Securities Registration: Employee Benefit Plan (s-8)
May 20 2016 - 09:17AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on May 20, 2016
Registration No.
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
AIR PRODUCTS AND CHEMICALS, INC.
(Exact Name of Registrant as Specified in Its Charter)
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Delaware
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23-1274455
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(State or Other Jurisdiction of
Incorporation or Organization)
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(I.R.S. Employer
Identification No.)
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7201 Hamilton Boulevard,
Allentown, Pennsylvania 18195-1501
(Address of Principal Executive Offices) (Zip Code)
Air Products and Chemicals, Inc. Long-Term Incentive Plan
(Full Title of the Plan)
Mary T. Afflerbach,
Corporate Secretary and Chief Governance Officer
Air Products and Chemicals, Inc.,
7201 Hamilton Boulevard,
Allentown, PA 18195-1501
(Name and Address of Agent for Service)
610-481-4911
(Telephone
Number, Including Area Code, of Agent for Service)
CALCULATION
OF REGISTRATION FEE
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Titles of securities
to be registered
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Amount
to be
registered
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Proposed
maximum
offering price
per share
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Proposed
maximum
aggregate
offering price
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Amount of
registration fee
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Common Stock, par value $1
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442,079
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$142.43
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$62,965,311.97
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$6340.61
(1)
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Options Granted 5/08/15
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4,225
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$147.93
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$625,004.25
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$62.94
(2)
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Options Granted 6/1/15
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565
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$147.45
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$83,309.25
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$8.39
(2)
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Options Granted 10/5/15
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2,978
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$132.92
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$395,835.76
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$39.86
(2)
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Total
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449,847
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$64,069,461.23
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$6,451.80
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(1)
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The registration fee with respect to these shares has been computed in accordance with paragraphs (c) and (h) of Rule 457, based upon the average of the reported high and low sales prices of shares of Common
Stock on 13 May 2016 (i.e., $142.43 per share).
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(2)
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The registration fee with respect to these shares has been computed in accordance with paragraph (h) of Rule 457 based upon the stated exercise price of the Options.
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EXPLANATORY NOTE
Air Products and Chemicals, Inc. (the Registrant), has prepared this Registration Statement in accordance with the requirements of
Form S-8 under the Securities Act of 1933, as amended, to register 449,847 additional shares of common stock of the Registrant, for distribution pursuant to the Air Products and Chemicals, Inc. Long-Term Incentive Plan (the Plan)
These are securities of the same class as the securities registered on Form S-8, Registration Statement No. 333-103809 filed with
the Securities and Exchange Commission (the SEC) on 14 March 2003, (the Initial Registration) relating to the Plan.
Pursuant to General Instruction E to Form S-8, the contents of the Initial Registration are incorporated herein by reference.
PART II
INFORMATION
REQUIRED IN THE REGISTRATION STATEMENT
Item 3.
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Incorporation of Documents by Reference.
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The following documents filed by the
Registrant with the SEC are incorporated herein by reference:
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(a)
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The Registrants Annual Report on Form 10-K for the fiscal year ended 30 September 2015, filed on 24 November 2015;
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(b)
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The Registrants Quarterly Reports on Form 10-Q for the quarter ended 31 December 2015, filed on 29 January 2016 and for the quarter ended 31 March 2016, filed on 28 April 2016; and
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(c)
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The Registrants Current Reports on Form 8-K filed on 29 October 2015, 1 December 2015, 28 January 2016, 29 January 2016, 29 March 2016, 28 April 2016 and 6 May 2016.
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All documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the
Securities Exchange Act of 1934, prior to the filing of a post-effective date amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by
reference in this registration statement and to be part hereof from the date of filing of such documents.
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23.
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Consent of Independent Registered Public Accounting Firm
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1
SIGNATURES
The Registrant
. Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to
believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Trexlertown, Commonwealth of
Pennsylvania, on this 20
th
day of May 2016.
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AIR PRODUCTS AND CHEMICALS, INC.
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(Registrant)
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By:
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/s/ Mary T. Afflerbach
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Mary T. Afflerbach*
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Corporate Secretary and Chief Governance
Officer
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*
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Mary T. Afflerbach, Corporate Secretary and Chief Governance Officer, by signing her name hereto, signs this registration statement on behalf of the registrant and, for each of the persons indicated by asterisk on page
3 hereof, pursuant to a power of attorney duly executed by such persons which is filed with the Securities and Exchange Commission herewith.
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2
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been
signed by the following persons in the capacities and on the date indicated.
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Signature
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Title
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Date
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/s/ Seifi Ghasemi
Seifi Ghasemi
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Director, Chairman of the Board,
President and Chief Executive
Officer
(Principal Executive Officer)
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20 May 2016
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/s/ M. Scott Crocco
M. Scott Crocco
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Senior Vice President and Chief
Financial Officer
(Principal Financial Officer)
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20 May 2016
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/s/ Russell A.
Flugel
Russell A. Flugel
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Vice President and Corporate
Cintroller
(Principal Accounting Officer)
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20 May 2016
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*
Susan K. Carter
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Director
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20 May 2016
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*
Charles I. Cogut
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Director
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20 May 2016
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*
Chadwick C. Deaton
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Director
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20 May 2016
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*
David H. Y. Ho
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Director
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20 May 2016
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*
Margaret G. McGlynn
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Director
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20 May 2016
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*
Edward L. Monser
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Director
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20 May 2016
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*
Matthew H. Paull
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Director
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22 May 2015
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3
EXHIBIT INDEX
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Exhibit
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Page
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23.
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Consent of Independent Registered Public Accounting Firm
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5
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24.
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Power of Attorney
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6
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No opinion of counsel is being filed because the Common Stock to be distributed in connection with the Plan will consist
exclusively of previously issued shares that are presently held by the registrant as treasury shares and will not constitute original issuance shares; further, no opinion is being furnished with respect to ERISA compliance because the Plan covered
by the registration statement is not subject to the requirements of ERISA.
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