Tullow Oil PLC Holding(s) in Company (9447P)
November 23 2016 - 4:52AM
UK Regulatory
TIDMTLW
RNS Number : 9447P
Tullow Oil PLC
23 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Tullow Oil plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------ ---------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ ---------------------------
An acquisition or disposal of instruments with X
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ ---------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ ---------------------------
Other (please
specify):
--------------------------------------------------------- ------- ---------------------------
3. Full name of person(s) JPMorgan Chase & Co.
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s) J.P. Morgan Securities Plc
(if different from 3.):(iv)
----------------------------------------------------------- ----------------------------------
5. Date of the transaction 18 November 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ----------------------------------
6. Date on which issuer 22 November 2016
notified:
----------------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are 3%, 4%, 5% Upwards
crossed or
reached: (vi, vii)
----------------------------------------------------------- ----------------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ------------------------------- --------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- -------------- --------------- ------------- --------------------- ------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------- ------------- --------- ---------- ------- ---------
Below Below
minimum minimum
GB0001500809 threshold threshold 6,510,764 0.71%
-------------- --------------- ------------- --------- ---------- ------- ---------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------- --------------- ------------------------------ ------------------- ------------------
Right to
Recall 67,200 0.01%
--------------- --------------- ------------------------------ ------------------- ------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights rights (xix,
instrument (xvii) period instrument xx)
(xviii) refers to
---------------- ------------- --------------- ------------- -------------------- ------------------
Cash-settled 0.01%
equity swap 0.88%
Cash-settled 1.46%
equity swap 0.40%
Cash-settled 0.02%
equity swap 0.01%
Cash-settled 0.00%
equity swap 0.23%
Cash-settled 0.00%
equity swap 0.02%
Cash-settled 0.11%
equity swap 0.10%
Cash-settled 0.00%
equity swap 0.00%
Cash-settled 0.00%
equity swap 0.46%
Cash-settled 0.01%
equity swap 0.02%
Cash-settled 0.05%
equity swap 0.11%
Cash-settled 0.39%
equity swap 30/11/2016 30/11/2016 101,351
Cash-settled 13/12/2016 13/12/2016 8,025,800
equity swap 20/01/2017 20/01/2017 13,340,000
Cash-settled 31/03/2017 31/03/2017 3,660,278
equity swap 13/04/2017 13/04/2017 187,378
Cash-settled 10/05/2017 10/05/2017 110,242
equity swap 13/06/2017 13/06/2017 27,726
Cash-settled 30/06/2017 30/06/2017 2,115,447
equity swap 24/07/2017 24/07/2017 37,543
Cash-settled 26/07/2017 26/07/2017 154,893
equity swap 07/08/2017 07/08/2017 1,038,000
Cash-settled 16/08/2017 16/08/2017 929,933
equity swap 03/10/2017 03/10/2017 515
Cash-settled 16/10/2017 16/10/2017 283
equity swap 17/10/2017 17/10/2017 1,726
Cash-settled 01/11/2017 01/11/2017 4,215,074
equity swap 13/11/2017 13/11/2017 48,685
Cash-settled 06/12/2017 06/12/2017 200,000
equity swap 13/12/2017 13/12/2017 500,000
Cash-settled 20/04/2018 20/04/2018 991,172
equity swap 03/08/2018 03/08/2018 3,574,493
---------------- ------------- --------------- ------------- -------------------- ------- ---------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
45,838,503 5.02%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------------
Total disclosable holding for JPMorgan Chase & Co.:
45,838,503 (5.02%)
Direct: J.P. Morgan Securities Plc: 6,510,764 (0.71%)
Shares; 39,260,539 (4.30%) Qualifying Financial Instruments;
67,200 (0.01%) Financial Instruments with similar economic
effect to Qualifying Financial Instruments.
Chain of control:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Inc. (100%)
Bank One International Holdings Corporation (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Chase (UK) Holdings Limited (99.99%)
J.P. Morgan Chase International Holdings (100%)
J.P. Morgan Securities plc (99.41%)
Proxy Voting:
----------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
--------------------------------------------------------- -----------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
--------------------------------------------------------- -----------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
--------------------------------------------------------- -----------------------------
Table 8A) Includes
13. Additional information: stock borrows of 41,100,643
(4.50%)
--------------------------------------------------------- -----------------------------
14. Contact name: Kevin Massie
Corporate Counsel &
Company Secretary
Tullow Oil plc
--------------------------------------------------------- -----------------------------
15. Contact telephone number: 020 3249 9000
--------------------------------------------------------- -----------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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