Statement of Changes in Beneficial Ownership (4)
March 30 2015 - 5:19PM
Edgar (US Regulatory)
|
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Newbern Thomas B
|
2. Issuer Name
and
Ticker or Trading Symbol
AUTOZONE INC
[
AZO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Sr. Vice President
|
|
(Last)
(First)
(Middle)
123 SOUTH FRONT STREET
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/27/2015
|
|
(Street)
MEMPHIS, TN 38103
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
|
Common Stock
|
3/27/2015
|
|
M
|
|
13500.0000
|
A
|
$225.7400
|
14564.1714
|
D
|
|
|
Common Stock
|
3/27/2015
|
|
M
|
|
3650.0000
|
A
|
$142.7700
|
18214.1714
|
D
|
|
|
Common Stock
|
3/27/2015
|
|
M
|
|
2000.0000
|
A
|
$115.3800
|
20214.1714
|
D
|
|
|
Common Stock
|
3/27/2015
|
|
M
|
|
800.0000
|
A
|
$130.7900
|
21014.1714
|
D
|
|
|
Common Stock
|
3/27/2015
|
|
M
|
|
400.0000
|
A
|
$142.7700
|
21414.1714
|
D
|
|
|
Common Stock
|
3/27/2015
|
|
M
|
|
375.0000
|
A
|
$326.0000
|
21789.1714
|
D
|
|
|
Common Stock
|
3/27/2015
|
|
S
|
|
17150.0000
|
D
|
$680.0038
(1)
|
4639.1714
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Incentive Stock Option (Right to Buy)
(2)
|
$130.7900
|
3/27/2015
|
|
M
|
|
|
800.0000
|
(3)
|
9/22/2018
|
Common Stock
|
800.0000
|
$0.0000
|
0.0000
|
D
|
|
|
Incentive Stock Option (Right to Buy)
(2)
|
$115.3800
|
3/27/2015
|
|
M
|
|
|
2000.0000
|
(4)
|
9/25/2017
|
Common Stock
|
2000.0000
|
$0.0000
|
0.0000
|
D
|
|
|
Incentive Stock Option (Right to Buy)
(5)
|
$326.0000
|
3/27/2015
|
|
M
|
|
|
375.0000
|
(6)
|
9/27/2021
|
Common Stock
|
375.0000
|
$0.0000
|
125.0000
|
D
|
|
|
Incentive Stock Option (Right to Buy)
(2)
|
$142.7700
|
3/27/2015
|
|
M
|
|
|
400.0000
|
(7)
|
9/29/2019
|
Common Stock
|
400.0000
|
$0.0000
|
0.0000
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
(2)
|
$225.7400
|
3/27/2015
|
|
M
|
|
|
13500.0000
|
(8)
|
9/29/2020
|
Common Stock
|
13500.0000
|
$0.0000
|
0.0000
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
(2)
|
$142.7700
|
3/27/2015
|
|
M
|
|
|
3650.0000
|
(7)
|
9/30/2019
|
Common Stock
|
3650.0000
|
$0.0000
|
0.0000
|
D
|
|
|
Explanation of Responses:
|
|
(
1)
|
This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $679.6234 - $680.21 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
|
|
(
2)
|
Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
|
|
(
3)
|
Options exercisable in one-fourth increments on September 22, 2009, 2010, 2011 and 2012, respectively.
|
|
(
4)
|
Options exercisable in one-fourth increments on September 25, 2008, 2009, 2010 and 2011, respectively.
|
|
(
5)
|
Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
|
|
(
6)
|
Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
|
|
(
7)
|
Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.
|
|
(
8)
|
Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.
|
Reporting Owners
|
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
Newbern Thomas B
123 SOUTH FRONT STREET
MEMPHIS, TN 38103
|
|
|
Sr. Vice President
|
|
Signatures
|
|
/s/ Thomas B. Newbern
|
|
3/30/2015
|
|
**
Signature of Reporting Person
|
Date
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
AutoZone (NYSE:AZO)
Historical Stock Chart
From Mar 2024 to Apr 2024
AutoZone (NYSE:AZO)
Historical Stock Chart
From Apr 2023 to Apr 2024
