Statement of Changes in Beneficial Ownership (4)
November 14 2016 - 10:04AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WHITE MILES D
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2. Issuer Name
and
Ticker or Trading Symbol
ABBOTT LABORATORIES
[
ABT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman and CEO
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(Last)
(First)
(Middle)
100 ABBOTT PARK ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/10/2016
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(Street)
ABBOTT PARK, IL 60064-6400
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common shares without par value
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11/10/2016
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P
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5265
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A
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$40.38
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2920630
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D
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Common shares without par value
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11/10/2016
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P
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2200
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A
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$40.515
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2922830
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D
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Common shares without par value
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11/10/2016
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P
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200
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A
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$40.4625
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2923030
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D
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Common shares without par value
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11/10/2016
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P
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500
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A
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$40.63
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2923530
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D
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Common shares without par value
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11/10/2016
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P
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3700
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A
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$40.58
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2927230
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D
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Common shares without par value
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11/10/2016
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P
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1900
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A
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$40.60
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2929130
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D
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Common shares without par value
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11/10/2016
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P
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1500
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A
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$40.405
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2930630
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D
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Common shares without par value
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11/10/2016
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P
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3800
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A
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$40.57
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2934430
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D
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Common shares without par value
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11/10/2016
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P
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600
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A
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$40.415
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2935030
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D
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Common shares without par value
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11/10/2016
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P
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4025
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A
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$40.39
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2939055
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D
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Common shares without par value
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11/10/2016
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P
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1622
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A
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$40.375
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2940677
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D
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Common shares without par value
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11/10/2016
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P
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1600
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A
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$40.59
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2942277
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D
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Common shares without par value
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11/10/2016
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P
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16690
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A
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$40.45
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2958967
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D
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Common shares without par value
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11/10/2016
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P
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1000
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A
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$40.395
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2959967
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D
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Common shares without par value
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11/10/2016
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P
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2000
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A
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$40.42
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2961967
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D
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Common shares without par value
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11/10/2016
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P
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2100
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A
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$40.80
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2964067
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D
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Common shares without par value
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11/10/2016
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P
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2400
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A
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$40.69
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2966467
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D
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Common shares without par value
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11/10/2016
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P
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2200
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A
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$40.70
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2968667
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D
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Common shares without par value
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11/10/2016
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P
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1000
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A
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$40.52
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2969667
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D
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Common shares without par value
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11/10/2016
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P
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800
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A
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$40.575
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2970467
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D
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Common shares without par value
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11/10/2016
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P
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3000
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A
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$40.465
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2973467
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D
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Common shares without par value
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11/10/2016
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P
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13700
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A
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$40.46
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2987167
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D
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Common shares without par value
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11/10/2016
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P
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1700
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A
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$40.78
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2988867
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D
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Common shares without par value
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11/10/2016
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P
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4776
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A
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$40.75
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2993643
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D
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Common shares without par value
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11/10/2016
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P
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2800
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A
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$40.68
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2996443
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D
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Common shares without par value
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11/10/2016
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P
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200
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A
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$40.675
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2996643
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D
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Common shares without par value
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11/10/2016
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P
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2100
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A
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$40.595
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2998743
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D
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Common shares without par value
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11/10/2016
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P
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500
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A
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$40.79
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2999243
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D
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Common shares without par value
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11/10/2016
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P
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3300
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A
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$40.56
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3002543
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D
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Common shares without par value
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11/10/2016
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P
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2400
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A
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$40.61
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3004943
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Remarks:
Form 3 of 5. The transactions reported on this Form 4 are part of a series of transactions pursuant to which Mr. White personally invested $15 million in cash to purchase a total of 369,950 shares on his own account, increasing his total ownership from 2,742,017 shares to 3,111,967 shares. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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WHITE MILES D
100 ABBOTT PARK ROAD
ABBOTT PARK, IL 60064-6400
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X
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Chairman and CEO
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Signatures
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John A. Berry, by power of attorney for Miles D. White
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11/14/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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