

  CID001453

     

Tin

  PT Panca Mega Persada

  CID001457

     

Tin

  PT Prima Timah Utama

  CID001458

     

Tin

  PT Refined Bangka Tin

  CID001460

     

Tin

  PT Sariwiguna Binasentosa

  CID001463

     

Tin

  PT Stanindo Inti Perkasa

  CID001468

     

Tin

  PT Timah (Persero) Tbk Mentok

  CID001482

     

Tin

  PT Timah (Persero) Tbk Mentok

  CID001482

     

Tin

  PT Tinindo Inter Nusa

  CID001490

     

Tin

  Soft Metais Ltda.

  CID001758

     

Tin

  Thaisarco

  CID001898

     

Tin

  White Solder Metalurgia e Mineração Ltda.

  CID002036

     

Tin

  Yunnan Tin Group (Holding) Company Limited

  CID002180

 

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 10

  o

Conflict Free Smelter Program (CFSP) Active List

 

     
Metal   Standard Smelter Name   Smelter ID
     

Tin        

  China Tin Group Co., Ltd.

  CID001070

     

Tin

  Fenix Metals

  CID000468

     

Tin

  Metallic Resources, Inc.

  CID001142

     

Tin

  O.M. Manufacturing (Thailand) Co., Ltd.

  CID001314

     

Tin

  PT Aries Kencana Sejahtera

  CID000309

     

Tin

  PT BilliTin Makmur Lestari

  CID001424

     

Tin

  PT Inti Stania Prima

  CID002530

     

Tin

  PT Justindo

  CID000307

     

Tin

  PT Sumber Jaya Indah

  CID001471

     

Tin

  Rui Da Hung

  CID001539

     

Tin

  Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

  CID002158

 

  o

Other smelters identified

 

     
Metal   Standard Smelter Name   Smelter ID
     

Tin        

  ABC corporation

  CID000008

     

Tin

  Ami Bridge Enterprise Co., Ltd.

  CID000051

     

Tin

  an chen

  CID000053

     

Tin

  An Xin Xuan Xin Yue You Se Jin Shu Co. Ltd.

  CID000054

     

Tin

  Angelcast Enterprise Co., Ltd.

  CID002714

     

Tin

  Assaf Conductors

  CID000101

     

Tin

  Beijing Oriental Guide

  CID000146

     

Tin

  CHAINBOW

  CID002264

     

Tin

  Cheng Yang

  CID002262

     

Tin

  Chenzhou Yun Xiang mining limited liability company

  CID000228

     

Tin

  China Huaxi Group Nandan

  CID000238

     

Tin

  CHINA YUNXI MINING

  CID000251

     

Tin

  CNMC (Guangxi) PGMA Co., Ltd.

  CID000278

     

Tin

  Copper Suzhou Co.

  CID000297

     

Tin

  Custom Alloy Light Metals Inc.

  CID002348

     

Tin

  CV Gita Pesona

  CID000306

     

Tin

  CV Serumpun Sebalai

  CID000313

     

Tin

  Dae Chang Co., Ltd.

  CID000323

     

Tin

  Dae Kil Metal Co., Ltd

  CID000324

     

Tin

  Dongguan Huayu Metal-Material

  CID000383

     

Tin

  Dongguan Qiandao Metal Tin Product Co., Ltd.

  CID000389

     

Tin

  Dongguan Yuecheng metal materials Co., Ltd.

  CID000393

     

Tin

  Dr. soldering tin products Co., Ltd.

  CID002270

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 11

     

Tin        

  Estanho de Rondônia S.A.

  CID000448

     

Tin

  E-tech Philippines

  CID000450

     

Tin

  Eximetal S.A.

  CID000455

     

TIN

  Feinhütte Halsbrücke GmbH

  CID000466

     

Tin

  Fuji Metal Mining Corp.

  CID000498

     

Tin

  GEJIU GOLD SMELTER MINERALS CO.,LTD

  CID000545

     

Tin

  Gejiu Kai Meng Industry and Trade LLC

  CID000942

     

Tin

  Gejiu Yunxi Group Corp.

  CID000553

     

Tin

  Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

  CID001908

     

Tin

  Gejiu Zili Mining And Metallurgy Co., Ltd.

  CID000555

     

Tin

  GONG CIAN HARD WARE CO.,INC

  CID000584

     

Tin

  GUANG XI HUA XI CORP

  CID000596

     

Tin

  Guangxi Huaxi Group

  CID000623

     

Tin

  Guangxi Nonferrous Metals Group

  CID000626

     

Tin

  Guixi Smelter

  CID000647

     

Tin

  Hai Yuxin Xi Zhuhai Co., Ltd.

  CID000659

     

Tin

  Hanbaek nonferrous metals

  CID000666

     

Tin

  Handok

  CID000667

     

Tin

  HARADA METAL INDUSTRY CO. LTD

  CID000678

     

Tin

  HeChi Metallurgical Chemical factory

  CID000687

     

Tin

  High-Power Surface Technology

  CID000722

     

Tin

  Huichang Jinshunda Tin Co., Ltd.

  CID000760

     

Tin

  IPS New Material (Suzhou) Co., Ltd.

  CID000806

     

Tin

  ISHIKAWA METAL CO.,LTD.

  CID000812

     

Tin

  Jau Janq Enterprise Co. Ltd.

  CID000822

     

Tin

  JiangXi JiaWang

  CID000859

     

Tin

  Kewei Tin Co.,ltd

  CID002371

     

Tin

  Koki Products Co.,Ltd

  CID000986

     

Tin

  Kunshan Xin Ding metal material Limited company

  CID001016

     

Tin

  LANGFANG BONDTRON ELECTRONIC MATERIALS CO.,
  LTD.

  CID002377

     

Tin

  Lingbao Jinyuan Tonghui Refinery Co. Ltd.

  CID001059

     

Tin

  Linwu Xianggui Ore Smelting Co., Ltd.

  CID001063

     

Tin

  LIQIAO PLATING

  CID001066

     

Tin

  Lübeck GmbH

  CID001082

     

Tin

  Ma On Shuguang Smelting Plant

  CID001099

     

Tin

  Materials Eco-Refining CO.LTD

  CID001112

     

Tin

  MENG NENG

  CID001134

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 12

     

Tin        

  Ming Li Jia smelt Metal Factory

  CID001177

     

Tin

  Mits-Tec (Shanghai) Co. Ltd.

  CID001187

     

Tin

  Nancang Metal Material Co.,Ltd

  CID001224

     

Tin

  Nankang Nanshan Tin Manufactory Co., Ltd.

  CID001231

     

Tin

  Novosibirsk Processing Plant Ltd.

  CID001305

     

Tin

  PT Alam Lestari Kencana

  CID001393

     

Tin

  PT Bangka Kudai Tin

  CID001409

     

Tin

  PT Bangka Timah Utama Sejahtera

  CID001416

     

Tin

  PT Fang Di MulTindo

  CID001442

     

Tin

  PT Hanjaya Perkasa Metals

  CID002287

     

Tin

  PT HP Metals Indonesia

  CID001445

     

Tin

  PT Karimun Mining

  CID001448

     

Tin

  PT Pelat Timah Nusantara Tbk

  CID001486

     

Tin

  PT Seirama Tin Investment

  CID001466

     

Tin

  PT Supra Sukses Trinusa

  CID001476

     

Tin

  Qian Dao Tin Products

  CID001500

     

Tin

  REDSUN METAL IND. CO.,LTD.

  CID001519

     

Tin

  Settu Chemical Industry

  CID001597

     

Tin

  Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd.

  CID001606

     

Tin

  Shapiro

  CID001659

     

Tin

  Shen Zhen Rui Yun Feng Industry Co.,Ltd

  CID001666

     

Tin

  Sheng Hui

  CID001671

     

Tin

  Shenzhen Anchen Solder Tin Product Co. Ltd

  CID001675

     

Tin

  Shenzhen Hong Chang Metal Manufacturing Factory

  CID001694

     

Tin

  Shenzhen keaixin Technology

  CID001697

     

Tin

  Shenzhen Yi Cheng Industrial

  CID001711

     

Tin

  Shunda Huichang Kam Tin Co., Ltd.

  CID001729

     

Tin

  Solderindo

  CID002410

     

Tin

  Spectro Alloys Corp

  CID002411

     

Tin

  Sun Surface Technology Co Ltd

  CID001804

     

Tin

  TAP

  CID001882

     

Tin

  Tianjin Huamei Wafangdian Bearing Sales Co., Ltd.

  CID002699

     

Tin

  Tianshui ling bo technology co., Ltd

  CID001929

     

Tin

  TIN PLATING GEJIU

  CID001932

     

Tin

  Tin Products Manufacturing Co. Ltd.

  CID001933

     

Tin

  TONG LONG

  CID001943

     

Tin

  UNIFORCE METAL INDUSTRIAL CORP.

  CID001986

     

Tin

  Untracore Co., Ltd.

  CID001998

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 13

     

Tin

 

  Vertex Metals Inc.

   CID002486
     

Tin

 

  WELLEY

   CID002027
     

Tin

 

  Xia Yi Metal Industries (shares) Co., Ltd.

   CID002066
     

Tin

 

  XIANG HUA LING TIN MINE

   CID002087
     

Tin

 

  XINQIAN

   CID002096
     

Tin

 

  Yunnan GeJiu Jin Ye Mineral Co.,Ltd

   CID002168
     

Tin

 

  Yunnan Xi YE

   CID002186
     

Tin

 

  YUNXIN colored electrolysis Company Limited

   CID002190
     

Tin

 

  Zhangzhou Xiangcheng Hongyu Building

   CID002197
     

Tin

 

  Zhuhai Horyison Solder Co., Ltd.

   CID002229
     

Tin

 

  Zhuhai Quanjia

   CID002230
     

Tin        

 

  Zu Hai Haiyuxin Tin Products Co., Ltd.

   CID002248

 

  -

Tantalum smelters

 

  o

CFSI Compliant smelters

 

     
Metal   Standard Smelter Name Smelter ID
     

Tantalum    

 

Changsha South Tantalum Niobium Co., Ltd.

   CID000211  
     

Tantalum

 

Conghua Tantalum and Niobium Smeltry

 CID000291
     

Tantalum

 

Duoluoshan

 CID000410
     

Tantalum

 

Exotech Inc.

 CID000456
     

Tantalum

 

F&X Electro-Materials Ltd.

 CID000460
     

Tantalum

 

Global Advanced Metals Aizu

 CID002558
     

Tantalum

 

Global Advanced Metals Boyertown

 CID002557
     

Tantalum

 

Guangdong Zhiyuan New Material Co., Ltd.

 CID000616
     

Tantalum

 

Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch

 CID002501
     

Tantalum

 

H.C. Starck Co., Ltd.

 CID002544
     

Tantalum

 

H.C. Starck Inc.

 CID002548
     

Tantalum

 

H.C. Starck Ltd.

 CID002549
     

Tantalum

 

H.C. Starck Smelting GmbH & Co.KG

 CID002550
     

Tantalum

 

Hengyang King Xing Lifeng New Materials Co., Ltd.

 CID002492
     

Tantalum

 

Hi-Temp Specialty Metals, Inc.

 CID000731
     

Tantalum

 

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 CID000914
     

Tantalum

 

Jiujiang Tanbre Co., Ltd.

 CID000917
     

Tantalum

 

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

 CID002506
     

Tantalum

 

KEMET Blue Metals

 CID002539

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 14

     

Tantalum    

 

KEMET Blue Powder

   CID002568  
     

Tantalum

 

King-Tan Tantalum Industry Ltd.

 CID000973
     

Tantalum

 

LSM Brasil S.A.

 CID001076
     

Tantalum

 

Metallurgical Products India Pvt., Ltd.

 CID001163
     

Tantalum

 

Mineração Taboca S.A.

 CID001175
     

Tantalum

 

Mitsui Mining & Smelting

 CID001192
     

Tantalum

 

Molycorp Silmet A.S.

 CID001200
     

Tantalum

 

Ningxia Orient Tantalum Industry Co., Ltd.

 CID001277
     

Tantalum

 

Plansee SE Liezen

 CID002540
     

Tantalum

 

Plansee SE Reutte

 CID002556
     

Tantalum

 

QuantumClean

 CID001508
     

Tantalum

 

RFH Tantalum Smeltry Co., Ltd.

 CID001522
     

Tantalum

 

Solikamsk Magnesium Works OAO

 CID001769
     

Tantalum

 

Taki Chemicals

 CID001869
     

Tantalum

 

Telex Metals

 CID001891
     

Tantalum

 

Ulba Metallurgical Plant JSC

 CID001969
     

Tantalum

 

Yichun Jin Yang Rare Metal Co., Ltd.

 CID002307
     

Tantalum

 

Zhuzhou Cemented Carbide

 CID002232

 

  o

Other smelters identified

 

     
Metal   Standard Smelter Name Smelter ID
     

Tantalum    

 

ANHUI HERRMAN IMPEX CO.

   CID000059  
     

Tantalum

 

China Shenzhen Morgan Sputtering Targets & Technology Co.,Ltd.

 CID000245
     

Tantalum

 

Nantong Tongjie Electrical Co., Ltd.

 CID002386
     

Tantalum

 

Shanghai Jiangxi Metals Co., Ltd.

 CID001634

 

  -

Tungsten smelters

 

  o

CFSI Compliant smelters

 

     
Metal   Standard Smelter Name Smelter ID
     

Tungsten    

 

  Chenzhou Diamond Tungsten Products Co., Ltd.

  CID002513  

     

Tungsten

 

  Fujian Jinxin Tungsten Co., Ltd.

 CID000499
     

Tungsten

 

  Ganzhou Huaxing Tungsten Products Co., Ltd.

 CID000875
     

Tungsten

 

  Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 CID002315
     

Tungsten

 

  Ganzhou Seadragon W & Mo Co., Ltd.

 CID002494
     

Tungsten

 

  Global Tungsten & Powders Corp.

 CID000568
     

Tungsten

 

  Hunan Chunchang Nonferrous Metals Co., Ltd.

 CID000769
     

Tungsten

 

  Japan New Metals Co., Ltd.

 CID000825
     

Tungsten

 

  Jiangxi Gan Bei Tungsten Co., Ltd.

 CID002321
     

Tungsten

 

  Malipo Haiyu Tungsten Co., Ltd.

 CID002319
     

Tungsten

 

  Vietnam Youngsun Tungsten Industry Co., Ltd.

 CID002011
     

Tungsten

 

  Wolfram Bergbau und Hütten AG

 CID002044
     

Tungsten

  Xiamen Tungsten (H.C.) Co., Ltd.

 CID002320
     

Tungsten

 

  Xiamen Tungsten Co., Ltd.

 CID002082

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 15

  o

CFSP Active List

 

     
Metal   Standard Smelter Name Smelter ID
     

Tungsten    

 

  A.L.M.T. TUNGSTEN Corp.

   CID000004  
     

Tungsten

 

  Chongyi Zhangyuan Tungsten Co., Ltd.

 CID000258
     

Tungsten

 

  Ganzhou Non-ferrous Metals Smelting Co., Ltd.

 CID000868
     

Tungsten

 

  Guangdong Xianglu Tungsten Co., Ltd.

 CID000218
     

Tungsten

 

  H.C. Starck GmbH

 CID002541
     

Tungsten

 

  H.C. Starck GmbH

 CID002541
     

Tungsten

 

  Hunan Chenzhou Mining Group Co., Ltd.

 CID000766
     

Tungsten

 

  Jiangxi Yaosheng Tungsten Co., Ltd.

 CID002316
     

Tungsten

 

  Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

 CID002543
     

Tungsten

 

  Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 CID002095

 

  o

TI-CMC Members progressing towards CFSP validation

 

     
Metal   Standard Smelter Name Smelter ID
     

Tungsten    

 

  Dayu Weiliang Tungsten Co., Ltd.

   CID000345  
     

Tungsten

 

  Jiangwu H.C. Starck Tungsten Products Co., Ltd.

 CID002551
     

Tungsten

 

  Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

 CID002318

 

  o

Other smelters identified

 

Metal   Standard Smelter Name Smelter ID
     

Tungsten    

 

  Alluter Technology (Shenzhen) Co.,Ltd

   CID000040  
     

Tungsten

 

  ASSAB

 CID000100
     

Tungsten

 

  Chenzhou,Chenzhou Mining Group

 CID000230
     

Tungsten

 

  DAIDO STEEL

 CID002349
     

Tungsten

 

  Degutea

 CID000350
     

Tungsten

 

  Ganxian Shirui New Material Co., Ltd.

 CID002531
     

Tungsten

 

  Heyuan Carbide Co LTD

 CID002462
     

Tungsten

 

  Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

 CID002313
     

Tungsten

 

  Kennametal Fallon

 CID000966
     

Tungsten

 

  Kennametal Huntsville

 CID000105
     

Tungsten

 

  Luoyang Mudu Tungsten & Molybdenum Technology Co. Ltd

 CID001091
     

Tungsten

 

  Tejing (Vietnam) Tungsten Co., Ltd.

 CID001889

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 16

  -

Gold smelters

 

  o

CFSI Compliant smelters

 

     
Metal   Standard Smelter Name Smelter ID
     

Gold      

 

  Aida Chemical Industries Co., Ltd.

   CID000019  
     

Gold

 

  Allgemeine Gold-und Silberscheideanstalt A.G.

 CID000035
     

Gold

 

  AngloGold Ashanti Córrego do Sítio Mineração

 CID000058
     

Gold

 

  Argor-Heraeus SA

 CID000077
     

Gold

 

  Asahi Pretec Corporation

 CID000082
     

Gold

 

  Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 CID000103
     

Gold

 

  Aurubis AG

 CID000113
     

Gold

 

  Boliden AB

 CID000157
     

Gold

 

  C. Hafner GmbH + Co. KG

 CID000176
     

Gold

 

  CCR Refinery – Glencore Canada Corporation

 CID000185
     

Gold

 

  Chimet S.p.A.

 CID000233
     

Gold

 

  Dowa

 CID000401
     

Gold

 

  Eco-System Recycling Co., Ltd.

 CID000425
     

Gold

 

  Heimerle + Meule GmbH

 CID000694
     

Gold

 

  Heraeus Ltd. Hong Kong

 CID000707
     

Gold

 

  Heraeus Precious Metals GmbH & Co. KG

 CID000711
     

Gold

 

  Ishifuku Metal Industry Co., Ltd.

 CID000807
     

Gold

 

  Istanbul Gold Refinery

 CID000814
     

Gold

 

  Japan Mint

 CID000823
     

Gold

 

  Johnson Matthey Inc.

 CID000920
     

Gold

 

  Johnson Matthey Limited

 CID000924

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 17

     

Gold      

 

  JSC Ekaterinburg Non-Ferrous Metal Processing Plant

   CID000927  
     

Gold

 

  JSC Uralelectromed

 CID000929
     

Gold

 

  JX Nippon Mining & Metals Co., Ltd.

 CID000937
     

Gold

 

  Kazzinc

 CID000957
     

Gold

 

  Kennecott Utah Copper LLC

 CID000969
     

Gold

 

  Kojima Chemicals Co., Ltd.

 CID000981
     

Gold

 

  L’ azurde Company For Jewelry

 CID001032
     

Gold

 

  LS-NIKKO Copper Inc.

 CID001078
     

Gold

 

  Materion

 CID001113
     

Gold

 

  Matsuda Sangyo Co., Ltd.

 CID001119
     

Gold

 

  Metalor Technologies (Hong Kong) Ltd.

 CID001149
     

Gold

 

  Metalor Technologies (Singapore) Pte., Ltd.

 CID001152
     

Gold

 

  Metalor Technologies SA

 CID001153
     

Gold

 

  Metalor USA Refining Corporation

 CID001157
     

Gold

 

  METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V

 CID001161
     

Gold

 

  Mitsubishi Materials Corporation

 CID001188
     

Gold

 

  Mitsui Mining and Smelting Co., Ltd.

 CID001193
     

Gold

 

  Nadir Metal Rafineri San. Ve Tic. A.Ş.

 CID001220
     

Gold

 

  Nihon Material Co., Ltd.

 CID001259
     

Gold

 

  Ohio Precious Metals, LLC

 CID001322
     

Gold

 

  Ohura Precious Metal Industry Co., Ltd.

 CID001325
     

Gold

 

  OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)

 CID001326
     

Gold

 

  PAMP SA

 CID001352
     

Gold

 

  PT Aneka Tambang (Persero) Tbk

 CID001397
     

Gold

 

  PX Précinox SA

 CID001498
     

Gold

 

  Rand Refinery (Pty) Ltd.

 CID001512
     

Gold

 

  Republic Metals Corporation

 CID002510
     

Gold

 

  Royal Canadian Mint

 CID001534
     

Gold

 

  Schone Edelmetaal

 CID001573
     

Gold

 

  SEMPSA Joyería Platería SA

 CID001585
     

Gold

 

  Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

 CID001622
     

Gold

 

  Sichuan Tianze Precious Metals Co., Ltd.

 CID001736
     

Gold

 

  Solar Applied Materials Technology Corp.

 CID001761
     

Gold

 

  Sumitomo Metal Mining Co., Ltd.

 CID001798
     

Gold

 

  Tanaka Kikinzoku Kogyo K.K.

 CID001875
     

Gold

 

  The Refinery of Shandong Gold Mining Co., Ltd.

 CID001916
     

Gold

 

  Tokuriki Honten Co., Ltd.

 CID001938
     

Gold

 

  Umicore Brasil Ltda.

 CID001977
     

Gold

 

  Umicore Precious Metals Thailand

 CID002314
     

Gold

 

  Umicore SA Business Unit Precious Metals Refining

 CID001980
     

Gold

 

  United Precious Metal Refining, Inc.

 CID001993
     

Gold

 

  Valcambi SA

 CID002003
     

Gold

 

  Western Australian Mint trading as The Perth Mint

 CID002030
     

Gold

 

  Yamamoto Precious Metal Co., Ltd.

 CID002100
     

Gold

 

  Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 CID002224
     

Gold

 

  Zijin Mining Group Co., Ltd. Gold Refinery

 CID002243

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 18

  o

CFSP Active List

 

     
Metal   Standard Smelter Name Smelter ID
     

Gold    

 

  Cendres + Métaux SA

   CID000189  
     

Gold

 

  Doduco

 CID000362
     

Gold

 

  SOE Shyolkovsky Factory of Secondary Precious Metals

 CID001756
     

Gold

 

  Torecom

 CID001955
     

Gold

 

  Yokohama Metal Co., Ltd.

 CID002129

 

  o

Other smelters identified

 

     
Metal   Standard Smelter Name Smelter ID
     

Gold    

 

  Advanced Chemical Company

   CID000015  
     

Gold

 

  Almalyk Mining and Metallurgical Complex (AMMC)

 CID000041
     

Gold

 

  Austin Powder

 CID002716
     

Gold

 

  BAKER

 CID002687
     

Gold

 

  Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 CID000128
     

Gold

 

  Bauer Walser AG

 CID000141
     

Gold

 

  Caridad

 CID000180
     

Gold

 

  Changcheng gold and silver refinery Co., Ltd.

 CID000203
     

Gold

 

  Cheng Yang

 CID000222
     

Gold

 

  Chugai Mining

 CID000264
     

Gold

 

  Daejin Indus Co., Ltd.

 CID000328
     

Gold

 

  Daye Non-Ferrous Metals Mining Ltd.

 CID000343
     

Gold

 

  DEGUSSA

 CID002267
     

Gold

 

  Do Sung Corporation

 CID000359

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 19

     

Gold    

 

  Dongguanshi Sutande Dianzi Cailiao Youxiangongsi

   CID000395  
     

Gold

 

  Dong-Wo Co., Ltd.

 CID000398
     

Gold

 

  DRW

 CID002695
     

Gold

 

  Gansu Seemine Material Hi-Tech Co., Ltd.

 CID000522
     

Gold

 

  Gansu-based Baiyin Nonferrous Metals Corporation (BNMC)

 CID000523
     

Gold

 

  gong an ju

 CID000583
     

Gold

 

  Guandong Jinding Material co., Ltd.

 CID000592
     

Gold

 

  GUANGDONG HUA JIAN TRADE DO.,LTD

 CID000605
     

Gold

 

  Guangdong Jinding Gold Limited

 CID002312
     

Gold

 

  Guangdong Jinding Gold Limited

 CID002312
     

Gold

 

  Guangzhou King’s high-tech materials

 CID000633
     

Gold

 

  Guoda Safina High-Tech.Environmental Refinery Co.,Ltd

 CID000651
     

Gold

 

  H. DRIJFHOUT & ZOON

 CID002362
     

Gold

 

  Hang Seng Technology

 CID000670
     

Gold

 

  Hangzhou Fuchunjiang Smelting Co., Ltd.

 CID000671
     

Gold

 

  He nan sheng zhong yuan huang jin zhi lian chang CO.LTD

 CID000686
     

Gold

 

  henan middle plain gold smelter

 CID000697
     

Gold

 

  Henan Sanmenxia Lingbao City Jinyuan Mining Industry Co.,

  Ltd

 CID000702
     

Gold

 

  Hetai Gold Mine

 CID000717
     

Gold

 

  HH HANDY & HARMAN REFINING GROUP

 CID002323
     

Gold

 

  Hoffmann Alloys GmbH & Co. KG

 CID002738
     

Gold

 

  Hon Shen Co. Ltd

 CID000739
     

Gold

 

  Hong Da qiu

 CID000741
     

Gold

 

  Hop Hing electroplating factory Zhejiang

 CID002739
     

Gold

 

  House of Currency of Brazil (Casa da Moeda do Brazil)

 CID002601
     

Gold

 

  Hunan Chenzhou Mining Group Co., Ltd.

 CID000767
     

Gold

 

  Hwasung CJ Co., Ltd.

 CID000778
     

Gold

 

  Inner Mongolia Qiankun Gold and Silver Refinery Share

  Company Limited

 CID000801
     

Gold

 

  IPT-Albrecht GmbH

 CID002741
     

Gold

 

  Jiangxi Copper Company Limited

 CID000855
     

Gold

 

  Jin Jinyin refining company limited

 CID000884
     

Gold

 

  Korea Metal Co., Ltd.

 CID000988
     

Gold

 

  Kosak Seiren

 CID000991
     

Gold

 

  Kyrgyzaltyn JSC

 CID001029
     

Gold

 

  Lingbao Gold Company Limited

 CID001056

 

ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014

 20

     

Gold    

 

  Lingbao Jinyuan Tonghui Refinery Co., Ltd.

   CID001058  
     

Gold

 

  Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

 CID001093
     

Gold

 

  METALLI PREZIOSI S.p.A.

 CID002326
     

Gold

 

  Morigin Company

 CID001201
     

Gold

 

  Moscow Special Alloys Processing Plant

 CID001204
     

Gold

 

  Navoi Mining and Metallurgical Combinat

 CID001236
     

Gold

 

  OJSC Kolyma Refinery

 CID001328
     

Gold

 

  OJSC Novosibirsk Refinery

 CID000493
     

Gold

 

  Penglai Penggang Gold Industry Co., Ltd.

 CID001362
     

Gold

 

  Precious Metals Sales Corp.

 CID002581
     

Gold

 

  Prioksky Plant of Non-Ferrous Metals

 CID001386
     

Gold

 

  Realized the enterprise co. ltd.

 CID001515
     

Gold

 

  rui sheng

 CID001544
     

Gold

 

  Sabin Metal Corp.

 CID001546
     

Gold

 

  SAMWON Metals Corp.

 CID001562
     

Gold

 

  Sen Silver

 CID001588
     

Gold

 

  Shan Dong Huangjin

 CID001604
     

Gold

 

  Shandon Jin Jinyin Refining Limited

 CID001607
     

Gold

 

  Shandong Guoda gold Co., LTD.

 CID001611
     

Gold

 

  SHANMENXIA

 CID001651
     

Gold

 

  Shengnan Metal Products Factory

 CID002733
     

Gold

 

  Shenzhen fujun material technology co.,ltd

 CID001690
     

Gold

 

  Sindlhauser Materials GmbH

 CID001743
     

Gold

 

  Sino-Platinum Metals Co.,Ltd

 CID001745
     

Gold

 

  So Accurate Group, Inc.

 CID001754
     

Gold

 

  Stender Electronic Materials Co., Ltd.

 CID001786
     

Gold

 

  Suntain Co.Ltd

 CID001808
     

Gold

 

  The Great Wall Gold and Silver Refinery of China

 CID001909
     

Gold

 

  THE SHEFFIELD SMELTING CO. LTD

 CID002325
     

Gold

 

  Tian Cheng

 CID001924
     

Gold

 

  Tongling Nonferrous Metals Group Co., Ltd.

 CID001947
     

Gold

 

  Tsai Brother industries

 CID002745
     

Gold

 

  UNIFORCE METAL INDUSTRIAL CORP.

 CID001987
     

Gold

 

  WANG TING

 CID002023
     

Gold

 

  Wuxi City Precious Metal Electronic Material Fty

 CID002058
     

Gold

 

  Yunnan Copper Industry Co., Ltd.

 CID000197
     

Gold

 

  Zhe Jiang Guang Yuan Noble Metal Smelting Factory

 CID002205
     

Gold

 

  Zhongkuang Gold Industry Co.,LTD

 CID002214
     

Gold

 

  Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd.

 CID002219
     

Gold

 

  ZHONGSHAN POISON MATERIAL PROPRIETARY CO., LTD

 CID002221

 

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For smelters that had not been identified by the CFSI, we have asked our suppliers to encourage them to join the CFSI. We have also reported these smelters to the CFSI so it can contact them directly.

3.1.4. Conflict mineral status by product type

At the product level, our conflict minerals status for 2014 is as follows:

 

    Business line         Product Type Conflict
  Minerals Status  

Fixed access

 

  Broadband access equipment

 

 

  Undetermined

 

  Home devices

 

 

  Undetermined

 

  Legacy access equipment

 

 

  Undetermined

Wireless access    

 

  Radio frequency equipment

 

 

  Undetermined

 

  Digital equipment

 

 

  Undetermined

 

  Cabinets and ancillary equipment

 

 

  Undetermined

 

  Small cells (Femto)

 

 

  Undetermined

Wireless transmission

 

  Digital cards (Switching)

 

 

  Undetermined

 

  Outdoor Radio Units (Short haul)

 

 

  Undetermined

 

  Indoor Transceiver (Long haul)

 

 

  Undetermined

 

  Installation material (Antennas, Couplers,

  Cords, cables and connectors)

 

 

  Undetermined

IP routing

 

  Service Router

 

 

  Undetermined

 

  Service Access Switch

 

 

  Undetermined

 

  Core routing

 

 

  Undetermined

 

  Service Aggregation Router

 

 

  Undetermined

IP transport

 

  SWDM

 

 

  Undetermined

 

  OMSN

 

 

  Undetermined

 

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3.2. Plans to improve due diligence for the 2015 reporting period

In 2015, Alcatel-Lucent intends to implement the following steps to further improve its conflict mineral due diligence measures:

 

  •  

Require suppliers to become conflict-free for tantalum: In 2014, 43 of our 45 identified tantalum smelters were reported to be conflict-free by the CFSI. We believe that sourcing this metal entirely from conflict-free smelters is achievable; as such, our primary goal for 2015 will be to require our suppliers to source tantalum from smelters that are reported as conflict free.

 

  •  

Improve the management of part-level CMRTs: We are currently in the process of developing an IT solution that would help us manage part-level CMRTs (i.e., supplier declarations for each part delivered to us, rather than a single declaration covering all the parts delivered by the supplier), thereby improving data accuracy.

Audit our own due diligence practices: We intend to have our 2015 Conflict Minerals Report audited by an independent third party

 

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