UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

FORM D

OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
Notice of Exempt Offering of Securities


1. Issuer's Identity
CIK (Filer ID Number) Previous Name(s)   o None Entity Type
0000821026
ANDERSONS INC
ANDERSONS MANAGEMENT CORP
 
x Corporation
o Limited Partnership
o Limited Liability Company
o General Partnership
o Business Trust
o Other
Name of Issuer
  Andersons, Inc.
Jurisdiction of Incorporation/Organization
OHIO
 
Year of Incorporation/Organization
  x Over Five Years Ago
  o Within Last Five Years (Specify Year)  
  o Yet to Be Formed  



2. Principal Place of Business and Contact Information
Name of Issuer  
  Andersons, Inc.  
Street Address 1 Street Address 2
  480 W DUSSEL DR  
City State/Province/Country ZIP/Postal Code Phone No. of Issuer
  MAUMEE   OHIO   43537   4198935050  



3. Related Persons
Last Name First Name Middle Name
Anderson Michael J.
Street Address 1 Street Address 2
1626 River Road
City State/Province/Country ZIP/Postal Code
Maumee OHIO 43537
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  Director, President & Chief Executive Officer

Last Name First Name Middle Name
Anderson Gerard M.
Street Address 1 Street Address 2
191 Orchard Hills Court
City State/Province/Country ZIP/Postal Code
Ann Arbor MICHIGAN 48104
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Kilbane Catherine M.
Street Address 1 Street Address 2
2850 Nottingham Lane
City State/Province/Country ZIP/Postal Code
Hunting Valley OHIO 44022
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
King, Jr. Robert J.
Street Address 1 Street Address 2
5 Daisy Lane
City State/Province/Country ZIP/Postal Code
Pepper Pike OHIO 44124
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

 
Last Name First Name Middle Name
Manire Ross W.
Street Address 1 Street Address 2
665 Plum Tree Road
City State/Province/Country ZIP/Postal Code
Glenn Ellyn ILLINOIS 60137
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Mennel Donald L.
Street Address 1 Street Address 2
3020 Stuart Road
City State/Province/Country ZIP/Postal Code
Fostoria OHIO 44830
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Mullin Patrick S.
Street Address 1 Street Address 2
860 West Hill Drive
City State/Province/Country ZIP/Postal Code
Gates Mills OHIO 44040
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Stout, Jr. John T.
Street Address 1 Street Address 2
3100 West 69th Street
City State/Province/Country ZIP/Postal Code
Mission Hills KANSAS 66208
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

 
Last Name First Name Middle Name
Woods Jacqueline F.
Street Address 1 Street Address 2
37110 Wexford Drive
City State/Province/Country ZIP/Postal Code
Solon OHIO 44139
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Reed Harold M.
Street Address 1 Street Address 2
4026 Coneflower
City State/Province/Country ZIP/Postal Code
Maumee OHIO 43537
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Chief Operating Officer

Last Name First Name Middle Name
Granato John J.
Street Address 1 Street Address 2
2822 River Road
City State/Province/Country ZIP/Postal Code
Maumee OHIO 43537
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Chief Financial Officer

Last Name First Name Middle Name
Addis Dennis J.
Street Address 1 Street Address 2
10429 Bailey Road
City State/Province/Country ZIP/Postal Code
Waterville OHIO 43566
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  President, Grain Group

 
Last Name First Name Middle Name
McKinstray Neill C.
Street Address 1 Street Address 2
8303 O'Dowling Drive
City State/Province/Country ZIP/Postal Code
Onsted MICHIGAN 49265
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  President, Ethanol Group

Last Name First Name Middle Name
Wolf William J.
Street Address 1 Street Address 2
3909 Brookside Road
City State/Province/Country ZIP/Postal Code
Ottawa Hills OHIO 43606
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  President, Plant Nutrient Group

Last Name First Name Middle Name
Shah Rasesh H.
Street Address 1 Street Address 2
8929 Sand Ridge Drive
City State/Province/Country ZIP/Postal Code
Holland OHIO 43528
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  President, Rail Group

Last Name First Name Middle Name
Anderson Daniel T.
Street Address 1 Street Address 2
1833 S. Holland Sylvania
City State/Province/Country ZIP/Postal Code
Maumee OHIO 43537
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  President, Retail Group

 
Last Name First Name Middle Name
Waggoner Thomas L.
Street Address 1 Street Address 2
25188 Rocky Harbour Drive
City State/Province/Country ZIP/Postal Code
Perrysburg OHIO 43551
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Vice President, Marketing and Operation Services

Last Name First Name Middle Name
Rex Anne G.
Street Address 1 Street Address 2
10375 Roachton Road
City State/Province/Country ZIP/Postal Code
Perrysburg OHIO 43551
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Vice President, Corporate Controller

Last Name First Name Middle Name
Sparks Tamara S.
Street Address 1 Street Address 2
3150 Lexington Glen Blvd.
City State/Province/Country ZIP/Postal Code
Monclova OHIO 43542
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Vice President, Corporate Business/Financial Analysis

Last Name First Name Middle Name
Burmeister James C.
Street Address 1 Street Address 2
3001 Secretariat Road
City State/Province/Country ZIP/Postal Code
Toledo OHIO 43615
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Vice President, Finance & Treasurer

 
Last Name First Name Middle Name
Burchinow Naran U.
Street Address 1 Street Address 2
3532 Ridgewood Road
City State/Province/Country ZIP/Postal Code
Toledo OHIO 43606
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Vice President, General Counsel & Secretary

Last Name First Name Middle Name
DePompei Arthur D.
Street Address 1 Street Address 2
4901 Starboard Drive
City State/Province/Country ZIP/Postal Code
Maumee OHIO 43537
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Vice President, Human Resources

 


4. Industry Group
x Agriculture   Health Care o Retailing
  Banking & Financial Services   o Biotechnology o Restaurants
  o Commercial Banking   o Health Insurance   Technology
  o Insurance   o Hospitals & Physicians   o Computers
  o Investing   o Pharmaceuticals   o Telecommunications
  o Investment Banking   o Other Health Care   o Other Technology
  o Pooled Investment Fund

        Travel
  o Other Banking & Financial Services o Manufacturing   o Airlines & Airports
  Real Estate   o Lodging & Conventions
  o Commercial   o Tourism & Travel Services
  o Construction   o Other Travel
  o REITS & Finance o Other
  o Residential  
  o Other Real Estate  
o Business Services  
  Energy  
  o Coal Mining  
  o Electric Utilities  
  o Energy Conservation  
  o Environmental Services  
  o Oil & Gas  
  o Other Energy  


5. Issuer Size
Revenue Range Aggregate Net Asset Value Range
o No Revenues o No Aggregate Net Asset Value
o $1 - $1,000,000 o $1 - $5,000,000
o $1,000,001 - $5,000,000 o $5,000,001 - $25,000,000
o $5,000,001 - $25,000,000 o $25,000,001 - $50,000,000
o $25,000,001 - $100,000,000 o $50,000,001 - $100,000,000
x Over $100,000,000 o Over $100,000,000
o Decline to Disclose o Decline to Disclose
o Not Applicable o Not Applicable


6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
o Rule 504(b)(1) (not (i), (ii) or (iii)) o Rule 505
o Rule 504 (b)(1)(i) x Rule 506(b)
o Rule 504 (b)(1)(ii) o Rule 506(c)
o Rule 504 (b)(1)(iii) o Securities Act Section 4(a)(5)
  o Investment Company Act Section 3(c)

7. Type of Filing
x New Notice Date of First Sale   2015-03-13 o First Sale Yet to Occur
o Amendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year? o Yes x No

9. Type(s) of Securities Offered (select all that apply)
o Pooled Investment Fund Interests x Equity
o Tenant-in-Common Securities o Debt
o Mineral Property Securities o Option, Warrant or Other Right to Acquire Another Security
o Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security o Other (describe)
   


10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? x Yes o No
 
Clarification of Response (if Necessary)  
   

11. Minimum Investment
Minimum investment accepted from any outside investor $   0   USD

12. Sales Compensation
Recipient Recipient CRD Number o None
   
(Associated) Broker or Dealer o None (Associated) Broker or Dealer CRD Number o None
   
Street Address 1 Street Address 2
   
City State/Province/Country ZIP/Postal Code
     
State(s) of Solicitation o All States
 
 



13. Offering and Sales Amounts
Total Offering Amount $   4781632   USD o Indefinite
Total Amount Sold $   4781632   USD  
Total Remaining to be Sold $   0   USD o Indefinite
 
Clarification of Response (if Necessary)
   


14. Investors
x Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
2
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 16


15. Sales Commissions & Finders' Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions $   0   USD o Estimate
Finders' Fees $   0   USD o Estimate
 
Clarification of Response (if Necessary)
   


16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
  $   0   USD o Estimate
 
Clarification of Response (if Necessary)
   

Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission  
  In submitting this notice, each Issuer named above is:  
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that the Issuer is not disqualified from relying on any Regulation D exemption it has identified in Item 6 above for one of the reasons stated in Rule 505(b)(2)(iii).
 
 
  Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
  For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Andersons, Inc. John Granato John Granato Chief Financial Officer 2015-03-27

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