Statement of Changes in Beneficial Ownership (4)
February 03 2016 - 05:56PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SPIDELL TERRANCE F
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2. Issuer Name
and
Ticker or Trading Symbol
JUNIPER NETWORKS INC
[
JNPR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
VP Corp Controller & CAO
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(Last)
(First)
(Middle)
1133 INNOVATION WAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/1/2016
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(Street)
SUNNYVALE, CA 94089
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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2/1/2016
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M
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2723.0
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A
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$0.0
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3483
(1)
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D
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Common Stock
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2/1/2016
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F
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1193.0
(2)
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D
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$24.33
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2290
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D
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Common Stock
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2/3/2016
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S
(3)
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2290.0
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D
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$24.08
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Performance Shares
(4)
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$0.0
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2/1/2016
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M
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2723.0
(5)
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2/1/2016
(6)
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3/20/2017
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Common Stock
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2723
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$0.0
(7)
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2723
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D
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Explanation of Responses:
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(
1)
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Amount of securities owned includes 760 shares acquired by the reporting person under the Juniper Networks, Inc. 2008 Employee Stock Purchase Plan on 01/29/2016.
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(
2)
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Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
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(
3)
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Transaction pursuant to the Reporting Person's 10b5-1 Plan.
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(
4)
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This is a Performance Stock Unit
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(
5)
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The exact number of shares issued was determined based on achievement of certain Company performance targets for the 2015 fiscal year, as determined by the Compensation Committee of the Board. The remaining unvested shares will vest on February 1, 2017.
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(
6)
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The original Form 4 filed on March 24, 2015 erroneously indicated that the Date Exercisable of the performance share award was March 20, 2016. The correct Date Exercisable is February 1, 2016.
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(
7)
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Column 8 is not an applicable reportable field.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SPIDELL TERRANCE F
1133 INNOVATION WAY
SUNNYVALE, CA 94089
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VP Corp Controller & CAO
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Signatures
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By: Robert Mobassaly: Attorney in Fact For: Terrance F. Spidell
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2/3/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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