Statement of Changes in Beneficial Ownership (4)
June 20 2016 - 5:10PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
BARBA J BRENDAN
|
2. Issuer Name
and
Ticker or Trading Symbol
AEP INDUSTRIES INC
[
AEPI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman and CEO
|
(Last)
(First)
(Middle)
95 CHESTNUT RIDGE ROAD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/16/2016
|
(Street)
MONTVALE, NJ 07645
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
4/27/2016
|
|
G
|
V
|
3356
|
D
|
$0
|
518723
(1)
(2)
|
D
|
|
Common Stock
|
4/27/2016
|
|
G
(3)
|
V
|
500
|
D
|
$0
|
518223
|
D
|
|
Common Stock
|
4/28/2016
|
|
G
|
V
|
200
|
D
|
$0
|
518023
|
D
|
|
Common Stock
|
5/3/2016
|
|
G
|
V
|
50
|
D
|
$0
|
517973
|
D
|
|
Common Stock
|
6/16/2016
|
|
G
|
V
|
87489
|
D
|
$0
|
430484
|
D
|
|
Common Stock
|
4/27/2016
|
|
G
(3)
|
V
|
500
|
A
|
$0
|
1948
|
I
|
By spouse
|
Common Stock
|
6/16/2016
|
|
G
|
V
|
87489
|
A
|
$0
|
87489
|
I
|
Grantor Retained Annuity Trust (GRAT) #9
(4)
|
Common Stock
|
|
|
|
|
|
|
|
51500
|
I
|
2012 Carolyn Vegliante Children's Trust
(5)
|
Common Stock
|
|
|
|
|
|
|
|
51500
|
I
|
2012 Paul Vegliante Children's Trust
(6)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
An additional 29,694 shares of common stock have been deducted from total holdings since the last Form 4 filing due to the reporting person's election to receive cash in lieu of shares upon the vesting of performance units on January 5, 2016, January 6, 2016, January 7, 2016, and January 13, 2016.
|
(
2)
|
Total holdings were adjusted by adding 36,031 shares that were not previously reported. These shares have been held by the reporting person in certificated form since 1996.
|
(
3)
|
This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
|
(
4)
|
This transaction involved a gift of securities by the reporting person to Grantor Retained Annuity Trust (GRAT) #9. GRAT #9 was established by the reporting person, and the trustees for each GRAT are Mr. Paul M. Feeney (Executive Vice President, Finance & CFO of AEP Industries Inc.) and the two daughters of Mr. Barba (who are also co-beneficiaries of each GRAT.)
|
(
5)
|
The 2012 Carolyn Vegliante Children's Trust was established by Mrs. Vegliante and the trustees are Mr. J. Brendan Barba (CEO of AEP Industries Inc.) and Mr. Vegliante. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
|
(
6)
|
The 2012 Paul Vegliante Children's Trust was established by Mr. Vegliante and the trustees are Mr. J. Brendan Barba (CEO of AEP Industries Inc.) and Mrs. Vegliante. The reporting peson disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securites for Section 16 or any other purpose.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
BARBA J BRENDAN
95 CHESTNUT RIDGE ROAD
MONTVALE, NJ 07645
|
X
|
X
|
Chairman and CEO
|
|
Signatures
|
/s/ John F. Hughes, Jr., Attorney-in-fact
|
|
6/20/2016
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Aep (NASDAQ:AEPI)
Historical Stock Chart
From Mar 2024 to Apr 2024
Aep (NASDAQ:AEPI)
Historical Stock Chart
From Apr 2023 to Apr 2024