Sirius Minerals Plc Holding(s) in Company (2117Z)
March 13 2017 - 3:01AM
UK Regulatory
TIDMSXX
RNS Number : 2117Z
Sirius Minerals Plc
13 March 2017
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------------------
1. Identity of the issuer or Sirius Minerals Plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------ ---------------------------
An acquisition or disposal of qualifying financial X
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ ---------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ ---------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ ---------------------------
Other (please
specify):
--------------------------------------------------------- ------- ---------------------------
3. Full name of person(s) CQS (UK) LLP
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- ----------------------------------
5. Date of the transaction 27 February 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ----------------------------------
6. Date on which issuer 01 March 2017
notified:
----------------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are Total holding for CQS (UK)
crossed or LLP has gone above 5%
reached: (vi, vii)
----------------------------------------------------------- ----------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
--------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ------------------------------ --------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
-------------- -------------- -------------- ------------- -------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------ ------------- ------- ----------- -------- ---------
Below Below
GB00B0DG3H29 5% 5% N/A N/A 18,405,000 0.00% 0.44%
-------------- -------------- ------------- ------- ----------- -------- ---------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
---------------- ------------- ---------------------------- -------------------- -------------------
Convertible 28/11/2023 162,548,764.63 3.90%
---------------- ------------- ---------------------------- -------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
--------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- -------------- -------------------- -------------------
CFD Nominal Delta
--------------- ------------- ------------- -------------- -------- ---------
0.85 0.85
35,391,571 % %
----------------------------------------------------- -------------------- -------- ---------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------- -------------------------------------------------------
216,345,335.63 5.19%
----------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------------------
11. Number of voting rights proxy
holder will cease to hold:
--------------------------------------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
--------------------------------------------------------------
13. Additional information:
------------------------------------------------------------ ---
14. Contact name:
------------------------------------------------------------ ---
15. Contact telephone number:
------------------------------------------------------------ ---
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in shares(xxii)
A: Identity of the persons or legal entity subject to
the notification obligation
-------------------------------------------------------------------------
Full name CQS (UK) LLP
(including legal form of
legal entities)
------------------------------------- ----------------------------------
Contact address 4(th) Floor
(registered office for legal One Strand
entities) London
WC2N 5HR
------------------------------------- ----------------------------------
Phone number & email +44 207 201 compliance@cqsm.com
6921
------------------------------------- ------------ --------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------- ----------------------------------
B: Identity of the notifier, if applicable
-------------------------------------------------------------------------
Full name Sophie Boyle
------------------------------------- ----------------------------------
Contact address 4(th) Floor
One Strand
London
WC2N 5HR
------------------------------------- ----------------------------------
Phone number & email +44 207 201 6921
------------------------------------- ----------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------- ----------------------------------
C: Additional information
-------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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