Specialized Disclosure Report (sd)
May 31 2016 - 4:54PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
CECO
ENVIRONMENTAL CORP.
(Exact name of registrant as specified in its charter)
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Delaware
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000-07099
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13-2566064
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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4625 Red Bank Road
Cincinnati, OH 45227
(Address of principal executive offices) (Zip Code)
Edward J. Prajzner
Chief Financial Officer and Secretary
(513) 458-2600
(Name and
telephone number, including area code, of person to contact in connection with this report.)
Check the appropriate box to
indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.
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Section 1. Conflict Minerals Disclosure
Item 1.01. Conflict Minerals Disclosure and Report.
Conflict Minerals Disclosure
CECO
Environmental Corp. (including its consolidated subsidiaries, the
Company
) is filing this Form SD pursuant to
Rule 13p-1
under the Securities Exchange Act of 1934 for the
reporting period from January 1, 2015 to December 31, 2015 (the
Reporting Period
).
Rule 13p-1,
through Form SD, requires the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain conflict minerals (as defined below) are necessary to the functionality or production of
such products. Form SD defines
conflict minerals
as: (i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted),
(c) gold and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S.
Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country, as such term is defined in Form SD (collectively, the
Covered Countries
).
The Companys operations may at times manufacture, or contract to manufacture, products for which conflict minerals are necessary to the
functionality or production of those products (collectively, the
products
). As required by Form SD, the Company has conducted a good faith reasonable country of origin inquiry (
RCOI
) regarding the
conflict minerals included in its products during the Reporting Period, which the Company refers to as the
Subject Minerals
, to determine whether any such Subject Minerals originated in the Covered Countries and/or whether
any of the Subject Minerals were from recycled or scrap sources. Where applicable, the Company has conducted additional due diligence regarding the sources of the Subject Minerals. The results of the Companys RCOI regarding the Subject
Minerals, as well as its additional due diligence regarding the sources of such Subject Minerals, are contained in the Companys Conflict Minerals Report, a copy of which is filed as Exhibit 1.01 to this Form SD, and is publicly available at
http://www.cecoenviro.com/sec-filings. The content on, or accessible through, any website referred to in this Form SD is not incorporated by reference into this Form SD unless expressly noted.
Item 1.02. Exhibit.
As specified in
Section 2 of Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this Form SD.
Section 2. Exhibits
Item 2.01. Exhibits.
The following
exhibit is filed as part of this Form SD.
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Exhibit
No.
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Description
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1.01
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Conflict Minerals Report of CECO Environmental Corp.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the duly authorized undersigned.
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By:
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/s/ Edward J. Prajzner
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May 31, 2016
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Edward J. Prajzner
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(Date)
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Chief Financial Officer and Secretary
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EXHIBIT INDEX
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Exhibit
No.
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Description
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1.01
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Conflict Minerals Report of CECO Environmental Corp.
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